401(k) · DOL Form 5500 · 2023

Kohlberg & Co., LLC 401(k) Plan

Data updated 2026-08-25

$53M
Total assets Below avg plan size
83
Participants Small participant base
86th
Percentile by assets National rank
$641,823
Avg per participant High balance/head
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Official DOL plan name: Kohlberg & Co. LLC Employee Savings and Profit Sharing Plan · Sponsored by Kohlberg & Co., LLC · New York · Finance & Insurance

$53M in assets, 83 participants

Kohlberg & Co., LLC's Kohlberg & Co. LLC Employee Savings and Profit Sharing Plan reported $53M in total assets and 83 participants in its 2023 DOL Form 5500 filing, ranking in the 86th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #6,977 in Finance & Insurance (8,869 peers)

Where Kohlberg & Co. LLC Employee Savings and Profit Sharing Plan sits by assets

Kohlberg & Co. LLC Employee Savings and Profit Sharing Plan sits in the top quartile of all filed plans by assets, $53M for 83 participants (~$641,823/participant), up 25.3% in 2023.

#6,977
in Finance & Insurance (8,869 peers)
+25.3%
assets growth YoY
0.5×
vs typical plan assets (national mean)

Kohlberg & Co. LLC Employee Savings and Profit Sharing Plan's outsized position by total assets

Kohlberg & Co. LLC Employee Savings and Profit Sharing Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$53,271,338 Top 14% higher than 86% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Kohlberg & Co. LLC Employee Savings and Profit Sharing Plan among smaller filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Kohlberg & Co. LLC Employee Savings and Profit Sharing Plan is a small filing (83 participants) on this national headcount ladder.

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Kohlberg & Co. LLC Employee Savings and Profit Sharing Plan reported net income rose from -$7M in the plan year 2022 filing to $11M in the plan year 2023 filing.
  • Kohlberg & Co. LLC Employee Savings and Profit Sharing Plan end-of-year assets rose from $43M in the plan year 2022 filing to $53M in the plan year 2023 filing.
  • Kohlberg & Co. LLC Employee Savings and Profit Sharing Plan reported participants rose from 67 in the plan year 2022 filing to 83 in the plan year 2023 filing.

See the national 2022→2023 release diff →

EBSA filing schedule strip

Filing strip 133850539 · Kohlberg & Co., LLC PY 2023 · 401(k)

Kohlberg & Co. LLC Employee Savings and Profit Sharing Plan · $53M · 83 · 86th

  • BOY $53M
  • BOY 83
  • BOY 86th
  • BOY 401(k)
  • BOY near Vestmark, Inc 401(k) Plan
  • BOY ind #6977

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in New York →

Kohlberg & Co. LLC Employee Savings and Profit Sharing Plan in the asset neighbourhood

Baxter Auto Group 401(k) Plan$53MKoley Jessen P.C. 401(k) Plan$53MKohlberg & Co. LLC Employee Savings and Profit Sharing PlanKohlberg & Co. LLC Employee …$53MVestmark, Inc 401(k) Plan$53MAccela, Inc. 401(k) & Profit Sharing PlanAccela, Inc. 401(k) & Profit…$53M
End-of-year total assets ($M) among Kohlberg & Co. LLC Employee Savings and Profit Sharing Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Scale-class filing particulars (2023)

Total Assets (Beginning of Year)$43M
Net Assets (End of Year)$53M
Net Income$11M
Employer EIN133850539
Plan Effective Date1989-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Kohlberg & Co., LLC)

Sponsor-wide plan assets over time

All Kohlberg & Co., LLC plans reported in each filing year

Latest sponsor-wide plan assets
$65M 53.97725780181673% vs 2022
2024 filing year
$40M$50M$60M$70M 202220232024 $42.5M $65.5M ▲ +54.0%
Year Plans Participants Total Assets
2022 1 67 $43M
2023 1 83 $53M
2024 1 92 $65M

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Kohlberg & Co. LLC Employee Savings and Profit Sharing Plan vs. nearby 401(k) plans in New York, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -20020406080 Total assets ($B) Participants Kohlberg & Co. LLC Employee Savings and Profit Sharing Plan, Total assets ($B): 0.053271338 · Participants: 83Kohlberg & Co. LLC Employee Savings and Profit Sharing PlanIBM 401 (K) Plus Plan, Total assets ($B): 57.428456306 · Participants: 54912IBM 401 (K) Plus PlanPfizer Savings Plan, Total assets ($B): 19.56134085 · Participants: 30033Pfizer Savings PlanMorgan Stanley 401(k) Plan, Total assets ($B): 19.235068266 · Participants: 55363Morgan Stanley 401(k) PlanThe Pepsico Savings Plan, Total assets ($B): 13.651296 · Participants: 133597The Pepsico Savings PlanThe Goldman Sachs 401(k) Plan, Total assets ($B): 11.428659742 · Participants: 24866The Goldman Sachs 401(k) Plan
Kohlberg & Co. LLC Employee Savings and Profit Sharing Plan vs. nearby 401(k) plans in New York, assets vs. participants
Compare Kohlberg & Co. LLC Employee Savings and Profit Sharing Plan side-by-side with 3 peers →

Kohlberg & Co. LLC Employee Savings and Profit Sharing Plan's out-of-state 401(k) peers by assets and headcount

Outside New York, the nearest 401(k) by assets is Vestmark, Inc 401(k) Plan in MA ($53M); by covered participants it is Brightpearl 401(k) Plan in TX (83 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($53M here).

Similar participant headcount

Nearest other-state filings by covered participants (83 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Kohlberg & Co. LLC Employee Savings and Profit Sharing Plan assets move in 2023? ▼
Kohlberg & Co. LLC Employee Savings and Profit Sharing Plan grew sharply - up 25.3% during 2023, from $43M to $53M. Reported net income was $11M.
How have Kohlberg & Co., LLC plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Kohlberg & Co., LLC's sponsor-wide assets grew 54.0%, from $43M to $65M.
Where does Kohlberg & Co. LLC Employee Savings and Profit Sharing Plan rank by assets among Form 5500 filers? ▼
Kohlberg & Co. LLC Employee Savings and Profit Sharing Plan ranks in the 86th percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (in the top quartile of all filed plans by assets).
Which 401(k) plans are similar in size to Kohlberg & Co. LLC Employee Savings and Profit Sharing Plan? ▼
Among 401(k) plans in other states, the closest by assets is Vestmark, Inc 401(k) Plan in MA ($53M, 401 participants).
Which 401(k) plans cover a similar participant headcount to Kohlberg & Co. LLC Employee Savings and Profit Sharing Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Brightpearl 401(k) Plan in TX (83 participants, N/A in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 133850539.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.