401(k) · DOL Form 5500 · 2023
Penn Capital Management Co., Inc. 401(k) Plan
Data updated 2026-08-25
- $11M
- Total assets Small plan by assets
- 24
- Participants Small participant base
- 61st
- Percentile by assets National rank
- $467,585
- Avg per participant High balance/head
Official DOL plan name: Penn Capital Management Co., Inc. 401(k) Plan · Sponsored by Penn Capital Management Co., Inc. · Pennsylvania · Finance & Insurance
$11M in assets, 24 participants
Penn Capital Management Co., Inc.'s Penn Capital Management Co., Inc. 401(k) Plan reported $11M in total assets and 24 participants in its 2023 DOL Form 5500 filing, ranking in the 61st percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.
- #4,066 in Finance & Insurance (8,869 peers)
What the 2023 filing shows
Penn Capital Management Co., Inc. 401(k) Plan holds $11M for 24 participants - about $467,585 per participant, above the median plan by assets.
- #4,066
- in Finance & Insurance (8,869 peers)
- -1.9%
- assets change YoY
The plan reported a net loss of $215K for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.
Penn Capital Management Co., Inc. 401(k) Plan's mid-pack asset rank among Finance & Insurance and all filers
Penn Capital Management Co., Inc. 401(k) Plan vs every filed plan by assets
End-of-year total assets · plan year 2023 · DOL Form 5500
$11,222,050 Top 39% higher than 61% of 127,068 filed plans
Dashed line + filled bar = this entry, among filed plans.
Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023
Penn Capital Management Co., Inc. 401(k) Plan among smaller filed plans by headcount
Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Penn Capital Management Co., Inc. 401(k) Plan is a small filing (24 participants) on this national headcount ladder.
What changed between DOL Form 5500 filings
plan year 2022 → plan year 2023
- Penn Capital Management Co., Inc. 401(k) Plan reported net income rose from -$3M in the plan year 2022 filing to -$215K in the plan year 2023 filing.
- Penn Capital Management Co., Inc. 401(k) Plan reported participants fell from 25 in the plan year 2022 filing to 24 in the plan year 2023 filing.
- Penn Capital Management Co., Inc. 401(k) Plan end-of-year assets fell from $11M in the plan year 2022 filing to $11M in the plan year 2023 filing.
Form 5500 schedule snapshot
Filing strip 222796848 · Penn Capital Management Co., Inc. PY 2023 · 401(k)
Penn Capital Management Co., Inc. 401(k) Plan · $11M · 24 · 61st
- PART $11M
- PART 24
- PART 61st
- PART 401(k)
- PART near Parker Waichman LLP
- PART ind #4066
Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in Pennsylvania →
Penn Capital Management Co., Inc. 401(k) Plan in the asset neighbourhood
Filing particulars (2023)
| Total Assets (Beginning of Year) | $11M |
|---|---|
| Net Assets (End of Year) | $11M |
| Net Income | -$215K |
| Employer EIN | 222796848 |
| Plan Effective Date | 2009-01-01 |
| Filing Status | FILING RECEIVED |
Sponsor Plan History (Penn Capital Management Co., Inc.)
Sponsor-wide plan assets over time
All Penn Capital Management Co., Inc. plans reported in each filing year
- Latest sponsor-wide plan assets
- $11M 4.964720632877747% vs 2022
- 2024 filing year
| Year | Plans | Participants | Total Assets |
|---|---|---|---|
| 2022 | 1 | 25 | $11M |
| 2023 | 1 | 24 | $11M |
| 2024 | 1 | 21 | $11M |
Nearby 401(k) Plans in Pennsylvania
Peer 401(k) plans, same state, same plan type, ranked by total assets.
- Comcast Corporation Retirement - Investment Plan $17.4B · 93,136
- Cigna 401(k) Plan $13.0B · 66,760
- The Vanguard Retirement and Savings Plan $9.8B · 18,200
- The PNC Financial Services Group, Inc. Incentive Savings Plan $9.3B · 61,697
- The Bank of New York Mellon Corporation 401(k) Savings Plan $9.0B · 25,184
Penn Capital Management Co., Inc. 401(k) Plan's out-of-state 401(k) peers by assets and headcount
Outside Pennsylvania, the nearest 401(k) by assets is Parker Waichman LLP in NY ($11M); by covered participants it is National Institute for Trial Advocacy 401(k) Plan in CO (24 participants). Same-state nearby plans are listed separately above.
Closest by plan assets
Nearest other-state filings by tot_assets_eoy ($11M here).
- Parker Waichman LLP (NY) $11M · 94
- Walker Industries, Ltd. Employee Stock Ownership Plan (HI) $11M · 10
- Cookfox Architects, Dpc 401(k) Plan (NY) $11M · 105
- Topiderm, Inc. 401(k) Plan (NY) $11M · 572
Similar participant headcount
Nearest other-state filings by covered participants (24 participants); asset peers above are excluded.
DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.