Profit Sharing · DOL Form 5500 · 2023

Gagnon Securities, LLC Profit Sharing Plan

Data updated 2026-08-25

$11M
Total assets Small plan by assets
20
Participants Small participant base
61st
Percentile by assets National rank
$554,419
Avg per participant High balance/head
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Official DOL plan name: Gagnon Securities LLC Profit Sharing Plan · Sponsored by Gagnon Securities, LLC · New York · Finance & Insurance

$11M in assets, 20 participants

Gagnon Securities, LLC's Gagnon Securities LLC Profit Sharing Plan reported $11M in total assets and 20 participants in its 2023 DOL Form 5500 filing, ranking in the 61st percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #4,043 in Finance & Insurance (8,869 peers)

Gagnon Securities, LLC multi-year trail

Gagnon Securities, LLC's plans moved +27.0% in assets from 2022 to 2024; this filing shows Gagnon Securities LLC Profit Sharing Plan at $11M / 20 participants.

#4,043
in Finance & Insurance (8,869 peers)
-3.2%
assets change YoY

The plan reported a net loss of $365K for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

Gagnon Securities LLC Profit Sharing Plan's mid-pack asset rank among Finance & Insurance and all filers

Gagnon Securities LLC Profit Sharing Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$11,088,389 Top 39% higher than 61% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Gagnon Securities LLC Profit Sharing Plan among smaller filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Gagnon Securities LLC Profit Sharing Plan is a small filing (20 participants) on this national headcount ladder.

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Gagnon Securities LLC Profit Sharing Plan reported net income rose from -$3M in the plan year 2022 filing to -$365K in the plan year 2023 filing.
  • Gagnon Securities LLC Profit Sharing Plan reported participants rose from 18 in the plan year 2022 filing to 20 in the plan year 2023 filing.
  • Gagnon Securities LLC Profit Sharing Plan end-of-year assets fell from $11M in the plan year 2022 filing to $11M in the plan year 2023 filing.

See the national 2022→2023 release diff →

Published 5500 schedule card

Filing strip 134087058 · Gagnon Securities, LLC PY 2023 · Profit Sharing

Gagnon Securities LLC Profit Sharing Plan · $11M · 20 · 61st

  • TYPE $11M
  • NET 20
  • BOOK 61st
  • VS-ST Profit Sharing
  • BOY near Plumbers and Steamfitters Local 521 Annuity Fund
  • SCH ind #4043

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in New York →

Gagnon Securities LLC Profit Sharing Plan in the asset neighbourhood

Endoscopy Center of Ocala, Inc. 401(k) Profit Sharing PlanEndoscopy Center of Ocala, I…$11MJohn Stamos Productions Inc Profit Sharing PlanJohn Stamos Productions Inc …$11MAnthros, Inc. Retirement Savings PlanAnthros, Inc. Retirement Sav…$11MGagnon Securities LLC Profit Sharing PlanGagnon Securities LLC Profit…$11MPlumbers and Steamfitters Local 521 Annuity FundPlumbers and Steamfitters Lo…$11M
End-of-year total assets ($M) among Gagnon Securities LLC Profit Sharing Plan and nearest nationwide Profit Sharing peers. Source: DOL Form 5500 plan year 2023.

Gagnon Securities, LLC multi-year asset trail

Sponsor-wide plan assets over time

All Gagnon Securities, LLC plans reported in each filing year

Latest sponsor-wide plan assets
$15M 26.95232067396343% vs 2022
2024 filing year
$10M$12M$14M$16M 202220232024 $11.5M $14.5M ▲ +27.0%
Year Plans Participants Total Assets
2022 1 18 $11M
2023 1 20 $11M
2024 1 20 $15M

Gagnon Securities, LLC filing trail (2023)

Total Assets (Beginning of Year)$11M
Net Assets (End of Year)$11M
Net Income-$365K
Employer EIN134087058
Plan Effective Date2000-10-01
Filing StatusFILING RECEIVED

Nearby Profit Sharing Plans in New York

Peer Profit Sharing plans, same state, same plan type, ranked by total assets.

Gagnon Securities LLC Profit Sharing Plan vs. nearby Profit Sharing plans in New York, assets vs. participants Scatter plot of 6 data points. -500005000100001500020000 -0.500.511.522.5 Total assets ($B) Participants Gagnon Securities LLC Profit Sharing Plan, Total assets ($B): 0.011088389 · Participants: 20Gagnon Securities LLC Profit Sharing PlanAnnuity Plan of the Electrical Industry, Total assets ($B): 2.210433172 · Participants: 18907Annuity Plan of the Electrical IndustryAnnuity Fund Iuoe Local 15, 15a, 15c, 15d AFL-CIO, Total assets ($B): 1.870067356 · Participants: 3402Annuity Fund Iuoe Local 15, 15a, 15c, 15d AFL-CIOAnnuity Fd of the Iuoe Local Union 94, 94a, 94b AFL-CIO, Total assets ($B): 1.660408686 · Participants: 5807Annuity Fd of the Iuoe Local Union 94, 94a, 94b AFL-CIOThe Research Foundation for Suny Retirement Plan, Total assets ($B): 1.177491602 · Participants: 10120The Research Foundation for Suny Retirement PlanMason Tenders District Council Annuity Fund, Total assets ($B): 0.912972009 · Participants: 11237Mason Tenders District Council Annuity Fund
Gagnon Securities LLC Profit Sharing Plan vs. nearby Profit Sharing plans in New York, assets vs. participants
Compare Gagnon Securities LLC Profit Sharing Plan side-by-side with 3 peers →

Gagnon Securities LLC Profit Sharing Plan's out-of-state Profit Sharing peers by assets and headcount

Outside New York, the nearest Profit Sharing by assets is Plumbers and Steamfitters Local 521 Annuity Fund in WV ($11M); by covered participants it is Qrc Group Retirement Plan in PR (20 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (20 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Gagnon Securities LLC Profit Sharing Plan assets move in 2023? ▼
Gagnon Securities LLC Profit Sharing Plan edged down modestly - down 3.2% during 2023, from $11M to $11M. Reported net income was -$365K.
How have Gagnon Securities, LLC plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Gagnon Securities, LLC's sponsor-wide assets grew 27.0%, from $11M to $15M.
Which Profit Sharing plans are similar in size to Gagnon Securities LLC Profit Sharing Plan? ▼
Among Profit Sharing plans in other states, the closest by assets is Plumbers and Steamfitters Local 521 Annuity Fund in WV ($11M, 104 participants).
Which Profit Sharing plans cover a similar participant headcount to Gagnon Securities LLC Profit Sharing Plan? ▼
Among Profit Sharing plans in other states, the closest by covered participants is Qrc Group Retirement Plan in PR (20 participants, $80K in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 134087058.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.