401(k) · DOL Form 5500 · 2023

Great Elm Capital Management, Inc. 401(k) Plan

Data updated 2026-08-25

$2M
Total assets Small plan by assets
25
Participants Small participant base
32nd
Percentile by assets National rank
$91,387
Avg per participant Below avg balance/head
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Official DOL plan name: Great Elm Capital Management, Inc. 401(k) Retirement Plan · Sponsored by Great Elm Capital Management, Inc. · Massachusetts · Other Services

$2M in assets, 25 participants

Great Elm Capital Management, Inc.'s Great Elm Capital Management, Inc. 401(k) Retirement Plan reported $2M in total assets and 25 participants in its 2023 DOL Form 5500 filing, ranking in the 32nd percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #4,443 in Other Services (7,857 peers)

Other Services sector rank

Within Other Services, Great Elm Capital Management, Inc. 401(k) Retirement Plan ranks #4,443 of 7,857 2023 filers by assets (878% of the sector average)-$2M for 25 participants.

#4,443
in Other Services (7,857 peers)
-17.0%
assets change YoY

The plan reported a net loss of $468K for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

Great Elm Capital Management, Inc. 401(k) Retirement Plan among the smaller filed plans by assets

Great Elm Capital Management, Inc. 401(k) Retirement Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$2,284,677 32nd percentile higher than 32% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Great Elm Capital Management, Inc. 401(k) Retirement Plan among smaller filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Great Elm Capital Management, Inc. 401(k) Retirement Plan is a small filing (25 participants) on this national headcount ladder.

Published 5500 schedule card

Filing strip 812586006 · Great Elm Capital Management, Inc. PY 2023 · 401(k)

Great Elm Capital Management, Inc. 401(k) Retirement Plan · $2M · 25 · 32nd

  • RANK $2M
  • PHOTO 25
  • IND 32nd
  • EOY 401(k)
  • 5500 near Bp Launchpad 401(k) Plan
  • ASSETS ind #4443

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Other Services retirement plans → · Plans in Massachusetts →

Great Elm Capital Management, Inc. 401(k) Retirement Plan in the asset neighbourhood

Great Elm Capital Management, Inc. 401(k) Retirement PlanGreat Elm Capital Management…$2MBp Launchpad 401(k) Plan$2MMelvin D. Thornbury, Jr., M.D., P.C. Profit Sharing PlanMelvin D. Thornbury, Jr., M.…$2MAuthentic Drilling Retirement PlanAuthentic Drilling Retiremen…$2MJlt Automotive, Inc. Dba Jim Turner Chevrolet 401(k) PlanJlt Automotive, Inc. Dba Jim…$2M
End-of-year total assets ($M) among Great Elm Capital Management, Inc. 401(k) Retirement Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Other Services filing particulars

Total Assets (Beginning of Year)$3M
Net Assets (End of Year)$2M
Net Income-$468K
Employer EIN812586006
Plan Effective Date2017-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Great Elm Capital Management, Inc.)

Sponsor-wide plan assets over time

All Great Elm Capital Management, Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$3M 40.25085384060854% vs 2023
2024 filing year
$2M$2.5M$3M$3.5M 20232024 $2.28M $3.2M ▲ +40.4%
Year Plans Participants Total Assets
2023 1 25 $2M
2024 1 29 $3M

Nearby 401(k) Plans in Massachusetts

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Great Elm Capital Management, Inc. 401(k) Retirement Plan vs. nearby 401(k) plans in Massachusetts, assets vs. participants Scatter plot of 6 data points. -20000020000400006000080000 -10010203040 Total assets ($B) Participants Great Elm Capital Management, Inc. 401(k) Retirement Plan, Total assets ($B): 0.002284677 · Participants: 25Great Elm Capital Management, Inc. 401(k) Retirement PlanFidelity Retirement Savings Plan, Total assets ($B): 28.649852331 · Participants: 62289Fidelity Retirement Savings PlanLiberty Mutual 401(k) Plan, Total assets ($B): 10.556596852 · Participants: 37052Liberty Mutual 401(k) PlanMassachusetts Institute of Technology Supplemental 401(k) Plan, Total assets ($B): 6.829912863 · Participants: 14094Massachusetts Institute of Technology Supplemental 401(k) PlanBoston Scientific Corporation 401(k) Retirement Savings Plan, Total assets ($B): 5.786107181 · Participants: 19881Boston Scientific Corporation 401(k) Retirement Savings PlanPhilips North America 401(k) Plan, Total assets ($B): 5.779286156 · Participants: 19120Philips North America 401(k) Plan
Great Elm Capital Management, Inc. 401(k) Retirement Plan vs. nearby 401(k) plans in Massachusetts, assets vs. participants
Compare Great Elm Capital Management, Inc. 401(k) Retirement Plan side-by-side with 3 peers →

Great Elm Capital Management, Inc. 401(k) Retirement Plan's out-of-state 401(k) peers by assets and headcount

Outside Massachusetts, the nearest 401(k) by assets is Bp Launchpad 401(k) Plan in TX ($2M); by covered participants it is Pyromet 401(k) Plan in PA (25 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (25 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Great Elm Capital Management, Inc. 401(k) Retirement Plan assets move in 2023? ▼
Great Elm Capital Management, Inc. 401(k) Retirement Plan declined sharply - down 17.0% during 2023, from $3M to $2M. Reported net income was -$468K.
How have Great Elm Capital Management, Inc. plan assets changed over time? ▼
Across 2 plan years on file (2023-2024), Great Elm Capital Management, Inc.'s sponsor-wide assets grew 40.3%, from $2M to $3M.
Which 401(k) plans are similar in size to Great Elm Capital Management, Inc. 401(k) Retirement Plan? ▼
Among 401(k) plans in other states, the closest by assets is Bp Launchpad 401(k) Plan in TX ($2M, 70 participants).
Which 401(k) plans cover a similar participant headcount to Great Elm Capital Management, Inc. 401(k) Retirement Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Pyromet 401(k) Plan in PA (25 participants, N/A in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 812586006.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.