Heffernan Insurance Brokers 401(k) Plan
ERISA Form 5500 plan record drawn from DOL EBSA — verify with linked source filings below.
Sponsored by Heffernan Insurance Brokers · California · Finance & Insurance
What the 2023 filing shows
Heffernan Insurance Brokers 401(k) Plan holds $110M for 610 participants — about $180,111 per participant, up 19.9% over the 2023 plan year.
- $110M
- total plan assets (2023 EOY)
- 610
- covered participants
- $180,111
- avg assets per participant
- +19.9%
- assets growth YoY
What the Filing Says About Heffernan Insurance Brokers 401(k) Plan
Heffernan Insurance Brokers 401(k) Plan is a 401(k) retirement plan sponsored by Heffernan Insurance Brokers, headquartered in California. As of the 2023 Form 5500 filing, the plan reports $110M in total end-of-year assets and covers 610 participants across the Finance & Insurance industry. The sponsor's EIN on file with the U.S. Department of Labor is 942506099, and the plan has been effective since 1988-01-01. Its filing status is currently FILING RECEIVED.
Year over year, total assets moved from $92M at the beginning of 2023 to $110M at year-end — a gain of 19.9%. Net assets (after liabilities) closed the year at $110M, with reported net income of $16M driven by investment returns, contributions received, and benefit payments during the period. These figures reflect what the plan administrator certified on Schedule H or Schedule I of the Form 5500 annual return and can be compared against 2 prior plan-year filings from the same sponsor shown below.
Asset totals and participant counts reflect a single plan year snapshot and can change materially with market conditions, plan mergers, or workforce changes. Fields such as "net income" include both realized investment performance and contribution/distribution flows — a single-year figure does not by itself indicate plan health or participant outcomes. This page summarizes public DOL disclosures for research and educational purposes only and is not retirement, tax, legal, or financial advice. Before making decisions about your own retirement benefits or evaluating an employer's plan, verify the underlying filing directly via the DOL EFAST2 system and consult a qualified professional.
Financial Summary (2023)
| Total Assets (Beginning of Year) | $92M |
| Total Assets (End of Year) | $110M |
| Net Assets (End of Year) | $110M |
| Net Income | $16M |
| Plan Type | 401(k) |
| Employer EIN | 942506099 |
| Plan Effective Date | 1988-01-01 |
| Filing Status | FILING RECEIVED |
Sponsor Plan History (Heffernan Insurance Brokers)
| Year | Plans | Participants | Total Assets |
|---|---|---|---|
| 2022 | 1 | 527 | $92M |
| 2023 | 1 | 610 | $110M |
| 2024 | 1 | 702 | $130M |
Nearby 401(k) Plans in California
Peer 401(k) plans — same state, same plan type — ranked by total assets.
- Wells Fargo & Company 401(k) Plan $51.8B · 193,919
- Google LLC 401(k) Savings Plan $39.0B · 122,867
- Oracle Corporation 401(k) Savings and Investment Plan $26.3B · 63,105
- Intel 401(k) Savings Plan $22.2B · 59,863
- Apple 401(k) Plan $19.8B · 106,111
Related Data
Guides
Frequently Asked Questions
How much money is in the Heffernan Insurance Brokers 401(k) Plan? ▼
What type of plan is Heffernan Insurance Brokers 401(k) Plan? ▼
Who sponsors the Heffernan Insurance Brokers 401(k) Plan? ▼
How did Heffernan Insurance Brokers 401(k) Plan perform in 2023? ▼
Where can I find official filings for Heffernan Insurance Brokers 401(k) Plan? ▼
How does Heffernan Insurance Brokers 401(k) Plan compare to other plans? ▼
Explore PlainRetire
Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.
Source: DOL EFAST2 filing system (efast.dol.gov) — original filing retrieval by EIN 942506099.
Reference: IRS Publication 560 — Retirement Plans for Small Business, contribution-limit rules.
Reference: IRS Publication 590-B — Distributions from IRAs, RMD rules under SECURE Act 2.0.
Read our methodology — how this data is sourced, computed, and verified.