401(k) · DOL Form 5500 · 2023

Neuberger Berman Group LLC 401(k) Plan

Data updated 2026-08-25

$1.7B
Total assets Very large vs avg
1,939
Participants Near avg headcount
99th
Percentile by assets National rank
$901,815
Avg per participant High balance/head
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Official DOL plan name: Neuberger Berman Group 401(k) Plan · Sponsored by Neuberger Berman Group LLC · New York · Finance & Insurance

$1.7B in assets, 1,939 participants

Neuberger Berman Group LLC's Neuberger Berman Group 401(k) Plan reported $1.7B in total assets and 1,939 participants in its 2023 DOL Form 5500 filing, ranking in the 99th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #8,726 in Finance & Insurance (8,869 peers)

Coverage in New York

Neuberger Berman Group 401(k) Plan covers 1,939 participants in New York, 2.4x the typical New York plan (state average ~798 per filing). Assets: $1.7B.

#8,726
in Finance & Insurance (8,869 peers)
+18.8%
assets growth YoY
18×
vs typical plan assets (national mean)

Neuberger Berman Group 401(k) Plan's outsized position by total assets

Neuberger Berman Group 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$1,748,619,581 Top 1% higher than 99% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Neuberger Berman Group 401(k) Plan's large-plan peer group by participant headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Neuberger Berman Group 401(k) Plan lands in the large band (1,939 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Neuberger Berman Group 401(k) Plan reported net income rose from -$232M in the plan year 2022 filing to $277M in the plan year 2023 filing.
  • Neuberger Berman Group 401(k) Plan end-of-year assets rose from $1.5B in the plan year 2022 filing to $1.7B in the plan year 2023 filing.
  • Neuberger Berman Group 401(k) Plan reported participants rose from 1,787 in the plan year 2022 filing to 1,939 in the plan year 2023 filing.

See the national 2022→2023 release diff →

DOL schedule card

Filing strip 611591182 · Neuberger Berman Group LLC PY 2023 · 401(k)

Neuberger Berman Group 401(k) Plan · $1.7B · 1,939 · 99th

  • SCH $1.7B
  • SCH 1,939
  • SCH 99th
  • SCH 401(k)
  • SCH near Autodesk 401(k) Plan
  • SCH ind #8726

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in New York →

Neuberger Berman Group 401(k) Plan in the asset neighbourhood

Oshkosh Corporation and Affiliates Tax Deferred Investment PlanOshkosh Corporation and Affi…$1.8BNeuberger Berman Group 401(k) PlanNeuberger Berman Group 401(k…$1.7BAutodesk 401(k) Plan$1.7BThe Profit Sharing and Savings Plan of Graybar Electric Company, Inc.The Profit Sharing and Savin…$1.7BChevron Phillips Chemical Company LP 401(k) Savings and Profit Sharing PlanChevron Phillips Chemical Co…$1.7B
End-of-year total assets ($B) among Neuberger Berman Group 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

New York filing particulars

Total Assets (Beginning of Year)$1.5B
Net Assets (End of Year)$1.7B
Net Income$277M
Employer EIN611591182
Plan Effective Date2010-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Neuberger Berman Group LLC)

Sponsor-wide plan assets over time

All Neuberger Berman Group LLC plans reported in each filing year

Latest sponsor-wide plan assets
$2.1B 40.039290345836136% vs 2022
2024 filing year
$1.4B$1.6B$1.8B$2B$2.2B 202220232024 $1.47B $2.06B ▲ +40.1%
Year Plans Participants Total Assets
2022 1 1,787 $1.5B
2023 1 1,939 $1.7B
2024 1 2,029 $2.1B

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Neuberger Berman Group 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -20020406080 Total assets ($B) Participants Neuberger Berman Group 401(k) Plan, Total assets ($B): 1.748619581 · Participants: 1939Neuberger Berman Group 401(k) PlanIBM 401 (K) Plus Plan, Total assets ($B): 57.428456306 · Participants: 54912IBM 401 (K) Plus PlanPfizer Savings Plan, Total assets ($B): 19.56134085 · Participants: 30033Pfizer Savings PlanMorgan Stanley 401(k) Plan, Total assets ($B): 19.235068266 · Participants: 55363Morgan Stanley 401(k) PlanThe Pepsico Savings Plan, Total assets ($B): 13.651296 · Participants: 133597The Pepsico Savings PlanThe Goldman Sachs 401(k) Plan, Total assets ($B): 11.428659742 · Participants: 24866The Goldman Sachs 401(k) Plan
Neuberger Berman Group 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants
Compare Neuberger Berman Group 401(k) Plan side-by-side with 3 peers →

Neuberger Berman Group 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside New York, the nearest 401(k) by assets is Autodesk 401(k) Plan in CA ($1.7B); by covered participants it is Jre & 4r Employee Retirement Plan in VA (1,939 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (1,939 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Neuberger Berman Group 401(k) Plan assets move in 2023? ▼
Neuberger Berman Group 401(k) Plan grew sharply - up 18.8% during 2023, from $1.5B to $1.7B. Reported net income was $277M.
How have Neuberger Berman Group LLC plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Neuberger Berman Group LLC's sponsor-wide assets grew 40.0%, from $1.5B to $2.1B.
Where does Neuberger Berman Group 401(k) Plan rank by assets among Form 5500 filers? ▼
Neuberger Berman Group 401(k) Plan ranks in the 99th percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (among the largest 1% of all filed plans).
Which 401(k) plans are similar in size to Neuberger Berman Group 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is Autodesk 401(k) Plan in CA ($1.7B, 5,684 participants).
Which 401(k) plans cover a similar participant headcount to Neuberger Berman Group 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Jre & 4r Employee Retirement Plan in VA (1,939 participants, $149M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 611591182.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.