401(k) · DOL Form 5500 · 2023

FINRA 401(k) Plan

Data updated 2026-08-25

$2.2B
Total assets Very large vs avg
3,958
Participants Above avg headcount
99th
Percentile by assets National rank
$551,333
Avg per participant High balance/head
PlainRetire home → About this data RSS: change history

Official DOL plan name: Finra Savings Plus Plan · Sponsored by FINRA · District of Columbia · Other Services

$2.2B in assets, 3,958 participants

FINRA's Finra Savings Plus Plan reported $2.2B in total assets and 3,958 participants in its 2023 DOL Form 5500 filing, ranking in the 99th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #7,853 in Other Services (7,857 peers)

Coverage in District of Columbia

Finra Savings Plus Plan covers 3,958 participants in District of Columbia, 2.7x the typical District of Columbia plan (state average ~1,456 per filing). Assets: $2.2B.

#7,853
in Other Services (7,857 peers)
+21.9%
assets growth YoY
22×
vs typical plan assets (national mean)

Finra Savings Plus Plan's outsized position by total assets

Finra Savings Plus Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$2,182,175,101 Top 1% higher than 99% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Finra Savings Plus Plan's large-plan peer group by participant headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Finra Savings Plus Plan lands in the large band (3,958 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Finra Savings Plus Plan reported net income rose from -$255M in the plan year 2022 filing to $392M in the plan year 2023 filing.
  • Finra Savings Plus Plan end-of-year assets rose from $1.8B in the plan year 2022 filing to $2.2B in the plan year 2023 filing.
  • Finra Savings Plus Plan reported participants rose from 3,697 in the plan year 2022 filing to 3,958 in the plan year 2023 filing.

See the national 2022→2023 release diff →

Form 5500 schedule snapshot

Filing strip 530088710 · FINRA PY 2023 · 401(k)

Finra Savings Plus Plan · $2.2B · 3,958 · 99th

  • ASSETS $2.2B
  • PCT 3,958
  • EIN 99th
  • RANK 401(k)
  • PHOTO near Capgemini Safe Harbor 401(k) Plan
  • IND ind #7853

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Other Services retirement plans → · Plans in District of Columbia →

Finra Savings Plus Plan in the asset neighbourhood

First-Citizens Bank & Trust Company 401(k) PlanFirst-Citizens Bank & Trust …$2.2BFinra Savings Plus Plan$2.2BCapgemini Safe Harbor 401(k) PlanCapgemini Safe Harbor 401(k)…$2.2BIso 401(k) Savings and Employee Stock Ownership PlanIso 401(k) Savings and Emplo…$2.2BFox Savings Plan$2.2B
End-of-year total assets ($B) among Finra Savings Plus Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

District of Columbia filing particulars

Total Assets (Beginning of Year)$1.8B
Net Assets (End of Year)$2.2B
Net Income$392M
Employer EIN530088710
Plan Effective Date1984-10-01
Filing StatusFILING RECEIVED

Sponsor Plan History (FINRA)

Sponsor-wide plan assets over time

All FINRA plans reported in each filing year

Latest sponsor-wide plan assets
$3.0B 33.189229812480185% vs 2022
2024 filing year
$2B$2.5B$3B$3.5B 202220232024 $2.27B $3.02B ▲ +33.0%
Year Plans Participants Total Assets
2022 2 5,015 $2.3B
2023 2 5,229 $2.7B
2024 2 5,425 $3.0B

Nearby 401(k) Plans in District of Columbia

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Finra Savings Plus Plan vs. nearby 401(k) plans in District of Columbia, assets vs. participants Scatter plot of 6 data points. 01000020000300004000050000 1234567 Total assets ($B) Participants Finra Savings Plus Plan, Total assets ($B): 2.182175101 · Participants: 3958Finra Savings Plus PlanDanaher Corporation & Subsidiaries Savings Plan, Total assets ($B): 5.808883656 · Participants: 29441Danaher Corporation & Subsidiaries Savings PlanGeico 401(k) Savings Plan, Total assets ($B): 5.758063779 · Participants: 39034Geico 401(k) Savings PlanFederal National Mortgage Association Retirement Savings Plan for Employees, Total assets ($B): 3.918113552 · Participants: 8044Federal National Mortgage Association Retirement Savings Plan for EmployeesHogan Lovells US LLP Retirement Savings Plan, Total assets ($B): 1.63036822 · Participants: 1870Hogan Lovells US LLP Retirement Savings PlanAmerican Red Cross Savings Plan, Total assets ($B): 1.534342529 · Participants: 17322American Red Cross Savings Plan
Finra Savings Plus Plan vs. nearby 401(k) plans in District of Columbia, assets vs. participants
Compare Finra Savings Plus Plan side-by-side with 3 peers →

Finra Savings Plus Plan's out-of-state 401(k) peers by assets and headcount

Outside District of Columbia, the nearest 401(k) by assets is Capgemini Safe Harbor 401(k) Plan in NY ($2.2B); by covered participants it is Chuy's Opco, Inc. 401(k) Plan in TX (3,958 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($2.2B here).

Similar participant headcount

Nearest other-state filings by covered participants (3,958 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Finra Savings Plus Plan assets move in 2023? ▼
Finra Savings Plus Plan grew sharply - up 21.9% during 2023, from $1.8B to $2.2B. Reported net income was $392M.
How have FINRA plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), FINRA's sponsor-wide assets grew 33.2%, from $2.3B to $3.0B.
Where does Finra Savings Plus Plan rank by assets among Form 5500 filers? ▼
Finra Savings Plus Plan ranks in the 99th percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (among the largest 1% of all filed plans).
Which 401(k) plans are similar in size to Finra Savings Plus Plan? ▼
Among 401(k) plans in other states, the closest by assets is Capgemini Safe Harbor 401(k) Plan in NY ($2.2B, 11,756 participants).
Which 401(k) plans cover a similar participant headcount to Finra Savings Plus Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Chuy's Opco, Inc. 401(k) Plan in TX (3,958 participants, $16M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 530088710.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.