401(k) · DOL Form 5500 · 2023
Dfo Management, LLC 401(k) Plan
Data updated 2026-08-25
- $5M
- Total assets Small plan by assets
- 155
- Participants Small participant base
- 44th
- Percentile by assets National rank
- $31,633
- Avg per participant Low balance/head
Official DOL plan name: Dfo Management, LLC. 401(k) Plan · Sponsored by Dfo Management, LLC · New York · Finance & Insurance
$5M in assets, 155 participants
Dfo Management, LLC's Dfo Management, LLC. 401(k) Plan reported $5M in total assets and 155 participants in its 2023 DOL Form 5500 filing, ranking in the 44th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.
- #2,752 in Finance & Insurance (8,869 peers)
Coverage in New York
Dfo Management, LLC. 401(k) Plan covers 155 participants in New York, about 19% of the average New York filer (state average ~798 per filing). Assets: $5M.
- #2,752
- in Finance & Insurance (8,869 peers)
- -90.7%
- assets change YoY
Dfo Management, LLC. 401(k) Plan's mid-pack asset rank among Finance & Insurance and all filers
Dfo Management, LLC. 401(k) Plan vs every filed plan by assets
End-of-year total assets · plan year 2023 · DOL Form 5500
$4,903,169 44th percentile higher than 44% of 127,068 filed plans
Dashed line + filled bar = this entry, among filed plans.
Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023
Dfo Management, LLC. 401(k) Plan among mid-size filed plans by headcount
Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Dfo Management, LLC. 401(k) Plan sits mid-pack in the medium band (155 participants).
Plan-year Form 5500 strip
Filing strip 921001480 · Dfo Management, LLC PY 2023 · 401(k)
Dfo Management, LLC. 401(k) Plan · $5M · 155 · 44th
- EOY $5M
- 5500 155
- ASSETS 44th
- PCT 401(k)
- EIN near Semper Valens Solutions, Inc. 401(k) Plan
- RANK ind #2752
Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in New York →
Dfo Management, LLC. 401(k) Plan in the asset neighbourhood
New York filing particulars
| Total Assets (Beginning of Year) | $53M |
|---|---|
| Net Assets (End of Year) | $5M |
| Net Income | $8M |
| Employer EIN | 921001480 |
| Plan Effective Date | 1999-01-01 |
| Filing Status | FILING RECEIVED |
Sponsor Plan History (Dfo Management, LLC)
Sponsor-wide plan assets over time
All Dfo Management, LLC plans reported in each filing year
- Latest sponsor-wide plan assets
- $6M 30.93117940662457% vs 2023
- 2024 filing year
| Year | Plans | Participants | Total Assets |
|---|---|---|---|
| 2023 | 1 | 155 | $5M |
| 2024 | 1 | 16 | $6M |
Nearby 401(k) Plans in New York
Peer 401(k) plans, same state, same plan type, ranked by total assets.
- IBM 401 (K) Plus Plan $57.4B · 54,912
- Pfizer Savings Plan $19.6B · 30,033
- Morgan Stanley 401(k) Plan $19.2B · 55,363
- The Pepsico Savings Plan $13.7B · 133,597
- The Goldman Sachs 401(k) Plan $11.4B · 24,866
Dfo Management, LLC. 401(k) Plan's out-of-state 401(k) peers by assets and headcount
Outside New York, the nearest 401(k) by assets is Semper Valens Solutions, Inc. 401(k) Plan in TX ($5M); by covered participants it is Fraser Business Equipment Salary Deferral Plan in PA (155 participants). Same-state nearby plans are listed separately above.
Closest by plan assets
Nearest other-state filings by tot_assets_eoy ($5M here).
Similar participant headcount
Nearest other-state filings by covered participants (155 participants); asset peers above are excluded.
- Fraser Business Equipment Salary Deferral Plan (PA) 155 · 0 off
- Pacific Bath Company 401(k) Plan (OR) 155 · 0 off
- New Mexican/Taos News 401(k) Plan (NM) 155 · 0 off
- Mayacama Golf Club, LLC 401(k) Profit Sharing Plan and Trust (CA) 155 · 0 off
DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.