401(k) · DOL Form 5500 · 2023
The Rockefeller Foundation 401(k) Plan
Data updated 2026-08-25
- $100M
- Total assets Below avg plan size
- 222
- Participants Below avg headcount
- 91st
- Percentile by assets National rank
- $448,296
- Avg per participant High balance/head
Official DOL plan name: The Retirement Savings Plan for Employees of the Rockefeller Foundation · Sponsored by The Rockefeller Foundation · New York · Other Services
$100M in assets, 222 participants
The Rockefeller Foundation's The Retirement Savings Plan for Employees of the Rockefeller Foundation reported $100M in total assets and 222 participants in its 2023 DOL Form 5500 filing, ranking in the 91st percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.
- #7,605 in Other Services (7,857 peers)
Coverage in New York
The Retirement Savings Plan for Employees of the Rockefeller Foundation covers 222 participants in New York, about 28% of the average New York filer (state average ~798 per filing). Assets: $100M.
- #7,605
- in Other Services (7,857 peers)
- +22.1%
- assets growth YoY
- 1.0×
- vs typical plan assets (national mean)
The Retirement Savings Plan for Employees of the Rockefeller Foundation's outsized position by total assets
The Retirement Savings Plan for Employees of the Rockefeller Foundation vs every filed plan by assets
End-of-year total assets · plan year 2023 · DOL Form 5500
$99,521,664 Top 9% higher than 91% of 127,068 filed plans
Dashed line + filled bar = this entry, among filed plans.
Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023
The Retirement Savings Plan for Employees of the Rockefeller Foundation among mid-size filed plans by headcount
Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. The Retirement Savings Plan for Employees of the Rockefeller Foundation sits mid-pack in the medium band (222 participants).
What changed between DOL Form 5500 filings
plan year 2022 → plan year 2023
- The Retirement Savings Plan for Employees of the Rockefeller Foundation reported net income rose from -$12M in the plan year 2022 filing to $18M in the plan year 2023 filing.
- The Retirement Savings Plan for Employees of the Rockefeller Foundation end-of-year assets rose from $81M in the plan year 2022 filing to $100M in the plan year 2023 filing.
- The Retirement Savings Plan for Employees of the Rockefeller Foundation reported participants rose from 204 in the plan year 2022 filing to 222 in the plan year 2023 filing.
Plan-year Form 5500 strip
Filing strip 131659629 · The Rockefeller Foundation PY 2023 · 401(k)
The Retirement Savings Plan for Employees of the Rockefeller Foundation · $100M · 222 · 91st
- PHOTO $100M
- IND 222
- EOY 91st
- 5500 401(k)
- ASSETS near Firstbank 401(k) Savings Plan & Trust
- PCT ind #7605
Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Other Services retirement plans → · Plans in New York →
The Retirement Savings Plan for Employees of the Rockefeller Foundation in the asset neighbourhood
New York filing particulars
| Total Assets (Beginning of Year) | $81M |
|---|---|
| Net Assets (End of Year) | $100M |
| Net Income | $18M |
| Employer EIN | 131659629 |
| Plan Effective Date | 1967-07-01 |
| Filing Status | FILING RECEIVED |
Sponsor Plan History (The Rockefeller Foundation)
Sponsor-wide plan assets over time
All The Rockefeller Foundation plans reported in each filing year
- Latest sponsor-wide plan assets
- $218M 25.38303616601968% vs 2022
- 2024 filing year
| Year | Plans | Participants | Total Assets |
|---|---|---|---|
| 2022 | 2 | 231 | $174M |
| 2023 | 2 | 245 | $197M |
| 2024 | 2 | 238 | $218M |
Nearby 401(k) Plans in New York
Peer 401(k) plans, same state, same plan type, ranked by total assets.
- IBM 401 (K) Plus Plan $57.4B · 54,912
- Pfizer Savings Plan $19.6B · 30,033
- Morgan Stanley 401(k) Plan $19.2B · 55,363
- The Pepsico Savings Plan $13.7B · 133,597
- The Goldman Sachs 401(k) Plan $11.4B · 24,866
The Retirement Savings Plan for Employees of the Rockefeller Foundation's out-of-state 401(k) peers by assets and headcount
Outside New York, the nearest 401(k) by assets is Firstbank 401(k) Savings Plan & Trust in TN ($100M); by covered participants it is Preferred Employer Plan Fbo Foothills Gateway, Inc in AZ (222 participants). Same-state nearby plans are listed separately above.
Closest by plan assets
Nearest other-state filings by tot_assets_eoy ($100M here).
- Firstbank 401(k) Savings Plan & Trust (TN) $100M · 1,618
- Memorial Retirement Plan (MI) $99M · 1,514
- William Grant & Sons, Inc. Savings and Investment Plan (NJ) $99M · 302
- Virginia Family Dentistry 401(k)/Profit Sharing Plan and Trust (VA) $99M · 377
Similar participant headcount
Nearest other-state filings by covered participants (222 participants); asset peers above are excluded.
- Preferred Employer Plan Fbo Foothills Gateway, Inc (AZ) 222 · 0 off
- Empire Candle 401(k) Plan (KS) 222 · 0 off
- Bioqual, Inc. 401(k) Plan (MD) 222 · 0 off
- Ntrepid, LLC 401(k) Defined Contribution Plan (VA) 222 · 0 off
DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.