401(k) · DOL Form 5500 · 2023

Needham & Company, LLC 401(k) Plan

Data updated 2026-08-11

$76M
Total assets
174
Participants
89th
Percentile by assets
$434,378
Avg per participant
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Official DOL plan name: Needham & Company, LLC 401(k) Plan · Sponsored by Needham & Company, LLC · New York · Finance & Insurance

$76M in assets, 174 participants

Needham & Company, LLC's Needham & Company, LLC 401(k) Plan reported $76M in total assets and 174 participants in its 2023 DOL Form 5500 filing, ranking in the 89th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • 89th percentile by assets (of 127,072 plans)
  • #7,394 in Finance & Insurance (8,869 peers)

Coverage in New York

Needham & Company, LLC 401(k) Plan covers 174 participants in New York, about 22% of the average New York filer (state average ~798 per filing). Assets: $76M.

$76M
total plan assets (2023 EOY)
174
covered participants
89th
percentile by assets (of 127,072 plans)
$434,378
avg assets per participant

Where Needham & Company, LLC 401(k) Plan sits by total assets

Needham & Company, LLC 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$75,581,801 Top 11% higher than 89% of 127,068 filed plans

This plan $0 $2,010,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Needham & Company, LLC 401(k) Plan reported net income rose from -$15M in the plan year 2022 filing to $15M in the plan year 2023 filing.
  • Needham & Company, LLC 401(k) Plan end-of-year assets rose from $61M in the plan year 2022 filing to $76M in the plan year 2023 filing.
  • Needham & Company, LLC 401(k) Plan reported participants rose from 166 in the plan year 2022 filing to 174 in the plan year 2023 filing.

See the national 2022→2023 release diff →

State
New York
Industry
Finance & Insurance

Participants vs New York filers

In New York, the average filing covers about 798 participants across 9,061 plans. Needham & Company, LLC 401(k) Plan reports 174 participants - about 22% of that state average ($76M EOY assets).

New York filing particulars

Total Assets (Beginning of Year)$61M
Net Assets (End of Year)$76M
Net Income$15M
Employer EIN133255839
Plan Effective Date1986-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Needham & Company, LLC)

$50M$60M$70M$80M$90M$100M 202220232024 $60.9M $90.4M ▲ +48.4%
Total plan assets by year, all Needham & Company, LLC plans on file
Year Plans Participants Total Assets
2022 1 166 $61M
2023 1 174 $76M
2024 1 176 $90M

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Needham & Company, LLC 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -20020406080 Total assets ($B) Participants Needham & Company, L…, Total assets ($B): 0.075581801 · Participants: 174Needham & Company, L…IBM 401 (K) Plus Plan, Total assets ($B): 57.428456306 · Participants: 54912IBM 401 (K) Plus PlanPfizer Savings Plan, Total assets ($B): 19.56134085 · Participants: 30033Pfizer Savings PlanMorgan Stanley 401(k…, Total assets ($B): 19.235068266 · Participants: 55363Morgan Stanley 401(k…The Pepsico Savings …, Total assets ($B): 13.651296 · Participants: 133597The Pepsico Savings …The Goldman Sachs 40…, Total assets ($B): 11.428659742 · Participants: 24866The Goldman Sachs 40…
Needham & Company, LLC 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants
Compare Needham & Company, LLC 401(k) Plan side-by-side with 3 peers →

Similar-Sized 401(k) Plans Nationally

401(k) plans in other states closest to Needham & Company, LLC 401(k) Plan by total assets, not by location.

Frequently Asked Questions

How did Needham & Company, LLC 401(k) Plan assets move in 2023? ▼
Needham & Company, LLC 401(k) Plan grew sharply - up 24.1% during 2023, from $61M to $76M. Reported net income was $15M.
How have Needham & Company, LLC plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Needham & Company, LLC's sponsor-wide assets grew 48.4%, from $61M to $90M.
Where does Needham & Company, LLC 401(k) Plan rank by assets among Form 5500 filers? ▼
Needham & Company, LLC 401(k) Plan ranks in the 89th percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (in the top quartile of all filed plans by assets).
Which 401(k) plans are similar in size to Needham & Company, LLC 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is Valkyrie Enterprises 401(k) Plan in VA ($76M, 784 participants).

Next read for Needham & Company, LLC 401(k) Plan

Filing takeaways

Ways to act on Needham & Company, LLC 401(k) Plan's numbers.

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 133255839.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.