Defined Benefit (Pension) · DOL Form 5500 · 2023

FINRA Pension Plan

Data updated 2026-08-25

$530M
Total assets Above avg plan size
1,271
Participants Near avg headcount
98th
Percentile by assets National rank
$416,963
Avg per participant High balance/head
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Official DOL plan name: Finra Employees Retirement Plan · Sponsored by FINRA · District of Columbia · Other Services

$530M in assets, 1,271 participants

FINRA's Finra Employees Retirement Plan reported $530M in total assets and 1,271 participants in its 2023 DOL Form 5500 filing, ranking in the 98th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #7,814 in Other Services (7,857 peers)

Where Finra Employees Retirement Plan sits by assets

Finra Employees Retirement Plan sits in the top 5% of all filed plans by assets, $530M for 1,271 participants (~$416,963/participant), up 10.6% in 2023.

#7,814
in Other Services (7,857 peers)
+10.6%
assets growth YoY
5.3×
vs typical plan assets (national mean)

Finra Employees Retirement Plan's outsized position by total assets

Finra Employees Retirement Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$529,960,253 Top 2% higher than 98% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Finra Employees Retirement Plan's large-plan peer group by participant headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Finra Employees Retirement Plan lands in the large band (1,271 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Finra Employees Retirement Plan reported net income rose from -$163M in the plan year 2022 filing to $45M in the plan year 2023 filing.
  • Finra Employees Retirement Plan end-of-year assets rose from $479M in the plan year 2022 filing to $530M in the plan year 2023 filing.
  • Finra Employees Retirement Plan reported participants fell from 1,318 in the plan year 2022 filing to 1,271 in the plan year 2023 filing.

See the national 2022→2023 release diff →

Form 5500 schedule snapshot

Filing strip 530088710 · FINRA PY 2023 · Defined Benefit (Pension)

Finra Employees Retirement Plan · $530M · 1,271 · 98th

  • NET $530M
  • NET 1,271
  • NET 98th
  • NET Defined Benefit (Pension)
  • NET near Viacom Pension Plan
  • NET ind #7814

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Other Services retirement plans → · Plans in District of Columbia →

Finra Employees Retirement Plan in the asset neighbourhood

IBEW Local 595 Pension Plan$531MFinra Employees Retirement PlanFinra Employees Retirement P…$530MViacom Pension Plan$530MThe Auto Club Group Cash Value Plan Cash Value Pension PlanThe Auto Club Group Cash Val…$529MRetirement Plan for Children's Hospital & Research Center at OaklandRetirement Plan for Children…$528M
End-of-year total assets ($M) among Finra Employees Retirement Plan and nearest nationwide Defined Benefit (Pension) peers. Source: DOL Form 5500 plan year 2023.

Scale-class filing particulars (2023)

Total Assets (Beginning of Year)$479M
Net Assets (End of Year)$516M
Net Income$45M
Employer EIN530088710
Plan Effective Date1954-07-01
Filing StatusFILING RECEIVED

Sponsor Plan History (FINRA)

Sponsor-wide plan assets over time

All FINRA plans reported in each filing year

Latest sponsor-wide plan assets
$3.0B 33.189229812480185% vs 2022
2024 filing year
$2B$2.5B$3B$3.5B 202220232024 $2.27B $3.02B ▲ +33.0%
Year Plans Participants Total Assets
2022 2 5,015 $2.3B
2023 2 5,229 $2.7B
2024 2 5,425 $3.0B

Nearby Defined Benefit (Pension) Plans in District of Columbia

Peer Defined Benefit (Pension) plans, same state, same plan type, ranked by total assets.

Finra Employees Retirement Plan vs. nearby Defined Benefit (Pension) plans in District of Columbia, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -100102030 Total assets ($B) Participants Finra Employees Retirement Plan, Total assets ($B): 0.529960253 · Participants: 1271Finra Employees Retirement PlanCentral Pension Fund of the Iuoe & Participating Employers, Total assets ($B): 24.899227069 · Participants: 100627Central Pension Fund of the Iuoe & Participating EmployersIam National Pension Fund, Total assets ($B): 14.299885772 · Participants: 92151Iam National Pension FundUnited Mine Workers of America 1974 Pension Plan, Total assets ($B): 3.510841748 · Participants: 52United Mine Workers of America 1974 Pension PlanDanaher Corporation & Subsidiaries Pension Plan, Total assets ($B): 1.889401706 · Participants: 3354Danaher Corporation & Subsidiaries Pension PlanLiuna Staff and Affiliates Pension Fund, Total assets ($B): 1.815316886 · Participants: 3533Liuna Staff and Affiliates Pension Fund
Finra Employees Retirement Plan vs. nearby Defined Benefit (Pension) plans in District of Columbia, assets vs. participants
Compare Finra Employees Retirement Plan side-by-side with 3 peers →

Finra Employees Retirement Plan's out-of-state Defined Benefit (Pension) peers by assets and headcount

Outside District of Columbia, the nearest Defined Benefit (Pension) by assets is Viacom Pension Plan in NY ($530M); by covered participants it is San Jose Market Pension Plan in TN (1,272 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($530M here).

Similar participant headcount

Nearest other-state filings by covered participants (1,271 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Finra Employees Retirement Plan assets move in 2023? ▼
Finra Employees Retirement Plan grew at a solid clip - up 10.6% during 2023, from $479M to $530M. Reported net income was $45M.
How have FINRA plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), FINRA's sponsor-wide assets grew 33.2%, from $2.3B to $3.0B.
Where does Finra Employees Retirement Plan rank by assets among Form 5500 filers? ▼
Finra Employees Retirement Plan ranks in the 98th percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (in the top 5% of all filed plans by assets).
Which Defined Benefit (Pension) plans are similar in size to Finra Employees Retirement Plan? ▼
Among Defined Benefit (Pension) plans in other states, the closest by assets is Viacom Pension Plan in NY ($530M, 1,511 participants).
Which Defined Benefit (Pension) plans cover a similar participant headcount to Finra Employees Retirement Plan? ▼
Among Defined Benefit (Pension) plans in other states, the closest by covered participants is San Jose Market Pension Plan in TN (1,272 participants, $675M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 530088710.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.