401(k) · DOL Form 5500 · 2023

Eshares, Inc. Dba Carta Inc. 401(k) Plan

Data updated 2026-08-25

$101M
Total assets Near avg plan size
1,601
Participants Near avg headcount
91st
Percentile by assets National rank
$62,788
Avg per participant Low balance/head
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Official DOL plan name: Eshares, Inc. 401(k) Plan · Sponsored by Eshares, Inc. Dba Carta Inc. · California · Professional & Technical Services

$101M in assets, 1,601 participants

Eshares, Inc. Dba Carta Inc.'s Eshares, Inc. 401(k) Plan reported $101M in total assets and 1,601 participants in its 2023 DOL Form 5500 filing, ranking in the 91st percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #18,791 in Professional & Technical Services (20,321 peers)

Coverage in California

Eshares, Inc. 401(k) Plan covers 1,601 participants in California, 2.5x the typical California plan (state average ~630 per filing). Assets: $101M.

#18,791
in Professional & Technical Services (20,321 peers)
+50.8%
assets growth YoY
1.0×
vs typical plan assets (national mean)

Eshares, Inc. 401(k) Plan's outsized position by total assets

Eshares, Inc. 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$100,523,554 Top 9% higher than 91% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Eshares, Inc. 401(k) Plan's large-plan peer group by participant headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Eshares, Inc. 401(k) Plan lands in the large band (1,601 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Eshares, Inc. 401(k) Plan reported net income rose from $13M in the plan year 2022 filing to $34M in the plan year 2023 filing.
  • Eshares, Inc. 401(k) Plan end-of-year assets rose from $67M in the plan year 2022 filing to $101M in the plan year 2023 filing.
  • Eshares, Inc. 401(k) Plan reported participants rose from 1,303 in the plan year 2022 filing to 1,601 in the plan year 2023 filing.

See the national 2022→2023 release diff →

DOL schedule card

Filing strip 455639657 · Eshares, Inc. Dba Carta Inc. PY 2023 · 401(k)

Eshares, Inc. 401(k) Plan · $101M · 1,601 · 91st

  • RANK $101M
  • RANK 1,601
  • RANK 91st
  • RANK 401(k)
  • RANK near Aunt Millie's Bakeries Union 401(k) Savings Plan
  • RANK ind #18791

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Professional & Technical Services retirement plans → · Plans in California →

Eshares, Inc. 401(k) Plan in the asset neighbourhood

Carmody Torrance Sandak & Hennessey LLP Employees' Profit Sharing PlanCarmody Torrance Sandak & He…$101MEshares, Inc. 401(k) Plan$101MAunt Millie's Bakeries Union 401(k) Savings PlanAunt Millie's Bakeries Union…$101MFox Management Rehabilitation Services LLC 401(k) PlanFox Management Rehabilitatio…$101MFox Management Rehabilitation Services LLC 401(k) PlanFox Management Rehabilitatio…$101M
End-of-year total assets ($M) among Eshares, Inc. 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

California filing particulars

Total Assets (Beginning of Year)$67M
Net Assets (End of Year)$101M
Net Income$34M
Employer EIN455639657
Plan Effective Date2015-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Eshares, Inc. Dba Carta Inc.)

Sponsor-wide plan assets over time

All Eshares, Inc. Dba Carta Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$129M 93.45712864705176% vs 2022
2024 filing year
$60M$80M$100M$120M$140M 202220232024 $66.7M $129M ▲ +93.5%
Year Plans Participants Total Assets
2022 1 1,303 $67M
2023 1 1,601 $101M
2024 1 1,226 $129M

Nearby 401(k) Plans in California

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Eshares, Inc. 401(k) Plan vs. nearby 401(k) plans in California, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000200000250000 -200204060 Total assets ($B) Participants Eshares, Inc. 401(k) Plan, Total assets ($B): 0.100523554 · Participants: 1601Eshares, Inc. 401(k) PlanWells Fargo & Company 401(k) Plan, Total assets ($B): 51.831350351 · Participants: 193919Wells Fargo & Company 401(k) PlanGoogle LLC 401(k) Savings Plan, Total assets ($B): 39.047152408 · Participants: 122867Google LLC 401(k) Savings PlanOracle Corporation 401(k) Savings and Investment Plan, Total assets ($B): 26.320437734 · Participants: 63105Oracle Corporation 401(k) Savings and Investment PlanIntel 401(k) Savings Plan, Total assets ($B): 22.17918189 · Participants: 59863Intel 401(k) Savings PlanApple 401(k) Plan, Total assets ($B): 19.779511539 · Participants: 106111Apple 401(k) Plan
Eshares, Inc. 401(k) Plan vs. nearby 401(k) plans in California, assets vs. participants
Compare Eshares, Inc. 401(k) Plan side-by-side with 3 peers →

Eshares, Inc. 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside California, the nearest 401(k) by assets is Aunt Millie's Bakeries Union 401(k) Savings Plan in IN ($101M); by covered participants it is All American Homecare Agency Inc 401(k) Plan in NY (1,601 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (1,601 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Eshares, Inc. 401(k) Plan assets move in 2023? ▼
Eshares, Inc. 401(k) Plan surged - up 50.8% during 2023, from $67M to $101M. Reported net income was $34M.
How have Eshares, Inc. Dba Carta Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Eshares, Inc. Dba Carta Inc.'s sponsor-wide assets grew 93.5%, from $67M to $129M.
Where does Eshares, Inc. 401(k) Plan rank by assets among Form 5500 filers? ▼
Eshares, Inc. 401(k) Plan ranks in the 91st percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (in the top 10% of all filed plans by assets).
Which 401(k) plans are similar in size to Eshares, Inc. 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is Aunt Millie's Bakeries Union 401(k) Savings Plan in IN ($101M, 674 participants).
Which 401(k) plans cover a similar participant headcount to Eshares, Inc. 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is All American Homecare Agency Inc 401(k) Plan in NY (1,601 participants, $18M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 455639657.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.