401(k) · DOL Form 5500 · 2023
Daiwa Capital Markets America Inc. 401(k) Plan
Data updated 2026-08-11
- $149M
- Total assets
- 315
- Participants
- 93rd
- Percentile by assets
- $473,904
- Avg per participant
Official DOL plan name: Daiwa Capital Markets America Inc. Retirement Investment Plan · Sponsored by Daiwa Capital Markets America Inc. · New York · Finance & Insurance
$149M in assets, 315 participants
Daiwa Capital Markets America Inc.'s Daiwa Capital Markets America Inc. Retirement Investment Plan reported $149M in total assets and 315 participants in its 2023 DOL Form 5500 filing, ranking in the 93rd percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.
- 93rd percentile by assets (of 127,072 plans)
- #7,971 in Finance & Insurance (8,869 peers)
Coverage in New York
Daiwa Capital Markets America Inc. Retirement Investment Plan covers 315 participants in New York, about 39% of the average New York filer (state average ~798 per filing). Assets: $149M.
- $149M
- total plan assets (2023 EOY)
- 315
- covered participants
- 93rd
- percentile by assets (of 127,072 plans)
- $473,904
- avg assets per participant
What changed between DOL Form 5500 filings
plan year 2022 → plan year 2023
- Daiwa Capital Markets America Inc. Retirement Investment Plan reported net income rose from -$21M in the plan year 2022 filing to $11M in the plan year 2023 filing.
- Daiwa Capital Markets America Inc. Retirement Investment Plan end-of-year assets rose from $138M in the plan year 2022 filing to $149M in the plan year 2023 filing.
Participants vs New York filers
In New York, the average filing covers about 798 participants across 9,061 plans. Daiwa Capital Markets America Inc. Retirement Investment Plan reports 315 participants - about 39% of that state average ($149M EOY assets).
New York filing particulars
| Total Assets (Beginning of Year) | $138M |
|---|---|
| Net Assets (End of Year) | $149M |
| Net Income | $11M |
| Employer EIN | 135680329 |
| Plan Effective Date | 1985-06-01 |
| Filing Status | FILING RECEIVED |
Sponsor Plan History (Daiwa Capital Markets America Inc.)
| Year | Plans | Participants | Total Assets |
|---|---|---|---|
| 2022 | 1 | 313 | $138M |
| 2023 | 1 | 315 | $149M |
| 2024 | 1 | 299 | $155M |
Nearby 401(k) Plans in New York
Peer 401(k) plans, same state, same plan type, ranked by total assets.
Daiwa Capital Markets America Inc. Retirement Investment Plan vs. nearby 401(k) plans in New York, assets vs. participants
- IBM 401 (K) Plus Plan $57.4B · 54,912
- Pfizer Savings Plan $19.6B · 30,033
- Morgan Stanley 401(k) Plan $19.2B · 55,363
- The Pepsico Savings Plan $13.7B · 133,597
- The Goldman Sachs 401(k) Plan $11.4B · 24,866
Similar-Sized 401(k) Plans Nationally
401(k) plans in other states closest to Daiwa Capital Markets America Inc. Retirement Investment Plan by total assets, not by location.
Frequently Asked Questions
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Filing takeaways
Ways to act on Daiwa Capital Markets America Inc. Retirement Investment Plan's numbers.
- By total assets, Daiwa Capital Markets America Inc. Retirement Investment Plan ranks in the top 10% of all filed plans by assets. See the largest plans
- Compare it side-by-side against 3 similar 401(k) plans in New York. Compare plans
- Daiwa Capital Markets America Inc.'s sponsor-wide assets have grown 12.2% since 2022 across 3 plan years on file. More Finance & Insurance plans