Other · DOL Form 5500 · 2023
Refocus, Inc. Retirement Plan
Data updated 2026-08-25
- $11M
- Total assets Small plan by assets
- 262
- Participants Below avg headcount
- 61st
- Percentile by assets National rank
- $43,061
- Avg per participant Low balance/head
Official DOL plan name: 403(b) Thrift Plan for Employees of Refocus, Inc. · Sponsored by Refocus, Inc. · Rhode Island · Healthcare & Social Assistance
$11M in assets, 262 participants
Refocus, Inc.'s 403(b) Thrift Plan for Employees of Refocus, Inc. reported $11M in total assets and 262 participants in its 2023 DOL Form 5500 filing, ranking in the 61st percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.
- #11,791 in Healthcare & Social Assistance (17,684 peers)
Coverage in Rhode Island
403(b) Thrift Plan for Employees of Refocus, Inc. covers 262 participants in Rhode Island, about 18% of the average Rhode Island filer (state average ~1,449 per filing). Assets: $11M.
- #11,791
- in Healthcare & Social Assistance (17,684 peers)
- +14.6%
- assets growth YoY
403(b) Thrift Plan for Employees of Refocus, Inc.'s mid-pack asset rank among Healthcare & Social Assistance and all filers
403(b) Thrift Plan for Employees of Refocus, Inc. vs every filed plan by assets
End-of-year total assets · plan year 2023 · DOL Form 5500
$11,281,868 Top 39% higher than 61% of 127,068 filed plans
Dashed line + filled bar = this entry, among filed plans.
Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023
403(b) Thrift Plan for Employees of Refocus, Inc. among mid-size filed plans by headcount
Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. 403(b) Thrift Plan for Employees of Refocus, Inc. sits mid-pack in the medium band (262 participants).
What changed between DOL Form 5500 filings
plan year 2022 → plan year 2023
- 403(b) Thrift Plan for Employees of Refocus, Inc. reported net income rose from -$2M in the plan year 2022 filing to $1M in the plan year 2023 filing.
- 403(b) Thrift Plan for Employees of Refocus, Inc. reported participants rose from 226 in the plan year 2022 filing to 262 in the plan year 2023 filing.
- 403(b) Thrift Plan for Employees of Refocus, Inc. end-of-year assets rose from $10M in the plan year 2022 filing to $11M in the plan year 2023 filing.
DOL schedule card
Filing strip 050394380 · Refocus, Inc. PY 2023 · Other
403(b) Thrift Plan for Employees of Refocus, Inc. · $11M · 262 · 61st
- EIN $11M
- RANK 262
- PHOTO 61st
- IND Other
- EOY near California Science Center Foundation 403(b) Tda Plan
- 5500 ind #11791
Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Healthcare & Social Assistance retirement plans → · Plans in Rhode Island →
403(b) Thrift Plan for Employees of Refocus, Inc. in the asset neighbourhood
Rhode Island filing particulars
| Total Assets (Beginning of Year) | $10M |
|---|---|
| Net Assets (End of Year) | $11M |
| Net Income | $1M |
| Employer EIN | 050394380 |
| Plan Effective Date | 1996-08-01 |
| Filing Status | FILING RECEIVED |
Sponsor Plan History (Refocus, Inc.)
Sponsor-wide plan assets over time
All Refocus, Inc. plans reported in each filing year
- Latest sponsor-wide plan assets
- $14M 38.79727373786464% vs 2022
- 2024 filing year
| Year | Plans | Participants | Total Assets |
|---|---|---|---|
| 2022 | 1 | 226 | $10M |
| 2023 | 1 | 262 | $11M |
| 2024 | 1 | 271 | $14M |
Nearby Other Plans in Rhode Island
Peer Other plans, same state, same plan type, ranked by total assets.
- Brown University Defined Contribution Legacy Retirement Plan $1.4B · 1,272
- Lifespan Corporation 403(b)Retirement Plan $1.2B · 9,416
- Brown University Defined Contribution Deferred Vesting Retirement Plan $813M · 5,630
- Providence College 403(b) Plan $360M · 984
- Roger Williams University Retirement Plan $336M · 2,740
403(b) Thrift Plan for Employees of Refocus, Inc.'s out-of-state Other peers by assets and headcount
Outside Rhode Island, the nearest Other by assets is California Science Center Foundation 403(b) Tda Plan in CA ($11M); by covered participants it is Association of State and Territorial Health Officials 403(b) Plan in VA (262 participants). Same-state nearby plans are listed separately above.
Closest by plan assets
Nearest other-state filings by tot_assets_eoy ($11M here).
Similar participant headcount
Nearest other-state filings by covered participants (262 participants); asset peers above are excluded.
DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.