401(k) · DOL Form 5500 · 2023
Empire Merchants North, LLC 401(k) Plan
Data updated 2026-08-25
- $40M
- Total assets Below avg plan size
- 217
- Participants Below avg headcount
- 83rd
- Percentile by assets National rank
- $186,235
- Avg per participant Above avg balance/head
Official DOL plan name: Empire Merchants North Sales Union 401(k) Plan · Sponsored by Empire Merchants North, LLC · New York · Wholesale Trade
$40M in assets, 217 participants
Empire Merchants North, LLC's Empire Merchants North Sales Union 401(k) Plan reported $40M in total assets and 217 participants in its 2023 DOL Form 5500 filing, ranking in the 83rd percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.
- #5,276 in Wholesale Trade (6,309 peers)
Coverage in New York
Empire Merchants North Sales Union 401(k) Plan covers 217 participants in New York, about 27% of the average New York filer (state average ~798 per filing). Assets: $40M.
- #5,276
- in Wholesale Trade (6,309 peers)
- +8.3%
- assets growth YoY
- 0.4×
- vs typical plan assets (national mean)
Empire Merchants North Sales Union 401(k) Plan's outsized position by total assets
Empire Merchants North Sales Union 401(k) Plan vs every filed plan by assets
End-of-year total assets · plan year 2023 · DOL Form 5500
$40,412,895 Top 17% higher than 83% of 127,068 filed plans
Dashed line + filled bar = this entry, among filed plans.
Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023
Empire Merchants North Sales Union 401(k) Plan among mid-size filed plans by headcount
Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Empire Merchants North Sales Union 401(k) Plan sits mid-pack in the medium band (217 participants).
What changed between DOL Form 5500 filings
plan year 2022 → plan year 2023
- Empire Merchants North Sales Union 401(k) Plan reported net income rose from -$9M in the plan year 2022 filing to $4M in the plan year 2023 filing.
- Empire Merchants North Sales Union 401(k) Plan end-of-year assets rose from $37M in the plan year 2022 filing to $40M in the plan year 2023 filing.
Published 5500 schedule card
Filing strip 208448427 · Empire Merchants North, LLC PY 2023 · 401(k)
Empire Merchants North Sales Union 401(k) Plan · $40M · 217 · 83rd
- TYPE $40M
- TYPE 217
- TYPE 83rd
- TYPE 401(k)
- TYPE near Xr Trading LLC 401(k) Plan
- TYPE ind #5276
Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Wholesale Trade retirement plans → · Plans in New York →
Empire Merchants North Sales Union 401(k) Plan in the asset neighbourhood
New York filing particulars
| Total Assets (Beginning of Year) | $37M |
|---|---|
| Net Assets (End of Year) | $40M |
| Net Income | $4M |
| Employer EIN | 208448427 |
| Plan Effective Date | 2007-09-01 |
| Filing Status | FILING RECEIVED |
Sponsor Plan History (Empire Merchants North, LLC)
Sponsor-wide plan assets over time
All Empire Merchants North, LLC plans reported in each filing year
- Latest sponsor-wide plan assets
- $91M 20.933117369452% vs 2022
- 2024 filing year
| Year | Plans | Participants | Total Assets |
|---|---|---|---|
| 2022 | 2 | 436 | $75M |
| 2023 | 2 | 432 | $85M |
| 2024 | 2 | 429 | $91M |
Nearby 401(k) Plans in New York
Peer 401(k) plans, same state, same plan type, ranked by total assets.
- IBM 401 (K) Plus Plan $57.4B · 54,912
- Pfizer Savings Plan $19.6B · 30,033
- Morgan Stanley 401(k) Plan $19.2B · 55,363
- The Pepsico Savings Plan $13.7B · 133,597
- The Goldman Sachs 401(k) Plan $11.4B · 24,866
Empire Merchants North Sales Union 401(k) Plan's out-of-state 401(k) peers by assets and headcount
Outside New York, the nearest 401(k) by assets is Xr Trading LLC 401(k) Plan in IL ($40M); by covered participants it is Nymbus, Inc. 401(k) Profit Sharing Plan and Trust in FL (217 participants). Same-state nearby plans are listed separately above.
Closest by plan assets
Nearest other-state filings by tot_assets_eoy ($40M here).
- Xr Trading LLC 401(k) Plan (IL) $40M · 106
- Sdi Services LLC 401(k) Plan (AZ) $40M · 592
- Independent Can Company Retirement Plan (MD) $40M · 434
- Imagine360 Administrators 401(k) Plan (MT) $40M · 346
Similar participant headcount
Nearest other-state filings by covered participants (217 participants); asset peers above are excluded.
- Nymbus, Inc. 401(k) Profit Sharing Plan and Trust (FL) 217 · 0 off
- Pro Imaging Benefits 401(k) Plan (MO) 217 · 0 off
- Five Stones Research Corporation 401(k) Plan (AL) 217 · 0 off
- Connoisseur Media, LLC 401(k) Plan (CT) 217 · 0 off
DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.