401(k) · DOL Form 5500 · 2023
Neuberger Berman Group LLC 401(k) Plan
Data updated 2026-08-06
- $1.7B
- Total assets
- 1,939
- Participants
- 99th
- Percentile by assets
- $901,815
- Avg per participant
Official DOL plan name: Neuberger Berman Group 401(k) Plan · Sponsored by Neuberger Berman Group LLC · New York · Finance & Insurance
$1.7B in assets, 1,939 participants
Neuberger Berman Group LLC's Neuberger Berman Group 401(k) Plan reported $1.7B in total assets and 1,939 participants in its 2023 DOL Form 5500 filing, ranking in the 99th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.
- 99th percentile by assets (of 126,618 plans)
- #8,709 in Finance & Insurance (8,852 peers)
Coverage in New York
Neuberger Berman Group 401(k) Plan covers 1,939 participants in New York, 2.4x the typical New York plan (state average ~795 per filing). Assets: $1.7B.
- $1.7B
- total plan assets (2023 EOY)
- 1,939
- covered participants
- 99th
- percentile by assets (of 126,618 plans)
- $901,815
- avg assets per participant
What changed between DOL Form 5500 filings
plan year 2022 → plan year 2023
- Neuberger Berman Group 401(k) Plan reported net income rose from -$232M in the plan year 2022 filing to $277M in the plan year 2023 filing.
- Neuberger Berman Group 401(k) Plan end-of-year assets rose from $1.5B in the plan year 2022 filing to $1.7B in the plan year 2023 filing.
- Neuberger Berman Group 401(k) Plan reported participants rose from 1,787 in the plan year 2022 filing to 1,939 in the plan year 2023 filing.
Participants vs New York filers
In New York, the average filing covers about 795 participants across 8,491 plans. Neuberger Berman Group 401(k) Plan reports 1,939 participants - 2.4x that state average ($1.7B EOY assets).
New York filing particulars
| Total Assets (Beginning of Year) | $1.5B |
|---|---|
| Net Assets (End of Year) | $1.7B |
| Net Income | $277M |
| Employer EIN | 611591182 |
| Plan Effective Date | 2010-01-01 |
| Filing Status | FILING RECEIVED |
Sponsor Plan History (Neuberger Berman Group LLC)
| Year | Plans | Participants | Total Assets |
|---|---|---|---|
| 2022 | 1 | 1,787 | $1.5B |
| 2023 | 1 | 1,939 | $1.7B |
| 2024 | 1 | 2,029 | $2.1B |
Nearby 401(k) Plans in New York
Peer 401(k) plans, same state, same plan type, ranked by total assets.
Neuberger Berman Group 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants
- IBM 401 (K) Plus Plan $57.4B · 54,912
- Pfizer Savings Plan $19.6B · 30,033
- Morgan Stanley 401(k) Plan $19.2B · 55,363
- The Pepsico Savings Plan $13.7B · 133,597
- The Goldman Sachs 401(k) Plan $11.4B · 24,866
Similar-Sized 401(k) Plans Nationally
401(k) plans in other states closest to Neuberger Berman Group 401(k) Plan by total assets, not by location.
- Autodesk 401(k) Plan (CA) $1.7B · 5,684
- The Profit Sharing and Savings Plan of Graybar Electric Company, Inc. (MO) $1.7B · 8,310
- Chevron Phillips Chemical Company LP 401(k) Savings and Profit Sharing Plan (TX) $1.7B · 4,486
- Oshkosh Corporation and Affiliates Tax Deferred Investment Plan (WI) $1.8B · 10,771
Frequently Asked Questions
How did Neuberger Berman Group 401(k) Plan assets move in 2023? ▼
How have Neuberger Berman Group LLC plan assets changed over time? ▼
Where does Neuberger Berman Group 401(k) Plan rank by assets among Form 5500 filers? ▼
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Next read for Neuberger Berman Group 401(k) Plan
Filing takeaways
Ways to act on Neuberger Berman Group 401(k) Plan's numbers.
- By total assets, Neuberger Berman Group 401(k) Plan ranks among the largest 1% of all filed plans. See the largest plans
- Compare it side-by-side against 3 similar 401(k) plans in New York. Compare plans
- Neuberger Berman Group LLC's sponsor-wide assets have grown 40.0% since 2022 across 3 plan years on file. More Finance & Insurance plans