401(k) · DOL Form 5500 · 2023

Vp Compliance Holdings, LLC 401(k) Plan

Data updated 2026-08-25

$8M
Total assets Small plan by assets
111
Participants Small participant base
54th
Percentile by assets National rank
$72,477
Avg per participant Below avg balance/head
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Official DOL plan name: Charles Rizzo & Associates of Ny, Inc. 401(k) Retirement Plan · Sponsored by Vp Compliance Holdings, LLC · New York · Other Services

$8M in assets, 111 participants

Vp Compliance Holdings, LLC's Charles Rizzo & Associates of Ny, Inc. 401(k) Retirement Plan reported $8M in total assets and 111 participants in its 2023 DOL Form 5500 filing, ranking in the 54th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #5,747 in Other Services (7,857 peers)

Coverage in New York

Charles Rizzo & Associates of Ny, Inc. 401(k) Retirement Plan covers 111 participants in New York, about 14% of the average New York filer (state average ~798 per filing). Assets: $8M.

#5,747
in Other Services (7,857 peers)
+4.4%
assets growth YoY

Charles Rizzo & Associates of Ny, Inc. 401(k) Retirement Plan's mid-pack asset rank among Other Services and all filers

Charles Rizzo & Associates of Ny, Inc. 401(k) Retirement Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$8,044,987 Top 46% higher than 54% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Charles Rizzo & Associates of Ny, Inc. 401(k) Retirement Plan among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Charles Rizzo & Associates of Ny, Inc. 401(k) Retirement Plan sits mid-pack in the medium band (111 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Charles Rizzo & Associates of Ny, Inc. 401(k) Retirement Plan reported net income fell from $2M in the plan year 2022 filing to $342K in the plan year 2023 filing.
  • Charles Rizzo & Associates of Ny, Inc. 401(k) Retirement Plan reported participants fell from 130 in the plan year 2022 filing to 111 in the plan year 2023 filing.
  • Charles Rizzo & Associates of Ny, Inc. 401(k) Retirement Plan end-of-year assets rose from $8M in the plan year 2022 filing to $8M in the plan year 2023 filing.

See the national 2022→2023 release diff →

DOL schedule card

Filing strip 843157738 · Vp Compliance Holdings, LLC PY 2023 · 401(k)

Charles Rizzo & Associates of Ny, Inc. 401(k) Retirement Plan · $8M · 111 · 54th

  • SCH $8M
  • EBSA 111
  • PART 54th
  • TYPE 401(k)
  • NET near Smith Industrial Service, Inc. 401(k) Plan
  • BOOK ind #5747

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Other Services retirement plans → · Plans in New York →

Charles Rizzo & Associates of Ny, Inc. 401(k) Retirement Plan in the asset neighbourhood

Three Rivers Community Action, Inc. Retirement PlanThree Rivers Community Actio…$8MCharles Rizzo & Associates of Ny, Inc. 401(k) Retirement PlanCharles Rizzo & Associates o…$8MSmith Industrial Service, Inc. 401(k) PlanSmith Industrial Service, In…$8MPkl Services, Inc. 401(k) PlanPkl Services, Inc. 401(k) Pl…$8MWebcast Plus LLC 401(k) Plan$8M
End-of-year total assets ($M) among Charles Rizzo & Associates of Ny, Inc. 401(k) Retirement Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

New York filing particulars

Total Assets (Beginning of Year)$8M
Net Assets (End of Year)$8M
Net Income$342K
Employer EIN843157738
Plan Effective Date1990-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Vp Compliance Holdings, LLC)

Sponsor-wide plan assets over time

All Vp Compliance Holdings, LLC plans reported in each filing year

Latest sponsor-wide plan assets
$10M 29.782630370109192% vs 2022
2024 filing year
$7M$8M$9M$10M$11M 202220232024 $7.7M $10M ▲ +29.9%
Year Plans Participants Total Assets
2022 1 130 $8M
2023 1 111 $8M
2024 2 182 $10M

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Charles Rizzo & Associates of Ny, Inc. 401(k) Retirement Plan vs. nearby 401(k) plans in New York, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -20020406080 Total assets ($B) Participants Charles Rizzo & Associates of Ny, Inc. 401(k) Retirement Plan, Total assets ($B): 0.008044987 · Participants: 111Charles Rizzo & Associates of Ny, Inc. 401(k) Retirement PlanIBM 401 (K) Plus Plan, Total assets ($B): 57.428456306 · Participants: 54912IBM 401 (K) Plus PlanPfizer Savings Plan, Total assets ($B): 19.56134085 · Participants: 30033Pfizer Savings PlanMorgan Stanley 401(k) Plan, Total assets ($B): 19.235068266 · Participants: 55363Morgan Stanley 401(k) PlanThe Pepsico Savings Plan, Total assets ($B): 13.651296 · Participants: 133597The Pepsico Savings PlanThe Goldman Sachs 401(k) Plan, Total assets ($B): 11.428659742 · Participants: 24866The Goldman Sachs 401(k) Plan
Charles Rizzo & Associates of Ny, Inc. 401(k) Retirement Plan vs. nearby 401(k) plans in New York, assets vs. participants
Compare Charles Rizzo & Associates of Ny, Inc. 401(k) Retirement Plan side-by-side with 3 peers →

Charles Rizzo & Associates of Ny, Inc. 401(k) Retirement Plan's out-of-state 401(k) peers by assets and headcount

Outside New York, the nearest 401(k) by assets is Smith Industrial Service, Inc. 401(k) Plan in AL ($8M); by covered participants it is Reliable Appliance Installation Inc. 401(k) Plan in OH (111 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($8M here).

Similar participant headcount

Nearest other-state filings by covered participants (111 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Charles Rizzo & Associates of Ny, Inc. 401(k) Retirement Plan assets move in 2023? ▼
Charles Rizzo & Associates of Ny, Inc. 401(k) Retirement Plan edged up modestly - up 4.4% during 2023, from $8M to $8M. Reported net income was $342K.
How have Vp Compliance Holdings, LLC plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Vp Compliance Holdings, LLC's sponsor-wide assets grew 29.8%, from $8M to $10M.
Which 401(k) plans are similar in size to Charles Rizzo & Associates of Ny, Inc. 401(k) Retirement Plan? ▼
Among 401(k) plans in other states, the closest by assets is Smith Industrial Service, Inc. 401(k) Plan in AL ($8M, 286 participants).
Which 401(k) plans cover a similar participant headcount to Charles Rizzo & Associates of Ny, Inc. 401(k) Retirement Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Reliable Appliance Installation Inc. 401(k) Plan in OH (111 participants, $3M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 843157738.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.