401(k) · DOL Form 5500 · 2023

Rubenstein Associates, Inc. 401(k) Plan

Data updated 2026-08-25

$36M
Total assets Below avg plan size
146
Participants Small participant base
82nd
Percentile by assets National rank
$247,116
Avg per participant Above avg balance/head
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Official DOL plan name: Rubenstein 401(k) Plan · Sponsored by Rubenstein Associates, Inc. · New York · Professional & Technical Services

$36M in assets, 146 participants

Rubenstein Associates, Inc.'s Rubenstein 401(k) Plan reported $36M in total assets and 146 participants in its 2023 DOL Form 5500 filing, ranking in the 82nd percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #16,760 in Professional & Technical Services (20,321 peers)

Coverage in New York

Rubenstein 401(k) Plan covers 146 participants in New York, about 18% of the average New York filer (state average ~798 per filing). Assets: $36M.

#16,760
in Professional & Technical Services (20,321 peers)
+12.7%
assets growth YoY
0.4×
vs typical plan assets (national mean)

Rubenstein 401(k) Plan's outsized position by total assets

Rubenstein 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$36,078,937 Top 18% higher than 82% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Rubenstein 401(k) Plan among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Rubenstein 401(k) Plan sits mid-pack in the medium band (146 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Rubenstein 401(k) Plan reported net income rose from -$5M in the plan year 2022 filing to $4M in the plan year 2023 filing.
  • Rubenstein 401(k) Plan end-of-year assets rose from $32M in the plan year 2022 filing to $36M in the plan year 2023 filing.
  • Rubenstein 401(k) Plan reported participants rose from 142 in the plan year 2022 filing to 146 in the plan year 2023 filing.

See the national 2022→2023 release diff →

Form 5500 schedule snapshot

Filing strip 132540840 · Rubenstein Associates, Inc. PY 2023 · 401(k)

Rubenstein 401(k) Plan · $36M · 146 · 82nd

  • PART $36M
  • TYPE 146
  • NET 82nd
  • BOOK 401(k)
  • VS-ST near Brighton Jones, LLC 401(k) Profit Sharing Plan & Trust
  • BOY ind #16760

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Professional & Technical Services retirement plans → · Plans in New York →

Rubenstein 401(k) Plan in the asset neighbourhood

Rubenstein 401(k) Plan$36MBrighton Jones, LLC 401(k) Profit Sharing Plan & TrustBrighton Jones, LLC 401(k) P…$36MCorrigan Moving and Storage Co. Tax Deferred Savings Plan and TrustCorrigan Moving and Storage …$36MNu-Calgon Wholesaler, Inc. 401(k) PlanNu-Calgon Wholesaler, Inc. 4…$36MBadger Daylighting Corp. 401(k) PlanBadger Daylighting Corp. 401…$36M
End-of-year total assets ($M) among Rubenstein 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

New York filing particulars

Total Assets (Beginning of Year)$32M
Net Assets (End of Year)$36M
Net Income$4M
Employer EIN132540840
Plan Effective Date1984-07-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Rubenstein Associates, Inc.)

Sponsor-wide plan assets over time

All Rubenstein Associates, Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$37M 16.272307631396565% vs 2022
2024 filing year
$30M$32M$34M$36M$38M 202220232024 $32M $37.2M ▲ +16.3%
Year Plans Participants Total Assets
2022 1 142 $32M
2023 1 146 $36M
2024 1 131 $37M

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Rubenstein 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -20020406080 Total assets ($B) Participants Rubenstein 401(k) Plan, Total assets ($B): 0.036078937 · Participants: 146Rubenstein 401(k) PlanIBM 401 (K) Plus Plan, Total assets ($B): 57.428456306 · Participants: 54912IBM 401 (K) Plus PlanPfizer Savings Plan, Total assets ($B): 19.56134085 · Participants: 30033Pfizer Savings PlanMorgan Stanley 401(k) Plan, Total assets ($B): 19.235068266 · Participants: 55363Morgan Stanley 401(k) PlanThe Pepsico Savings Plan, Total assets ($B): 13.651296 · Participants: 133597The Pepsico Savings PlanThe Goldman Sachs 401(k) Plan, Total assets ($B): 11.428659742 · Participants: 24866The Goldman Sachs 401(k) Plan
Rubenstein 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants
Compare Rubenstein 401(k) Plan side-by-side with 3 peers →

Rubenstein 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside New York, the nearest 401(k) by assets is Brighton Jones, LLC 401(k) Profit Sharing Plan & Trust in WA ($36M); by covered participants it is All City Management Services, Inc. 401(k) Plan in CA (146 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (146 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Rubenstein 401(k) Plan assets move in 2023? ▼
Rubenstein 401(k) Plan grew at a solid clip - up 12.7% during 2023, from $32M to $36M. Reported net income was $4M.
How have Rubenstein Associates, Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Rubenstein Associates, Inc.'s sponsor-wide assets grew 16.3%, from $32M to $37M.
Where does Rubenstein 401(k) Plan rank by assets among Form 5500 filers? ▼
Rubenstein 401(k) Plan ranks in the 82nd percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (in the top quartile of all filed plans by assets).
Which 401(k) plans are similar in size to Rubenstein 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is Brighton Jones, LLC 401(k) Profit Sharing Plan & Trust in WA ($36M, 224 participants).
Which 401(k) plans cover a similar participant headcount to Rubenstein 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is All City Management Services, Inc. 401(k) Plan in CA (146 participants, $1M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 132540840.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.