401(k) · DOL Form 5500 · 2023

Needham & Company, LLC 401(k) Plan

Data updated 2026-08-25

$76M
Total assets Below avg plan size
174
Participants Small participant base
89th
Percentile by assets National rank
$434,378
Avg per participant High balance/head
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Official DOL plan name: Needham & Company, LLC 401(k) Plan · Sponsored by Needham & Company, LLC · New York · Finance & Insurance

$76M in assets, 174 participants

Needham & Company, LLC's Needham & Company, LLC 401(k) Plan reported $76M in total assets and 174 participants in its 2023 DOL Form 5500 filing, ranking in the 89th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #7,394 in Finance & Insurance (8,869 peers)

Coverage in New York

Needham & Company, LLC 401(k) Plan covers 174 participants in New York, about 22% of the average New York filer (state average ~798 per filing). Assets: $76M.

#7,394
in Finance & Insurance (8,869 peers)
+24.1%
assets growth YoY
0.8×
vs typical plan assets (national mean)

Needham & Company, LLC 401(k) Plan's outsized position by total assets

Needham & Company, LLC 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$75,581,801 Top 11% higher than 89% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Needham & Company, LLC 401(k) Plan among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Needham & Company, LLC 401(k) Plan sits mid-pack in the medium band (174 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Needham & Company, LLC 401(k) Plan reported net income rose from -$15M in the plan year 2022 filing to $15M in the plan year 2023 filing.
  • Needham & Company, LLC 401(k) Plan end-of-year assets rose from $61M in the plan year 2022 filing to $76M in the plan year 2023 filing.
  • Needham & Company, LLC 401(k) Plan reported participants rose from 166 in the plan year 2022 filing to 174 in the plan year 2023 filing.

See the national 2022→2023 release diff →

Published 5500 schedule card

Filing strip 133255839 · Needham & Company, LLC PY 2023 · 401(k)

Needham & Company, LLC 401(k) Plan · $76M · 174 · 89th

  • BOY $76M
  • BOY 174
  • BOY 89th
  • BOY 401(k)
  • BOY near Valkyrie Enterprises 401(k) Plan
  • BOY ind #7394

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in New York →

Needham & Company, LLC 401(k) Plan in the asset neighbourhood

Wayne Automatic Fire Sprinklers, Inc. 401(k) Plan and TrustWayne Automatic Fire Sprinkl…$76MNeedham & Company, LLC 401(k) PlanNeedham & Company, LLC 401(k…$76MValkyrie Enterprises 401(k) PlanValkyrie Enterprises 401(k) …$76MCcmsi 401(k) Plan$76MFirst Advantage Corporation 401(k) PlanFirst Advantage Corporation …$76M
End-of-year total assets ($M) among Needham & Company, LLC 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

New York filing particulars

Total Assets (Beginning of Year)$61M
Net Assets (End of Year)$76M
Net Income$15M
Employer EIN133255839
Plan Effective Date1986-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Needham & Company, LLC)

Sponsor-wide plan assets over time

All Needham & Company, LLC plans reported in each filing year

Latest sponsor-wide plan assets
$90M 48.36787413228705% vs 2022
2024 filing year
$50M$60M$70M$80M$90M$100M 202220232024 $60.9M $90.4M ▲ +48.4%
Year Plans Participants Total Assets
2022 1 166 $61M
2023 1 174 $76M
2024 1 176 $90M

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Needham & Company, LLC 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -20020406080 Total assets ($B) Participants Needham & Company, LLC 401(k) Plan, Total assets ($B): 0.075581801 · Participants: 174Needham & Company, LLC 401(k) PlanIBM 401 (K) Plus Plan, Total assets ($B): 57.428456306 · Participants: 54912IBM 401 (K) Plus PlanPfizer Savings Plan, Total assets ($B): 19.56134085 · Participants: 30033Pfizer Savings PlanMorgan Stanley 401(k) Plan, Total assets ($B): 19.235068266 · Participants: 55363Morgan Stanley 401(k) PlanThe Pepsico Savings Plan, Total assets ($B): 13.651296 · Participants: 133597The Pepsico Savings PlanThe Goldman Sachs 401(k) Plan, Total assets ($B): 11.428659742 · Participants: 24866The Goldman Sachs 401(k) Plan
Needham & Company, LLC 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants
Compare Needham & Company, LLC 401(k) Plan side-by-side with 3 peers →

Needham & Company, LLC 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside New York, the nearest 401(k) by assets is Valkyrie Enterprises 401(k) Plan in VA ($76M); by covered participants it is John Mourier Construction Inc Profit Sharing Plan in CA (174 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($76M here).

Similar participant headcount

Nearest other-state filings by covered participants (174 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Needham & Company, LLC 401(k) Plan assets move in 2023? ▼
Needham & Company, LLC 401(k) Plan grew sharply - up 24.1% during 2023, from $61M to $76M. Reported net income was $15M.
How have Needham & Company, LLC plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Needham & Company, LLC's sponsor-wide assets grew 48.4%, from $61M to $90M.
Where does Needham & Company, LLC 401(k) Plan rank by assets among Form 5500 filers? ▼
Needham & Company, LLC 401(k) Plan ranks in the 89th percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (in the top quartile of all filed plans by assets).
Which 401(k) plans are similar in size to Needham & Company, LLC 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is Valkyrie Enterprises 401(k) Plan in VA ($76M, 784 participants).
Which 401(k) plans cover a similar participant headcount to Needham & Company, LLC 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is John Mourier Construction Inc Profit Sharing Plan in CA (174 participants, $24M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 133255839.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.