401(k) · DOL Form 5500 · 2023

The Innovation Institute, LLC 401(k) Plan

Data updated 2026-08-25

$23M
Total assets Small plan by assets
358
Participants Below avg headcount
75th
Percentile by assets National rank
$64,427
Avg per participant Low balance/head
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Official DOL plan name: The Innovation Institute, LLC 401(k) Profit Sharing Plan · Sponsored by The Innovation Institute, LLC · California · Professional & Technical Services

$23M in assets, 358 participants

The Innovation Institute, LLC's The Innovation Institute, LLC 401(k) Profit Sharing Plan reported $23M in total assets and 358 participants in its 2023 DOL Form 5500 filing, ranking in the 75th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #15,312 in Professional & Technical Services (20,321 peers)

Where The Innovation Institute, LLC 401(k) Profit Sharing Plan sits by assets

The Innovation Institute, LLC 401(k) Profit Sharing Plan sits in the top quartile of all filed plans by assets, $23M for 358 participants (~$64,427/participant), down 21.0% in 2023.

#15,312
in Professional & Technical Services (20,321 peers)
-21.0%
assets change YoY
0.2×
vs typical plan assets (national mean)

The plan reported a net loss of $6M for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

The Innovation Institute, LLC 401(k) Profit Sharing Plan's outsized position by total assets

The Innovation Institute, LLC 401(k) Profit Sharing Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$23,064,969 Top 25% higher than 75% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

The Innovation Institute, LLC 401(k) Profit Sharing Plan among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. The Innovation Institute, LLC 401(k) Profit Sharing Plan sits mid-pack in the medium band (358 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • The Innovation Institute, LLC 401(k) Profit Sharing Plan reported net income rose from -$10M in the plan year 2022 filing to -$6M in the plan year 2023 filing.
  • The Innovation Institute, LLC 401(k) Profit Sharing Plan end-of-year assets fell from $29M in the plan year 2022 filing to $23M in the plan year 2023 filing.
  • The Innovation Institute, LLC 401(k) Profit Sharing Plan reported participants fell from 364 in the plan year 2022 filing to 358 in the plan year 2023 filing.

See the national 2022→2023 release diff →

Plan-year Form 5500 strip

Filing strip 900745066 · The Innovation Institute, LLC PY 2023 · 401(k)

The Innovation Institute, LLC 401(k) Profit Sharing Plan · $23M · 358 · 75th

  • NET $23M
  • NET 358
  • NET 75th
  • NET 401(k)
  • NET near Excel Orthopaedic Specialists 401(k) Profit Sharing Plan
  • NET ind #15312

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Professional & Technical Services retirement plans → · Plans in California →

The Innovation Institute, LLC 401(k) Profit Sharing Plan in the asset neighbourhood

Excel Orthopaedic Specialists 401(k) Profit Sharing PlanExcel Orthopaedic Specialist…$23MBurness Communications 401(k) PlanBurness Communications 401(k…$23MThe Innovation Institute, LLC 401(k) Profit Sharing PlanThe Innovation Institute, LL…$23MPushpay Retirement Plan$23MTsp, Inc. 401(k) Plan$23M
End-of-year total assets ($M) among The Innovation Institute, LLC 401(k) Profit Sharing Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Scale-class filing particulars (2023)

Total Assets (Beginning of Year)$29M
Net Assets (End of Year)$23M
Net Income-$6M
Employer EIN900745066
Plan Effective Date2012-02-01
Filing StatusFILING RECEIVED

Sponsor Plan History (The Innovation Institute, LLC)

Sponsor-wide plan assets over time

All The Innovation Institute, LLC plans reported in each filing year

Latest sponsor-wide plan assets
$25M 15.673938993169617% vs 2022
2024 filing year
$22M$24M$26M$28M$30M 202220232024 $29.2M $24.6M ▼ -15.7%
Year Plans Participants Total Assets
2022 1 364 $29M
2023 1 358 $23M
2024 1 133 $25M

Nearby 401(k) Plans in California

Peer 401(k) plans, same state, same plan type, ranked by total assets.

The Innovation Institute, LLC 401(k) Profit Sharing Plan vs. nearby 401(k) plans in California, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000200000250000 -200204060 Total assets ($B) Participants The Innovation Institute, LLC 401(k) Profit Sharing Plan, Total assets ($B): 0.023064969 · Participants: 358The Innovation Institute, LLC 401(k) Profit Sharing PlanWells Fargo & Company 401(k) Plan, Total assets ($B): 51.831350351 · Participants: 193919Wells Fargo & Company 401(k) PlanGoogle LLC 401(k) Savings Plan, Total assets ($B): 39.047152408 · Participants: 122867Google LLC 401(k) Savings PlanOracle Corporation 401(k) Savings and Investment Plan, Total assets ($B): 26.320437734 · Participants: 63105Oracle Corporation 401(k) Savings and Investment PlanIntel 401(k) Savings Plan, Total assets ($B): 22.17918189 · Participants: 59863Intel 401(k) Savings PlanApple 401(k) Plan, Total assets ($B): 19.779511539 · Participants: 106111Apple 401(k) Plan
The Innovation Institute, LLC 401(k) Profit Sharing Plan vs. nearby 401(k) plans in California, assets vs. participants

The Innovation Institute, LLC 401(k) Profit Sharing Plan's out-of-state 401(k) peers by assets and headcount

Outside California, the nearest 401(k) by assets is Excel Orthopaedic Specialists 401(k) Profit Sharing Plan in MA ($23M); by covered participants it is Clark Hill Non-Member Attorneys 401(k) Savings Plan in MI (358 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($23M here).

Similar participant headcount

Nearest other-state filings by covered participants (358 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did The Innovation Institute, LLC 401(k) Profit Sharing Plan assets move in 2023?
The Innovation Institute, LLC 401(k) Profit Sharing Plan declined sharply - down 21.0% during 2023, from $29M to $23M. Reported net income was -$6M.
How have The Innovation Institute, LLC plan assets changed over time?
Across 3 plan years on file (2022-2024), The Innovation Institute, LLC's sponsor-wide assets declined 15.7%, from $29M to $25M.
Where does The Innovation Institute, LLC 401(k) Profit Sharing Plan rank by assets among Form 5500 filers?
The Innovation Institute, LLC 401(k) Profit Sharing Plan ranks in the 75th percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (in the top quartile of all filed plans by assets).
Which 401(k) plans are similar in size to The Innovation Institute, LLC 401(k) Profit Sharing Plan?
Among 401(k) plans in other states, the closest by assets is Excel Orthopaedic Specialists 401(k) Profit Sharing Plan in MA ($23M, 92 participants).
Which 401(k) plans cover a similar participant headcount to The Innovation Institute, LLC 401(k) Profit Sharing Plan?
Among 401(k) plans in other states, the closest by covered participants is Clark Hill Non-Member Attorneys 401(k) Savings Plan in MI (358 participants, $72M in assets).