401(k) · DOL Form 5500 · 2023

Millstein & Co., L.P. 401(k) Plan

Data updated 2026-08-25

$399K
Total assets Small plan by assets: N/A
Participants Small participant base: 16th
Percentile by assets National rank

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Official DOL plan name: Millstein & Co. 401(k) Retirement Plan · Sponsored by Millstein & Co., L.P. · New York · Finance & Insurance

$399K in assets, N/A participants

Millstein & Co., L.P.'s Millstein & Co. 401(k) Retirement Plan reported $399K in total assets and N/A participants in its 2023 DOL Form 5500 filing, ranking in the 16th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

#841 in Finance & Insurance (8,869 peers)

What the 2023 filing shows

Millstein & Co. 401(k) Retirement Plan holds $399K for N/A participants, among the smaller plans by assets on file.

#841
in Finance & Insurance (8,869 peers): -2.6%
assets change YoY

The plan reported a net loss of $11K for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

Millstein & Co. 401(k) Retirement Plan among the smaller filed plans by assets

Millstein & Co. 401(k) Retirement Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$398,636 16th percentile higher than 16% of 127,068 filed plans

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Filed plans by participant headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets.

Micro (1-10) 35,718 filings (27%) Small (11-100) 27,089 filings (21%) Medium (101-1,000) 55,445 filings (43%) Large (1,001-10,000) 10,273 filings (8%) Mega (10,000+) 1,374 filings (1%)

Millstein & Co. 401(k) Retirement Plan reported net income rose from -$2M in the plan year 2022 filing to -$11K in the plan year 2023 filing.
Millstein & Co. 401(k) Retirement Plan end-of-year assets fell from $409K in the plan year 2022 filing to $399K in the plan year 2023 filing.

See the national 2022→2023 release diff →

Plan-year Form 5500 strip

Filing strip 800784714 · Millstein & Co., L.P. PY 2023 · 401(k)

Millstein & Co. 401(k) Retirement Plan · $399K · N/A · 16th

SCH $399K
SCH N/A
SCH 16th
SCH 401(k)
SCH near Kgc Technologies 401(k) Plan
SCH ind #841

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in New York →

End-of-year total assets ($M) among Millstein & Co. 401(k) Retirement Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Filing particulars (2023)

Total Assets (Beginning of Year)	$409K
Net Assets (End of Year)	$399K
Net Income	-$11K
Employer EIN	800784714
Plan Effective Date	2012-04-15
Filing Status	FILING RECEIVED

Sponsor Plan History (Millstein & Co., L.P.)

Latest sponsor-wide plan assets: $422K 3.0603394567811955% vs 2022; 2024 filing year

Year	Plans	Participants	Total Assets
2022	1	N/A	$409K
2023	1	N/A	$399K
2024	1	1	$422K

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Millstein & Co. 401(k) Retirement Plan vs. nearby 401(k) plans in New York, assets vs. participants

IBM 401 (K) Plus Plan $57.4B · 54,912
Pfizer Savings Plan $19.6B · 30,033
Morgan Stanley 401(k) Plan $19.2B · 55,363
The Pepsico Savings Plan $13.7B · 133,597
The Goldman Sachs 401(k) Plan $11.4B · 24,866

Compare Millstein & Co. 401(k) Retirement Plan side-by-side with 3 peers →

Millstein & Co. 401(k) Retirement Plan's closest out-of-state 401(k) peers by assets

Outside New York, the nearest 401(k) by end-of-year assets is Kgc Technologies 401(k) Plan in CA at $399K (this filing: $399K).

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($399K here).

Kgc Technologies 401(k) Plan (CA) $399K · 17
Francois Incorporated 401(k) Profit Sharing Plan (VA) $399K · 3
Clementine Toast & Coffee, Inc. 401(k) Profit Sharing Plan (FL) $399K · 1
Whitherward Dream, Inc. 401(k) Profit Sharing Plan (IL) $399K · 10

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Millstein & Co. 401(k) Retirement Plan assets move in 2023? ▼

Millstein & Co. 401(k) Retirement Plan edged down modestly - down 2.6% during 2023, from $409K to $399K. Reported net income was -$11K.

How have Millstein & Co., L.P. plan assets changed over time? ▼

Across 3 plan years on file (2022-2024), Millstein & Co., L.P.'s sponsor-wide assets grew 3.1%, from $409K to $422K.

Where does Millstein & Co. 401(k) Retirement Plan rank by assets among Form 5500 filers? ▼

Millstein & Co. 401(k) Retirement Plan ranks in the 16th percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (among the smaller plans by assets on file).

Which 401(k) plans are similar in size to Millstein & Co. 401(k) Retirement Plan? ▼

Among 401(k) plans in other states, the closest by assets is Kgc Technologies 401(k) Plan in CA ($399K, 17 participants).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 800784714.