401(k) · DOL Form 5500 · 2023

Whale Rock Capital Management LLC 401(k) Plan

Data updated 2026-08-25

$9M
Total assets Small plan by assets
36
Participants Small participant base
56th
Percentile by assets National rank
$248,905
Avg per participant Above avg balance/head
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Official DOL plan name: Whale Rock Capital Management LLC 401(k) Profit Sharing Plan and Trust · Sponsored by Whale Rock Capital Management LLC · Massachusetts · Finance & Insurance

$9M in assets, 36 participants

Whale Rock Capital Management LLC's Whale Rock Capital Management LLC 401(k) Profit Sharing Plan and Trust reported $9M in total assets and 36 participants in its 2023 DOL Form 5500 filing, ranking in the 56th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #3,639 in Finance & Insurance (8,869 peers)

Whale Rock Capital Management LLC multi-year trail

Whale Rock Capital Management LLC's plans moved +56.0% in assets from 2022 to 2024; this filing shows Whale Rock Capital Management LLC 401(k) Profit Sharing Plan and Trust at $9M / 36 participants.

#3,639
in Finance & Insurance (8,869 peers)
+17.6%
assets growth YoY

Whale Rock Capital Management LLC 401(k) Profit Sharing Plan and Trust's mid-pack asset rank among Finance & Insurance and all filers

Whale Rock Capital Management LLC 401(k) Profit Sharing Plan and Trust vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$8,960,575 Top 44% higher than 56% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Whale Rock Capital Management LLC 401(k) Profit Sharing Plan and Trust among smaller filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Whale Rock Capital Management LLC 401(k) Profit Sharing Plan and Trust is a small filing (36 participants) on this national headcount ladder.

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Whale Rock Capital Management LLC 401(k) Profit Sharing Plan and Trust reported net income rose from -$813K in the plan year 2022 filing to $1M in the plan year 2023 filing.
  • Whale Rock Capital Management LLC 401(k) Profit Sharing Plan and Trust end-of-year assets rose from $8M in the plan year 2022 filing to $9M in the plan year 2023 filing.
  • Whale Rock Capital Management LLC 401(k) Profit Sharing Plan and Trust reported participants fell from 37 in the plan year 2022 filing to 36 in the plan year 2023 filing.

See the national 2022→2023 release diff →

Form 5500 schedule snapshot

Filing strip 562567478 · Whale Rock Capital Management LLC PY 2023 · 401(k)

Whale Rock Capital Management LLC 401(k) Profit Sharing Plan and Trust · $9M · 36 · 56th

  • NET $9M
  • BOOK 36
  • VS-ST 56th
  • BOY 401(k)
  • SCH near Percipient.Ai 401(k) Plan
  • EBSA ind #3639

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in Massachusetts →

Whale Rock Capital Management LLC 401(k) Profit Sharing Plan and Trust in the asset neighbourhood

Whale Rock Capital Management LLC 401(k) Profit Sharing Plan and TrustWhale Rock Capital Managemen…$9MPercipient.Ai 401(k) Plan$9MMidway Importing, Inc 401(k) PlanMidway Importing, Inc 401(k)…$9MMental Health Association of Essex and Morris, Inc.'s 401(k) Profit Sharing PlanMental Health Association of…$9MHmf 401(k) Retirement Plan$9M
End-of-year total assets ($M) among Whale Rock Capital Management LLC 401(k) Profit Sharing Plan and Trust and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Whale Rock Capital Management LLC multi-year asset trail

Sponsor-wide plan assets over time

All Whale Rock Capital Management LLC plans reported in each filing year

Latest sponsor-wide plan assets
$12M 55.96547330348657% vs 2022
2024 filing year
$6M$8M$10M$12M$14M 202220232024 $7.62M $11.9M ▲ +56.0%
Year Plans Participants Total Assets
2022 1 37 $8M
2023 1 36 $9M
2024 1 33 $12M

Whale Rock Capital Management LLC filing trail (2023)

Total Assets (Beginning of Year)$8M
Net Assets (End of Year)$9M
Net Income$1M
Employer EIN562567478
Plan Effective Date2008-01-01
Filing StatusFILING RECEIVED

Nearby 401(k) Plans in Massachusetts

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Whale Rock Capital Management LLC 401(k) Profit Sharing Plan and Trust vs. nearby 401(k) plans in Massachusetts, assets vs. participants Scatter plot of 6 data points. -20000020000400006000080000 -10010203040 Total assets ($B) Participants Whale Rock Capital Management LLC 401(k) Profit Sharing Plan and Trust, Total assets ($B): 0.008960575 · Participants: 36Whale Rock Capital Management LLC 401(k) Profit Sharing Plan and TrustFidelity Retirement Savings Plan, Total assets ($B): 28.649852331 · Participants: 62289Fidelity Retirement Savings PlanLiberty Mutual 401(k) Plan, Total assets ($B): 10.556596852 · Participants: 37052Liberty Mutual 401(k) PlanMassachusetts Institute of Technology Supplemental 401(k) Plan, Total assets ($B): 6.829912863 · Participants: 14094Massachusetts Institute of Technology Supplemental 401(k) PlanBoston Scientific Corporation 401(k) Retirement Savings Plan, Total assets ($B): 5.786107181 · Participants: 19881Boston Scientific Corporation 401(k) Retirement Savings PlanPhilips North America 401(k) Plan, Total assets ($B): 5.779286156 · Participants: 19120Philips North America 401(k) Plan
Whale Rock Capital Management LLC 401(k) Profit Sharing Plan and Trust vs. nearby 401(k) plans in Massachusetts, assets vs. participants
Compare Whale Rock Capital Management LLC 401(k) Profit Sharing Plan and Trust side-by-side with 3 peers →

Whale Rock Capital Management LLC 401(k) Profit Sharing Plan and Trust's out-of-state 401(k) peers by assets and headcount

Outside Massachusetts, the nearest 401(k) by assets is Percipient.Ai 401(k) Plan in CA ($9M); by covered participants it is Btx Technologies, Inc. 401(k) Plan in NY (36 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (36 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Whale Rock Capital Management LLC 401(k) Profit Sharing Plan and Trust assets move in 2023? ▼
Whale Rock Capital Management LLC 401(k) Profit Sharing Plan and Trust grew sharply - up 17.6% during 2023, from $8M to $9M. Reported net income was $1M.
How have Whale Rock Capital Management LLC plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Whale Rock Capital Management LLC's sponsor-wide assets grew 56.0%, from $8M to $12M.
Which 401(k) plans are similar in size to Whale Rock Capital Management LLC 401(k) Profit Sharing Plan and Trust? ▼
Among 401(k) plans in other states, the closest by assets is Percipient.Ai 401(k) Plan in CA ($9M, 68 participants).
Which 401(k) plans cover a similar participant headcount to Whale Rock Capital Management LLC 401(k) Profit Sharing Plan and Trust? ▼
Among 401(k) plans in other states, the closest by covered participants is Btx Technologies, Inc. 401(k) Plan in NY (36 participants, N/A in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 562567478.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.