401(k)
2023 plan-year 401(k) DOL Form 5500

Shock Doctor, Inc. 401(k) Retirement Plan

ERISA Form 5500 plan record drawn from DOL EBSA — verify with linked source filings below.

Sponsored by Shock Doctor, Inc. · California · Wholesale Trade

What the 2023 filing shows

Shock Doctor, Inc. 401(k) Retirement Plan holds $12M for 202 participants — about $60,329 per participant, up 24.3% over the 2023 plan year.

$12M
total plan assets (2023 EOY)
202
covered participants
$60,329
avg assets per participant
+24.3%
assets growth YoY
Total Assets (2023)
$12M
Participants
202
State
Industry
Wholesale Trade

What the Filing Says About Shock Doctor, Inc. 401(k) Retirement Plan

Shock Doctor, Inc. 401(k) Retirement Plan is a 401(k) retirement plan sponsored by Shock Doctor, Inc., headquartered in California. As of the 2023 Form 5500 filing, the plan reports $12M in total end-of-year assets and covers 202 participants across the Wholesale Trade industry. The sponsor's EIN on file with the U.S. Department of Labor is 411691873, and the plan has been effective since 1997-05-01. Its filing status is currently FILING RECEIVED.

Year over year, total assets moved from $10M at the beginning of 2023 to $12M at year-end — a gain of 24.3%. Net assets (after liabilities) closed the year at $12M, with reported net income of $2M driven by investment returns, contributions received, and benefit payments during the period. These figures reflect what the plan administrator certified on Schedule H or Schedule I of the Form 5500 annual return and can be compared against 2 prior plan-year filings from the same sponsor shown below.

Asset totals and participant counts reflect a single plan year snapshot and can change materially with market conditions, plan mergers, or workforce changes. Fields such as "net income" include both realized investment performance and contribution/distribution flows — a single-year figure does not by itself indicate plan health or participant outcomes. This page summarizes public DOL disclosures for research and educational purposes only and is not retirement, tax, legal, or financial advice. Before making decisions about your own retirement benefits or evaluating an employer's plan, verify the underlying filing directly via the DOL EFAST2 system and consult a qualified professional.

Financial Summary (2023)

Total Assets (Beginning of Year)$10M
Total Assets (End of Year)$12M
Net Assets (End of Year)$12M
Net Income$2M
Plan Type401(k)
Employer EIN411691873
Plan Effective Date1997-05-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Shock Doctor, Inc.)

Year Plans Participants Total Assets
2022 1 253 $10M
2023 1 202 $12M
2024 1 169 $13M

Nearby 401(k) Plans in California

Peer 401(k) plans — same state, same plan type — ranked by total assets.

Frequently Asked Questions

How much money is in the Shock Doctor, Inc. 401(k) Retirement Plan?
As of the 2023 Form 5500 filing, Shock Doctor, Inc. 401(k) Retirement Plan holds $12M in total assets with 202 participants. It is sponsored by Shock Doctor, Inc..
What type of plan is Shock Doctor, Inc. 401(k) Retirement Plan?
Shock Doctor, Inc. 401(k) Retirement Plan is a 401(k) plan. It has been effective since 1997-05-01. The plan is filed with the U.S. Department of Labor under EIN 411691873.
Who sponsors the Shock Doctor, Inc. 401(k) Retirement Plan?
Shock Doctor, Inc. 401(k) Retirement Plan is sponsored by Shock Doctor, Inc., located in California. The sponsor's EIN is 411691873 and the plan operates in the Wholesale Trade industry.
How did Shock Doctor, Inc. 401(k) Retirement Plan perform in 2023?
Shock Doctor, Inc. 401(k) Retirement Plan grew by 24.3% during 2023, moving from $10M to $12M in total assets. Net income was $2M.
Where can I find official filings for Shock Doctor, Inc. 401(k) Retirement Plan?
Official Form 5500 filings for Shock Doctor, Inc. 401(k) Retirement Plan are available through the U.S. Department of Labor's EFAST2 system. Search by EIN 411691873 or plan name at efast.dol.gov.
How does Shock Doctor, Inc. 401(k) Retirement Plan compare to other plans?
You can compare Shock Doctor, Inc. 401(k) Retirement Plan against other 401(k) plans on the plan type page, or view plans in California on the state page. PlainRetire tracks the 5,000 largest retirement plans in the U.S. by total assets.

Explore PlainRetire

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) — original filing retrieval by EIN 411691873.

Reference: IRS Publication 560 — Retirement Plans for Small Business, contribution-limit rules.

Reference: IRS Publication 590-B — Distributions from IRAs, RMD rules under SECURE Act 2.0.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.