401(k) · DOL Form 5500 · 2023

Pzena Investment Management, LLC 401(k) Plan

Data updated 2026-08-25

$43M
Total assets Below avg plan size
132
Participants Small participant base
84th
Percentile by assets National rank
$324,053
Avg per participant High balance/head
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Official DOL plan name: Pzena Investment Management, LLC 401(k) Plan · Sponsored by Pzena Investment Management, LLC · New York · Finance & Insurance

$43M in assets, 132 participants

Pzena Investment Management, LLC's Pzena Investment Management, LLC 401(k) Plan reported $43M in total assets and 132 participants in its 2023 DOL Form 5500 filing, ranking in the 84th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #6,668 in Finance & Insurance (8,869 peers)

Coverage in New York

Pzena Investment Management, LLC 401(k) Plan covers 132 participants in New York, about 17% of the average New York filer (state average ~798 per filing). Assets: $43M.

#6,668
in Finance & Insurance (8,869 peers)
+30.5%
assets growth YoY
0.4×
vs typical plan assets (national mean)

Pzena Investment Management, LLC 401(k) Plan's outsized position by total assets

Pzena Investment Management, LLC 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$42,775,027 Top 16% higher than 84% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Pzena Investment Management, LLC 401(k) Plan among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Pzena Investment Management, LLC 401(k) Plan sits mid-pack in the medium band (132 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Pzena Investment Management, LLC 401(k) Plan reported net income rose from -$3M in the plan year 2022 filing to $10M in the plan year 2023 filing.
  • Pzena Investment Management, LLC 401(k) Plan end-of-year assets rose from $33M in the plan year 2022 filing to $43M in the plan year 2023 filing.
  • Pzena Investment Management, LLC 401(k) Plan reported participants rose from 130 in the plan year 2022 filing to 132 in the plan year 2023 filing.

See the national 2022→2023 release diff →

Form 5500 schedule snapshot

Filing strip 133860154 · Pzena Investment Management, LLC PY 2023 · 401(k)

Pzena Investment Management, LLC 401(k) Plan · $43M · 132 · 84th

  • EIN $43M
  • EIN 132
  • EIN 84th
  • EIN 401(k)
  • EIN near Harding, Shymanski & Company 401(k) Plan
  • EIN ind #6668

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in New York →

Pzena Investment Management, LLC 401(k) Plan in the asset neighbourhood

Pzena Investment Management, LLC 401(k) PlanPzena Investment Management,…$43MHarding, Shymanski & Company 401(k) PlanHarding, Shymanski & Company…$43MCt Consultants, Inc. 401(k) Profit Sharing Plan and TrustCt Consultants, Inc. 401(k) …$43MColes Salon, Inc. 401(k) Plan$43MKnowbe4, Inc. 401(k) Profit Sharing Plan & TrustKnowbe4, Inc. 401(k) Profit …$43M
End-of-year total assets ($M) among Pzena Investment Management, LLC 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

New York filing particulars

Total Assets (Beginning of Year)$33M
Net Assets (End of Year)$43M
Net Income$10M
Employer EIN133860154
Plan Effective Date2011-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Pzena Investment Management, LLC)

Sponsor-wide plan assets over time

All Pzena Investment Management, LLC plans reported in each filing year

Latest sponsor-wide plan assets
$52M 57.44139476540199% vs 2022
2024 filing year
$30M$40M$50M$60M 202220232024 $32.8M $51.6M ▲ +57.4%
Year Plans Participants Total Assets
2022 1 130 $33M
2023 1 132 $43M
2024 1 143 $52M

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Pzena Investment Management, LLC 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -20020406080 Total assets ($B) Participants Pzena Investment Management, LLC 401(k) Plan, Total assets ($B): 0.042775027 · Participants: 132Pzena Investment Management, LLC 401(k) PlanIBM 401 (K) Plus Plan, Total assets ($B): 57.428456306 · Participants: 54912IBM 401 (K) Plus PlanPfizer Savings Plan, Total assets ($B): 19.56134085 · Participants: 30033Pfizer Savings PlanMorgan Stanley 401(k) Plan, Total assets ($B): 19.235068266 · Participants: 55363Morgan Stanley 401(k) PlanThe Pepsico Savings Plan, Total assets ($B): 13.651296 · Participants: 133597The Pepsico Savings PlanThe Goldman Sachs 401(k) Plan, Total assets ($B): 11.428659742 · Participants: 24866The Goldman Sachs 401(k) Plan
Pzena Investment Management, LLC 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants
Compare Pzena Investment Management, LLC 401(k) Plan side-by-side with 3 peers →

Pzena Investment Management, LLC 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside New York, the nearest 401(k) by assets is Harding, Shymanski & Company 401(k) Plan in IN ($43M); by covered participants it is Revision Military 401(k) Retirement Plan in VT (132 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (132 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Pzena Investment Management, LLC 401(k) Plan assets move in 2023? ▼
Pzena Investment Management, LLC 401(k) Plan surged - up 30.5% during 2023, from $33M to $43M. Reported net income was $10M.
How have Pzena Investment Management, LLC plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Pzena Investment Management, LLC's sponsor-wide assets grew 57.4%, from $33M to $52M.
Where does Pzena Investment Management, LLC 401(k) Plan rank by assets among Form 5500 filers? ▼
Pzena Investment Management, LLC 401(k) Plan ranks in the 84th percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (in the top quartile of all filed plans by assets).
Which 401(k) plans are similar in size to Pzena Investment Management, LLC 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is Harding, Shymanski & Company 401(k) Plan in IN ($43M, 175 participants).
Which 401(k) plans cover a similar participant headcount to Pzena Investment Management, LLC 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Revision Military 401(k) Retirement Plan in VT (132 participants, $5M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 133860154.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.