401(k) · DOL Form 5500 · 2023

The Rockefeller Foundation 401(k) Plan

Data updated 2026-08-11

$100M
Total assets: 222
Participants: 91st
Percentile by assets: $448,296
Avg per participant

Official DOL plan name: The Retirement Savings Plan for Employees of the Rockefeller Foundation · Sponsored by The Rockefeller Foundation · New York · Other Services

$100M in assets, 222 participants

The Rockefeller Foundation's The Retirement Savings Plan for Employees of the Rockefeller Foundation reported $100M in total assets and 222 participants in its 2023 DOL Form 5500 filing, ranking in the 91st percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

91st percentile by assets (of 127,072 plans)
#7,605 in Other Services (7,857 peers)

Coverage in New York

The Retirement Savings Plan for Employees of the Rockefeller Foundation covers 222 participants in New York, about 28% of the average New York filer (state average ~798 per filing). Assets: $100M.

$100M
total plan assets (2023 EOY): 222
covered participants: 91st
percentile by assets (of 127,072 plans): $448,296
avg assets per participant

Where The Retirement Savings Plan for Employees of the Rockefeller Foundation sits by total assets

The Retirement Savings Plan for Employees of the Rockefeller Foundation vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$99,521,664 Top 9% higher than 91% of 127,068 filed plans

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

The Retirement Savings Plan for Employees of the Rockefeller Foundation reported net income rose from -$12M in the plan year 2022 filing to $18M in the plan year 2023 filing.
The Retirement Savings Plan for Employees of the Rockefeller Foundation end-of-year assets rose from $81M in the plan year 2022 filing to $100M in the plan year 2023 filing.
The Retirement Savings Plan for Employees of the Rockefeller Foundation reported participants rose from 204 in the plan year 2022 filing to 222 in the plan year 2023 filing.

See the national 2022→2023 release diff →

State

New York

Industry

Other Services

Participants vs New York filers

In New York, the average filing covers about 798 participants across 9,061 plans. The Retirement Savings Plan for Employees of the Rockefeller Foundation reports 222 participants - about 28% of that state average ($100M EOY assets).

New York filing particulars

Total Assets (Beginning of Year)	$81M
Net Assets (End of Year)	$100M
Net Income	$18M
Employer EIN	131659629
Plan Effective Date	1967-07-01
Filing Status	FILING RECEIVED

Sponsor Plan History (The Rockefeller Foundation)

Total plan assets by year, all The Rockefeller Foundation plans on file

Year	Plans	Participants	Total Assets
2022	2	231	$174M
2023	2	245	$197M
2024	2	238	$218M

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

The Retirement Savings Plan for Employees of the Rockefeller Foundation vs. nearby 401(k) plans in New York, assets vs. participants

IBM 401 (K) Plus Plan $57.4B · 54,912
Pfizer Savings Plan $19.6B · 30,033
Morgan Stanley 401(k) Plan $19.2B · 55,363
The Pepsico Savings Plan $13.7B · 133,597
The Goldman Sachs 401(k) Plan $11.4B · 24,866

Compare The Retirement Savings Plan for Employee… side-by-side with 3 peers →

Similar-Sized 401(k) Plans Nationally

401(k) plans in other states closest to The Retirement Savings Plan for Employees of the Rockefeller Foundation by total assets, not by location.

Firstbank 401(k) Savings Plan & Trust (TN) $100M · 1,618
Memorial Retirement Plan (MI) $99M · 1,514
William Grant & Sons, Inc. Savings and Investment Plan (NJ) $99M · 302
Virginia Family Dentistry 401(k)/Profit Sharing Plan and Trust (VA) $99M · 377

Frequently Asked Questions

How did The Retirement Savings Plan for Employees of the Rockefeller Foundation assets move in 2023? ▼

The Retirement Savings Plan for Employees of the Rockefeller Foundation grew sharply - up 22.1% during 2023, from $81M to $100M. Reported net income was $18M.

How have The Rockefeller Foundation plan assets changed over time? ▼

Across 3 plan years on file (2022-2024), The Rockefeller Foundation's sponsor-wide assets grew 25.4%, from $174M to $218M.

Where does The Retirement Savings Plan for Employees of the Rockefeller Foundation rank by assets among Form 5500 filers? ▼

The Retirement Savings Plan for Employees of the Rockefeller Foundation ranks in the 91st percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (in the top 10% of all filed plans by assets).

Which 401(k) plans are similar in size to The Retirement Savings Plan for Employees of the Rockefeller Foundation? ▼

Among 401(k) plans in other states, the closest by assets is Firstbank 401(k) Savings Plan & Trust in TN ($100M, 1,618 participants).

Next read for The Retirement Savings Plan for Employee…

Filing takeaways

Ways to act on The Retirement Savings Plan for Employees of the Rockefeller Foundation's numbers.

By total assets, The Retirement Savings Plan for Employees of the Rockefeller Foundation ranks in the top 10% of all filed plans by assets. See the largest plans
Compare it side-by-side against 3 similar 401(k) plans in New York. Compare plans
The Rockefeller Foundation's sponsor-wide assets have grown 25.4% since 2022 across 3 plan years on file. More Other Services plans

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 131659629.