401(k) · DOL Form 5500 · 2023

Upper Cumberland Otolaryngology Clinic, PC 401(k) Plan

Data updated 2026-08-25

$4M
Total assets Small plan by assets
33
Participants Small participant base
39th
Percentile by assets National rank
$110,414
Avg per participant Below avg balance/head
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Official DOL plan name: Upper Cumberland Otolaryngology Clinic, PC 401(k) Profit Sharing Plan · Sponsored by Upper Cumberland Otolaryngology Clinic, PC · Tennessee · Healthcare & Social Assistance

$4M in assets, 33 participants

Upper Cumberland Otolaryngology Clinic, PC's Upper Cumberland Otolaryngology Clinic, PC 401(k) Profit Sharing Plan reported $4M in total assets and 33 participants in its 2023 DOL Form 5500 filing, ranking in the 39th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #7,197 in Healthcare & Social Assistance (17,684 peers)

Upper Cumberland Otolaryngology Clinic, PC multi-year trail

Upper Cumberland Otolaryngology Clinic, PC's plans moved +14.5% in assets from 2023 to 2024; this filing shows Upper Cumberland Otolaryngology Clinic, PC 401(k) Profit Sharing Plan at $4M / 33 participants.

#7,197
in Healthcare & Social Assistance (17,684 peers)
-23.1%
assets change YoY

The plan reported a net loss of $1M for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

Upper Cumberland Otolaryngology Clinic, PC 401(k) Profit Sharing Plan's mid-pack asset rank among Healthcare & Social Assistance and all filers

Upper Cumberland Otolaryngology Clinic, PC 401(k) Profit Sharing Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$3,643,663 39th percentile higher than 39% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Upper Cumberland Otolaryngology Clinic, PC 401(k) Profit Sharing Plan among smaller filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Upper Cumberland Otolaryngology Clinic, PC 401(k) Profit Sharing Plan is a small filing (33 participants) on this national headcount ladder.

Published 5500 schedule card

Filing strip 621718402 · Upper Cumberland Otolaryngology Clinic, PC PY 2023 · 401(k)

Upper Cumberland Otolaryngology Clinic, PC 401(k) Profit Sharing Plan · $4M · 33 · 39th

  • PCT $4M
  • PCT 33
  • PCT 39th
  • PCT 401(k)
  • PCT near Hcr 401(k) Plan
  • PCT ind #7197

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Healthcare & Social Assistance retirement plans → · Plans in Tennessee →

Upper Cumberland Otolaryngology Clinic, PC 401(k) Profit Sharing Plan in the asset neighbourhood

Upper Cumberland Otolaryngology Clinic, PC 401(k) Profit Sharing PlanUpper Cumberland Otolaryngol…$4MHcr 401(k) Plan$4MIdeas to Go, Inc. Profit Sharing PlanIdeas to Go, Inc. Profit Sha…$4MWilson-Davis & Company, Inc. 401 (K) Profit Sharing PlanWilson-Davis & Company, Inc.…$4MOctave 401(k) Plan$4M
End-of-year total assets ($M) among Upper Cumberland Otolaryngology Clinic, PC 401(k) Profit Sharing Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Upper Cumberland Otolaryngology Clinic, PC multi-year asset trail

Sponsor-wide plan assets over time

All Upper Cumberland Otolaryngology Clinic, PC plans reported in each filing year

Latest sponsor-wide plan assets
$4M 14.528648780087511% vs 2023
2024 filing year
$3.4M$3.6M$3.8M$4M$4.2M$4.4M 20232024 $3.64M $4.17M ▲ +14.6%
Year Plans Participants Total Assets
2023 1 33 $4M
2024 1 31 $4M

Upper Cumberland Otolaryngology Clinic, PC filing trail (2023)

Total Assets (Beginning of Year)$5M
Net Assets (End of Year)$4M
Net Income-$1M
Employer EIN621718402
Plan Effective Date1978-01-03
Filing StatusFILING RECEIVED

Nearby 401(k) Plans in Tennessee

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Upper Cumberland Otolaryngology Clinic, PC 401(k) Profit Sharing Plan vs. nearby 401(k) plans in Tennessee, assets vs. participants Scatter plot of 6 data points. -1000000100000200000300000400000 -100102030 Total assets ($B) Participants Upper Cumberland Otolaryngology Clinic, PC 401(k) Profit Sharing Plan, Total assets ($B): 0.003643663 · Participants: 33Upper Cumberland Otolaryngology Clinic, PC 401(k) Profit Sharing PlanFedex Corporation Retirement Savings Plan, Total assets ($B): 23.88081991 · Participants: 127010Fedex Corporation Retirement Savings PlanHca 401(k) Plan, Total assets ($B): 21.53517366 · Participants: 291649Hca 401(k) PlanFederal Express Corporation Pilots Retirement Savings Plan, Total assets ($B): 4.743557391 · Participants: 5728Federal Express Corporation Pilots Retirement Savings PlanInternational Paper Company Salaried Savings Plan, Total assets ($B): 4.621886139 · Participants: 12153International Paper Company Salaried Savings PlanChs/Community Health Systems, Inc. Retirement Savings Plan, Total assets ($B): 4.517708174 · Participants: 62487Chs/Community Health Systems, Inc. Retirement Savings Plan
Upper Cumberland Otolaryngology Clinic, PC 401(k) Profit Sharing Plan vs. nearby 401(k) plans in Tennessee, assets vs. participants
Compare Upper Cumberland Otolaryngology Clinic, PC 401(k) Profit Sharing Plan side-by-side with 3 peers →

Upper Cumberland Otolaryngology Clinic, PC 401(k) Profit Sharing Plan's out-of-state 401(k) peers by assets and headcount

Outside Tennessee, the nearest 401(k) by assets is Hcr 401(k) Plan in MD ($4M); by covered participants it is Rmsource, Inc. 401(k) Plan in NC (33 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($4M here).

Similar participant headcount

Nearest other-state filings by covered participants (33 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Upper Cumberland Otolaryngology Clinic, PC 401(k) Profit Sharing Plan assets move in 2023? ▼
Upper Cumberland Otolaryngology Clinic, PC 401(k) Profit Sharing Plan declined sharply - down 23.1% during 2023, from $5M to $4M. Reported net income was -$1M.
How have Upper Cumberland Otolaryngology Clinic, PC plan assets changed over time? ▼
Across 2 plan years on file (2023-2024), Upper Cumberland Otolaryngology Clinic, PC's sponsor-wide assets grew 14.5%, from $4M to $4M.
Which 401(k) plans are similar in size to Upper Cumberland Otolaryngology Clinic, PC 401(k) Profit Sharing Plan? ▼
Among 401(k) plans in other states, the closest by assets is Hcr 401(k) Plan in MD ($4M, 207 participants).
Which 401(k) plans cover a similar participant headcount to Upper Cumberland Otolaryngology Clinic, PC 401(k) Profit Sharing Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Rmsource, Inc. 401(k) Plan in NC (33 participants, $1M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 621718402.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.