ESOP · DOL Form 5500 · 2023

Waukesha State Bank ESOP

Data updated 2026-08-25

$8M
Total assets Small plan by assets
268
Participants Below avg headcount
52nd
Percentile by assets National rank
$28,046
Avg per participant Low balance/head
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Official DOL plan name: Waukesha State Bank Employee Stock Ownership Plan · Sponsored by Waukesha State Bank · Wisconsin · Finance & Insurance

$8M in assets, 268 participants

Waukesha State Bank's Waukesha State Bank Employee Stock Ownership Plan reported $8M in total assets and 268 participants in its 2023 DOL Form 5500 filing, ranking in the 52nd percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #3,338 in Finance & Insurance (8,869 peers)

Coverage in Wisconsin

Waukesha State Bank Employee Stock Ownership Plan covers 268 participants in Wisconsin, about 48% of the average Wisconsin filer (state average ~563 per filing). Assets: $8M.

#3,338
in Finance & Insurance (8,869 peers)
+7.0%
assets growth YoY

Waukesha State Bank Employee Stock Ownership Plan's mid-pack asset rank among Finance & Insurance and all filers

Waukesha State Bank Employee Stock Ownership Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$7,516,311 Top 48% higher than 52% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Waukesha State Bank Employee Stock Ownership Plan among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Waukesha State Bank Employee Stock Ownership Plan sits mid-pack in the medium band (268 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Waukesha State Bank Employee Stock Ownership Plan reported net income rose from -$74K in the plan year 2022 filing to $488K in the plan year 2023 filing.
  • Waukesha State Bank Employee Stock Ownership Plan end-of-year assets rose from $7M in the plan year 2022 filing to $8M in the plan year 2023 filing.
  • Waukesha State Bank Employee Stock Ownership Plan reported participants rose from 264 in the plan year 2022 filing to 268 in the plan year 2023 filing.

See the national 2022→2023 release diff →

Form 5500 schedule snapshot

Filing strip 390734270 · Waukesha State Bank PY 2023 · ESOP

Waukesha State Bank Employee Stock Ownership Plan · $8M · 268 · 52nd

  • EOY $8M
  • EOY 268
  • EOY 52nd
  • EOY ESOP
  • EOY near Marquette Bank Employee Stock Ownership Plan
  • EOY ind #3338

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with What is an ESOP? → · Plans in Wisconsin →

Waukesha State Bank Employee Stock Ownership Plan in the asset neighbourhood

Waukesha State Bank Employee Stock Ownership PlanWaukesha State Bank Employee…$8MMarquette Bank Employee Stock Ownership PlanMarquette Bank Employee Stoc…$8MMarathon Electrical Holdings, Inc. Employee Stock Ownership PlanMarathon Electrical Holdings…$8MFabricut/S. Harris, Inc. Fabricut Employees Stock Ownership PlanFabricut/S. Harris, Inc. Fab…$8MKeenan Energy Company Employee Stock Ownership Plan and TrustKeenan Energy Company Employ…$7M
End-of-year total assets ($M) among Waukesha State Bank Employee Stock Ownership Plan and nearest nationwide ESOP peers. Source: DOL Form 5500 plan year 2023.

Wisconsin filing particulars

Total Assets (Beginning of Year)$7M
Net Assets (End of Year)$8M
Net Income$488K
Employer EIN390734270
Plan Effective Date1982-07-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Waukesha State Bank)

Sponsor-wide plan assets over time

All Waukesha State Bank plans reported in each filing year

Latest sponsor-wide plan assets
$70M 35.602121423213624% vs 2022
2024 filing year
$40M$50M$60M$70M$80M 202220232024 $51.6M $70M ▲ +35.6%
Year Plans Participants Total Assets
2022 2 581 $52M
2023 2 573 $59M
2024 2 570 $70M

Nearby ESOP Plans in Wisconsin

Peer ESOP plans, same state, same plan type, ranked by total assets.

Waukesha State Bank Employee Stock Ownership Plan vs. nearby ESOP plans in Wisconsin, assets vs. participants Scatter plot of 6 data points. -200002000400060008000 -101234 Total assets ($B) Participants Waukesha State Bank Employee Stock Ownership Plan, Total assets ($B): 0.007516311 · Participants: 268Waukesha State Bank Employee Stock Ownership PlanSchreiber Foods, Inc. Employee Stock Ownership Plan, Total assets ($B): 3.551413763 · Participants: 6108Schreiber Foods, Inc. Employee Stock Ownership PlanWoodman's Employees' Profit Sharing and Stock Ownership Plan, Total assets ($B): 0.700244908 · Participants: 2837Woodman's Employees' Profit Sharing and Stock Ownership PlanKi Employee Stock Ownership Plan, Total assets ($B): 0.511365241 · Participants: 1624Ki Employee Stock Ownership PlanTrachte Building Systems Employee Stock Ownership Plan, Total assets ($B): 0.331023295 · Participants: 228Trachte Building Systems Employee Stock Ownership PlanWausau Supply Company Employee Stock Ownership Plan, Total assets ($B): 0.31506565 · Participants: 808Wausau Supply Company Employee Stock Ownership Plan
Waukesha State Bank Employee Stock Ownership Plan vs. nearby ESOP plans in Wisconsin, assets vs. participants
Compare Waukesha State Bank Employee Stock Ownership Plan side-by-side with 3 peers →

Waukesha State Bank Employee Stock Ownership Plan's out-of-state ESOP peers by assets and headcount

Outside Wisconsin, the nearest ESOP by assets is Marquette Bank Employee Stock Ownership Plan in IL ($8M); by covered participants it is Pro2serve Employee Stock Ownership Plan in TN (268 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (268 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Waukesha State Bank Employee Stock Ownership Plan assets move in 2023? ▼
Waukesha State Bank Employee Stock Ownership Plan grew at a solid clip - up 7.0% during 2023, from $7M to $8M. Reported net income was $488K.
How have Waukesha State Bank plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Waukesha State Bank's sponsor-wide assets grew 35.6%, from $52M to $70M.
Which ESOP plans are similar in size to Waukesha State Bank Employee Stock Ownership Plan? ▼
Among ESOP plans in other states, the closest by assets is Marquette Bank Employee Stock Ownership Plan in IL ($8M, 287 participants).
Which ESOP plans cover a similar participant headcount to Waukesha State Bank Employee Stock Ownership Plan? ▼
Among ESOP plans in other states, the closest by covered participants is Pro2serve Employee Stock Ownership Plan in TN (268 participants, $9M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 390734270.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.