401(k) · DOL Form 5500 · 2023

Fora Financial LLC 401(k) Plan

Data updated 2026-08-25

$5M
Total assets Small plan by assets: 150
Participants Small participant base: 44th
Percentile by assets National rank: $33,366
Avg per participant Low balance/head

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Official DOL plan name: Fora Financial LLC 401(k) Plan · Sponsored by Fora Financial LLC · New York · Finance & Insurance

$5M in assets, 150 participants

Fora Financial LLC's Fora Financial LLC 401(k) Plan reported $5M in total assets and 150 participants in its 2023 DOL Form 5500 filing, ranking in the 44th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

#2,795 in Finance & Insurance (8,869 peers)

Coverage in New York

Fora Financial LLC 401(k) Plan covers 150 participants in New York, about 19% of the average New York filer (state average ~798 per filing). Assets: $5M.

#2,795
in Finance & Insurance (8,869 peers): +39.3%
assets growth YoY

Fora Financial LLC 401(k) Plan's mid-pack asset rank among Finance & Insurance and all filers

Fora Financial LLC 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$5,004,907 44th percentile higher than 44% of 127,068 filed plans

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Fora Financial LLC 401(k) Plan among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Fora Financial LLC 401(k) Plan sits mid-pack in the medium band (150 participants).

Micro (1-10) 35,718 filings (27%) Small (11-100) 27,089 filings (21%) Medium (101-1,000) 55,445 filings (43%) Large (1,001-10,000) 10,273 filings (8%) Mega (10,000+) 1,374 filings (1%)

Fora Financial LLC 401(k) Plan reported net income rose from $169K in the plan year 2022 filing to $1M in the plan year 2023 filing.
Fora Financial LLC 401(k) Plan end-of-year assets rose from $4M in the plan year 2022 filing to $5M in the plan year 2023 filing.
Fora Financial LLC 401(k) Plan reported participants rose from 147 in the plan year 2022 filing to 150 in the plan year 2023 filing.

See the national 2022→2023 release diff →

EBSA filing schedule strip

Filing strip 900393753 · Fora Financial LLC PY 2023 · 401(k)

Fora Financial LLC 401(k) Plan · $5M · 150 · 44th

PCT $5M
PCT 150
PCT 44th
PCT 401(k)
PCT near Slk America Inc. 401(k) Plan
PCT ind #2795

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in New York →

End-of-year total assets ($M) among Fora Financial LLC 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

New York filing particulars

Total Assets (Beginning of Year)	$4M
Net Assets (End of Year)	$5M
Net Income	$1M
Employer EIN	900393753
Plan Effective Date	2013-01-01
Filing Status	FILING RECEIVED

Sponsor Plan History (Fora Financial LLC)

Latest sponsor-wide plan assets: $7M 90.46946592509701% vs 2022; 2024 filing year

Year	Plans	Participants	Total Assets
2022	1	147	$4M
2023	1	150	$5M
2024	1	127	$7M

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Fora Financial LLC 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants

IBM 401 (K) Plus Plan $57.4B · 54,912
Pfizer Savings Plan $19.6B · 30,033
Morgan Stanley 401(k) Plan $19.2B · 55,363
The Pepsico Savings Plan $13.7B · 133,597
The Goldman Sachs 401(k) Plan $11.4B · 24,866

Compare Fora Financial LLC 401(k) Plan side-by-side with 3 peers →

Fora Financial LLC 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside New York, the nearest 401(k) by assets is Slk America Inc. 401(k) Plan in OH ($5M); by covered participants it is San Pedro Fish Markets 401(k) Profit Sharing Plan & Trust in CA (150 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($5M here).

Slk America Inc. 401(k) Plan (OH) $5M · 292
Rod N Reel Inc. 401(k) Profit Sharing Plan (MD) $5M · 176
Par 4 Plastics, Inc. 401(k) Profit Sharing Plan and Trust (KY) $5M · 145
U-Tec Construction, Inc. Retirement Plan (GA) $5M · 371

Similar participant headcount

Nearest other-state filings by covered participants (150 participants); asset peers above are excluded.

San Pedro Fish Markets 401(k) Profit Sharing Plan & Trust (CA) 150 · 0 off
Controlscan Holdings, Inc. 401(k) Plan (KY) 150 · 0 off
Infovista 401(k) Retirement Plan (MA) 150 · 0 off
Jones Edmunds & Associates, Inc. 401(k) Plan (FL) 150 · 0 off

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Fora Financial LLC 401(k) Plan assets move in 2023? ▼

Fora Financial LLC 401(k) Plan surged - up 39.3% during 2023, from $4M to $5M. Reported net income was $1M.

How have Fora Financial LLC plan assets changed over time? ▼

Across 3 plan years on file (2022-2024), Fora Financial LLC's sponsor-wide assets grew 90.5%, from $4M to $7M.

Which 401(k) plans are similar in size to Fora Financial LLC 401(k) Plan? ▼

Among 401(k) plans in other states, the closest by assets is Slk America Inc. 401(k) Plan in OH ($5M, 292 participants).

Which 401(k) plans cover a similar participant headcount to Fora Financial LLC 401(k) Plan? ▼

Among 401(k) plans in other states, the closest by covered participants is San Pedro Fish Markets 401(k) Profit Sharing Plan & Trust in CA (150 participants, $867K in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 900393753.