401(k) · DOL Form 5500 · 2023

Nomura Research Institute Holdings America, Inc. 401(k) Plan

Data updated 2026-08-25

$42M
Total assets Below avg plan size
191
Participants Below avg headcount
84th
Percentile by assets National rank
$218,749
Avg per participant Above avg balance/head
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Official DOL plan name: Nri Group 401(k) Plan · Sponsored by Nomura Research Institute Holdings America, Inc. · New York · Professional & Technical Services

$42M in assets, 191 participants

Nomura Research Institute Holdings America, Inc.'s Nri Group 401(k) Plan reported $42M in total assets and 191 participants in its 2023 DOL Form 5500 filing, ranking in the 84th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #17,161 in Professional & Technical Services (20,321 peers)

Coverage in New York

Nri Group 401(k) Plan covers 191 participants in New York, about 24% of the average New York filer (state average ~798 per filing). Assets: $42M.

#17,161
in Professional & Technical Services (20,321 peers)
+1.4%
assets growth YoY
0.4×
vs typical plan assets (national mean)

Nri Group 401(k) Plan's outsized position by total assets

Nri Group 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$41,781,092 Top 16% higher than 84% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Nri Group 401(k) Plan among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Nri Group 401(k) Plan sits mid-pack in the medium band (191 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Nri Group 401(k) Plan reported net income rose from -$7M in the plan year 2022 filing to $570K in the plan year 2023 filing.
  • Nri Group 401(k) Plan reported participants rose from 181 in the plan year 2022 filing to 191 in the plan year 2023 filing.
  • Nri Group 401(k) Plan end-of-year assets rose from $41M in the plan year 2022 filing to $42M in the plan year 2023 filing.

See the national 2022→2023 release diff →

EBSA filing schedule strip

Filing strip 465268484 · Nomura Research Institute Holdings America, Inc. PY 2023 · 401(k)

Nri Group 401(k) Plan · $42M · 191 · 84th

  • PART $42M
  • PART 191
  • PART 84th
  • PART 401(k)
  • PART near Primary Health Medical Group 401(k) Plan
  • PART ind #17161

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Professional & Technical Services retirement plans → · Plans in New York →

Nri Group 401(k) Plan in the asset neighbourhood

Nri Group 401(k) Plan$42MPrimary Health Medical Group 401(k) PlanPrimary Health Medical Group…$42MCulp Inc Employees Ret Builder PlanCulp Inc Employees Ret Build…$42MAnchor Hocking 401(k) Plan$42MGeoblue 401(k) Retirement PlanGeoblue 401(k) Retirement Pl…$42M
End-of-year total assets ($M) among Nri Group 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

New York filing particulars

Total Assets (Beginning of Year)$41M
Net Assets (End of Year)$42M
Net Income$570K
Employer EIN465268484
Plan Effective Date1994-10-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Nomura Research Institute Holdings America, Inc.)

Sponsor-wide plan assets over time

All Nomura Research Institute Holdings America, Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$42M 1.545045642386301% vs 2022
2024 filing year
$41M$41.2M$41.4M$41.6M$41.8M$42M 202220232024 $41.2M $41.9M ▲ +1.6%
Year Plans Participants Total Assets
2022 1 181 $41M
2023 1 191 $42M
2024 1 112 $42M

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Nri Group 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -20020406080 Total assets ($B) Participants Nri Group 401(k) Plan, Total assets ($B): 0.041781092 · Participants: 191Nri Group 401(k) PlanIBM 401 (K) Plus Plan, Total assets ($B): 57.428456306 · Participants: 54912IBM 401 (K) Plus PlanPfizer Savings Plan, Total assets ($B): 19.56134085 · Participants: 30033Pfizer Savings PlanMorgan Stanley 401(k) Plan, Total assets ($B): 19.235068266 · Participants: 55363Morgan Stanley 401(k) PlanThe Pepsico Savings Plan, Total assets ($B): 13.651296 · Participants: 133597The Pepsico Savings PlanThe Goldman Sachs 401(k) Plan, Total assets ($B): 11.428659742 · Participants: 24866The Goldman Sachs 401(k) Plan
Nri Group 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants

Nri Group 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside New York, the nearest 401(k) by assets is Primary Health Medical Group 401(k) Plan in ID ($42M); by covered participants it is Cwb Holdings, Inc. 401(k) Plan in CO (191 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($42M here).

Similar participant headcount

Nearest other-state filings by covered participants (191 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Nri Group 401(k) Plan assets move in 2023?
Nri Group 401(k) Plan edged up modestly - up 1.4% during 2023, from $41M to $42M. Reported net income was $570K.
How have Nomura Research Institute Holdings America, Inc. plan assets changed over time?
Across 3 plan years on file (2022-2024), Nomura Research Institute Holdings America, Inc.'s sponsor-wide assets grew 1.5%, from $41M to $42M.
Where does Nri Group 401(k) Plan rank by assets among Form 5500 filers?
Nri Group 401(k) Plan ranks in the 84th percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (in the top quartile of all filed plans by assets).
Which 401(k) plans are similar in size to Nri Group 401(k) Plan?
Among 401(k) plans in other states, the closest by assets is Primary Health Medical Group 401(k) Plan in ID ($42M, 625 participants).
Which 401(k) plans cover a similar participant headcount to Nri Group 401(k) Plan?
Among 401(k) plans in other states, the closest by covered participants is Cwb Holdings, Inc. 401(k) Plan in CO (191 participants, N/A in assets).