401(k) · DOL Form 5500 · 2023

Iconiq Capital, LLC 401(k) Plan

Data updated 2026-08-25

$64M
Total assets Below avg plan size
416
Participants Below avg headcount
88th
Percentile by assets National rank
$154,665
Avg per participant Above avg balance/head
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Official DOL plan name: Iconiq Capital 401(k) Plan · Sponsored by Iconiq Capital, LLC · California · Finance & Insurance

$64M in assets, 416 participants

Iconiq Capital, LLC's Iconiq Capital 401(k) Plan reported $64M in total assets and 416 participants in its 2023 DOL Form 5500 filing, ranking in the 88th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #7,219 in Finance & Insurance (8,869 peers)

Where Iconiq Capital 401(k) Plan sits by assets

Iconiq Capital 401(k) Plan sits in the top quartile of all filed plans by assets, $64M for 416 participants (~$154,665/participant), up 47.5% in 2023.

#7,219
in Finance & Insurance (8,869 peers)
+47.5%
assets growth YoY
0.6×
vs typical plan assets (national mean)

Iconiq Capital 401(k) Plan's outsized position by total assets

Iconiq Capital 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$64,340,668 Top 12% higher than 88% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Iconiq Capital 401(k) Plan among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Iconiq Capital 401(k) Plan sits mid-pack in the medium band (416 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Iconiq Capital 401(k) Plan reported net income rose from $2M in the plan year 2022 filing to $21M in the plan year 2023 filing.
  • Iconiq Capital 401(k) Plan end-of-year assets rose from $44M in the plan year 2022 filing to $64M in the plan year 2023 filing.
  • Iconiq Capital 401(k) Plan reported participants rose from 349 in the plan year 2022 filing to 416 in the plan year 2023 filing.

See the national 2022→2023 release diff →

EBSA filing schedule strip

Filing strip 453711766 · Iconiq Capital, LLC PY 2023 · 401(k)

Iconiq Capital 401(k) Plan · $64M · 416 · 88th

  • BOY $64M
  • SCH 416
  • EBSA 88th
  • PART 401(k)
  • TYPE near The Swatch Group (U.S.) Inc. 401(k) Plan
  • NET ind #7219

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in California →

Iconiq Capital 401(k) Plan in the asset neighbourhood

Rochester Electronics, LLC 401(k) Profit Sharing PlanRochester Electronics, LLC 4…$64MIconiq Capital 401(k) Plan$64MThe Swatch Group (U.S.) Inc. 401(k) PlanThe Swatch Group (U.S.) Inc.…$64MBrook & Whittle Limited Section 401(k) Profit Sharing PlanBrook & Whittle Limited Sect…$64MInternational Imaging Materials, Inc. Retirement and Investment PlanInternational Imaging Materi…$64M
End-of-year total assets ($M) among Iconiq Capital 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Scale-class filing particulars (2023)

Total Assets (Beginning of Year)$44M
Net Assets (End of Year)$64M
Net Income$21M
Employer EIN453711766
Plan Effective Date2012-03-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Iconiq Capital, LLC)

Sponsor-wide plan assets over time

All Iconiq Capital, LLC plans reported in each filing year

Latest sponsor-wide plan assets
$86M 96.21037512001566% vs 2022
2024 filing year
$20M$40M$60M$80M$100M 202220232024 $43.6M $85.6M ▲ +96.2%
Year Plans Participants Total Assets
2022 1 349 $44M
2023 1 416 $64M
2024 1 445 $86M

Nearby 401(k) Plans in California

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Iconiq Capital 401(k) Plan vs. nearby 401(k) plans in California, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000200000250000 -200204060 Total assets ($B) Participants Iconiq Capital 401(k) Plan, Total assets ($B): 0.064340668 · Participants: 416Iconiq Capital 401(k) PlanWells Fargo & Company 401(k) Plan, Total assets ($B): 51.831350351 · Participants: 193919Wells Fargo & Company 401(k) PlanGoogle LLC 401(k) Savings Plan, Total assets ($B): 39.047152408 · Participants: 122867Google LLC 401(k) Savings PlanOracle Corporation 401(k) Savings and Investment Plan, Total assets ($B): 26.320437734 · Participants: 63105Oracle Corporation 401(k) Savings and Investment PlanIntel 401(k) Savings Plan, Total assets ($B): 22.17918189 · Participants: 59863Intel 401(k) Savings PlanApple 401(k) Plan, Total assets ($B): 19.779511539 · Participants: 106111Apple 401(k) Plan
Iconiq Capital 401(k) Plan vs. nearby 401(k) plans in California, assets vs. participants
Compare Iconiq Capital 401(k) Plan side-by-side with 3 peers →

Iconiq Capital 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside California, the nearest 401(k) by assets is The Swatch Group (U.S.) Inc. 401(k) Plan in FL ($64M); by covered participants it is Utah Del Inc 401(k) Profit Sharing Plan & Trust in UT (416 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (416 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Iconiq Capital 401(k) Plan assets move in 2023? ▼
Iconiq Capital 401(k) Plan surged - up 47.5% during 2023, from $44M to $64M. Reported net income was $21M.
How have Iconiq Capital, LLC plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Iconiq Capital, LLC's sponsor-wide assets grew 96.2%, from $44M to $86M.
Where does Iconiq Capital 401(k) Plan rank by assets among Form 5500 filers? ▼
Iconiq Capital 401(k) Plan ranks in the 88th percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (in the top quartile of all filed plans by assets).
Which 401(k) plans are similar in size to Iconiq Capital 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is The Swatch Group (U.S.) Inc. 401(k) Plan in FL ($64M, 814 participants).
Which 401(k) plans cover a similar participant headcount to Iconiq Capital 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Utah Del Inc 401(k) Profit Sharing Plan & Trust in UT (416 participants, $2M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 453711766.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.