401(k) · DOL Form 5500 · 2023

1st Capital Bank 401(k) Plan

Data updated 2026-08-25

$9M
Total assets Small plan by assets
99
Participants Small participant base
55th
Percentile by assets National rank
$85,951
Avg per participant Below avg balance/head
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Official DOL plan name: 1st Capital Bank 401(k) Profit Sharing Plan & Trust · Sponsored by 1st Capital Bank · California · Finance & Insurance

$9M in assets, 99 participants

1st Capital Bank's 1st Capital Bank 401(k) Profit Sharing Plan & Trust reported $9M in total assets and 99 participants in its 2023 DOL Form 5500 filing, ranking in the 55th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #3,543 in Finance & Insurance (8,869 peers)

1st Capital Bank multi-year trail

1st Capital Bank's plans moved -69.7% in assets from 2022 to 2024; this filing shows 1st Capital Bank 401(k) Profit Sharing Plan & Trust at $9M / 99 participants.

#3,543
in Finance & Insurance (8,869 peers)
+29.8%
assets growth YoY

1st Capital Bank 401(k) Profit Sharing Plan & Trust's mid-pack asset rank among Finance & Insurance and all filers

1st Capital Bank 401(k) Profit Sharing Plan & Trust vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$8,509,124 Top 45% higher than 55% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

1st Capital Bank 401(k) Profit Sharing Plan & Trust among smaller filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. 1st Capital Bank 401(k) Profit Sharing Plan & Trust is a small filing (99 participants) on this national headcount ladder.

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • 1st Capital Bank 401(k) Profit Sharing Plan & Trust reported net income rose from -$2M in the plan year 2022 filing to $2M in the plan year 2023 filing.
  • 1st Capital Bank 401(k) Profit Sharing Plan & Trust end-of-year assets rose from $7M in the plan year 2022 filing to $9M in the plan year 2023 filing.
  • 1st Capital Bank 401(k) Profit Sharing Plan & Trust reported participants fell from 100 in the plan year 2022 filing to 99 in the plan year 2023 filing.

See the national 2022→2023 release diff →

DOL schedule card

Filing strip 208231967 · 1st Capital Bank PY 2023 · 401(k)

1st Capital Bank 401(k) Profit Sharing Plan & Trust · $9M · 99 · 55th

  • EBSA $9M
  • PART 99
  • TYPE 55th
  • NET 401(k)
  • BOOK near Peabody Hotel Group 401(k) Plan
  • VS-ST ind #3543

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in California →

1st Capital Bank 401(k) Profit Sharing Plan & Trust in the asset neighbourhood

1st Capital Bank 401(k) Profit Sharing Plan & Trust1st Capital Bank 401(k) Prof…$9MPeabody Hotel Group 401(k) PlanPeabody Hotel Group 401(k) P…$9MPumpman Holdings LLC 401(k) Profit Sharing Plan & TrustPumpman Holdings LLC 401(k) …$9MSouthern Illinois Bancorp, Inc. 401(k) PlanSouthern Illinois Bancorp, I…$9MK & S Tool and Manufacturing 401(k) Profit Sharing Plan and TrustK & S Tool and Manufacturing…$9M
End-of-year total assets ($M) among 1st Capital Bank 401(k) Profit Sharing Plan & Trust and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

1st Capital Bank multi-year asset trail

Sponsor-wide plan assets over time

All 1st Capital Bank plans reported in each filing year

Latest sponsor-wide plan assets
$2M 69.68282664089607% vs 2022
2024 filing year
$0M$2M$4M$6M$8M$10M 202220232024 $6.55M $1.99M ▼ -69.6%
Year Plans Participants Total Assets
2022 1 100 $7M
2023 1 99 $9M
2024 1 99 $2M

1st Capital Bank filing trail (2023)

Total Assets (Beginning of Year)$7M
Net Assets (End of Year)$9M
Net Income$2M
Employer EIN208231967
Plan Effective Date2007-07-01
Filing StatusFILING RECEIVED

Nearby 401(k) Plans in California

Peer 401(k) plans, same state, same plan type, ranked by total assets.

1st Capital Bank 401(k) Profit Sharing Plan & Trust vs. nearby 401(k) plans in California, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000200000250000 -200204060 Total assets ($B) Participants 1st Capital Bank 401(k) Profit Sharing Plan & Trust, Total assets ($B): 0.008509124 · Participants: 991st Capital Bank 401(k) Profit Sharing Plan & TrustWells Fargo & Company 401(k) Plan, Total assets ($B): 51.831350351 · Participants: 193919Wells Fargo & Company 401(k) PlanGoogle LLC 401(k) Savings Plan, Total assets ($B): 39.047152408 · Participants: 122867Google LLC 401(k) Savings PlanOracle Corporation 401(k) Savings and Investment Plan, Total assets ($B): 26.320437734 · Participants: 63105Oracle Corporation 401(k) Savings and Investment PlanIntel 401(k) Savings Plan, Total assets ($B): 22.17918189 · Participants: 59863Intel 401(k) Savings PlanApple 401(k) Plan, Total assets ($B): 19.779511539 · Participants: 106111Apple 401(k) Plan
1st Capital Bank 401(k) Profit Sharing Plan & Trust vs. nearby 401(k) plans in California, assets vs. participants
Compare 1st Capital Bank 401(k) Profit Sharing Plan & Trust side-by-side with 3 peers →

1st Capital Bank 401(k) Profit Sharing Plan & Trust's out-of-state 401(k) peers by assets and headcount

Outside California, the nearest 401(k) by assets is Peabody Hotel Group 401(k) Plan in TN ($9M); by covered participants it is Arj Infusion Services, Inc. Employees Savings Trust in KS (99 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (99 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did 1st Capital Bank 401(k) Profit Sharing Plan & Trust assets move in 2023? ▼
1st Capital Bank 401(k) Profit Sharing Plan & Trust grew sharply - up 29.8% during 2023, from $7M to $9M. Reported net income was $2M.
How have 1st Capital Bank plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), 1st Capital Bank's sponsor-wide assets declined 69.7%, from $7M to $2M.
Which 401(k) plans are similar in size to 1st Capital Bank 401(k) Profit Sharing Plan & Trust? ▼
Among 401(k) plans in other states, the closest by assets is Peabody Hotel Group 401(k) Plan in TN ($9M, 303 participants).
Which 401(k) plans cover a similar participant headcount to 1st Capital Bank 401(k) Profit Sharing Plan & Trust? ▼
Among 401(k) plans in other states, the closest by covered participants is Arj Infusion Services, Inc. Employees Savings Trust in KS (99 participants, N/A in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 208231967.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.