401(k) · DOL Form 5500 · 2023

Shufro, Rose & Co., L.L.C. 401(k) Plan

Data updated 2026-08-25

$14M
Total assets Small plan by assets
26
Participants Small participant base
66th
Percentile by assets National rank
$550,121
Avg per participant High balance/head
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Official DOL plan name: Shufro, Rose & Co., 401(k) Plan · Sponsored by Shufro, Rose & Co., L.L.C. · New York · Finance & Insurance

$14M in assets, 26 participants

Shufro, Rose & Co., L.L.C.'s Shufro, Rose & Co., 401(k) Plan reported $14M in total assets and 26 participants in its 2023 DOL Form 5500 filing, ranking in the 66th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #4,556 in Finance & Insurance (8,869 peers)

Shufro, Rose & Co., L.L.C. multi-year trail

Shufro, Rose & Co., L.L.C.'s plans moved +29.4% in assets from 2022 to 2024; this filing shows Shufro, Rose & Co., 401(k) Plan at $14M / 26 participants.

#4,556
in Finance & Insurance (8,869 peers)
+14.5%
assets growth YoY

Shufro, Rose & Co., 401(k) Plan's mid-pack asset rank among Finance & Insurance and all filers

Shufro, Rose & Co., 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$14,303,155 Top 34% higher than 66% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Shufro, Rose & Co., 401(k) Plan among smaller filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Shufro, Rose & Co., 401(k) Plan is a small filing (26 participants) on this national headcount ladder.

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Shufro, Rose & Co., 401(k) Plan reported net income rose from -$9M in the plan year 2022 filing to $2M in the plan year 2023 filing.
  • Shufro, Rose & Co., 401(k) Plan end-of-year assets rose from $12M in the plan year 2022 filing to $14M in the plan year 2023 filing.
  • Shufro, Rose & Co., 401(k) Plan reported participants rose from 23 in the plan year 2022 filing to 26 in the plan year 2023 filing.

See the national 2022→2023 release diff →

Plan-year Form 5500 strip

Filing strip 135390713 · Shufro, Rose & Co., L.L.C. PY 2023 · 401(k)

Shufro, Rose & Co., 401(k) Plan · $14M · 26 · 66th

  • IND $14M
  • IND 26
  • IND 66th
  • IND 401(k)
  • IND near Primient Hourly Savings and Investment Plan
  • IND ind #4556

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in New York →

Shufro, Rose & Co., 401(k) Plan in the asset neighbourhood

Shufro, Rose & Co., 401(k) PlanShufro, Rose & Co., 401(k) P…$14MPrimient Hourly Savings and Investment PlanPrimient Hourly Savings and …$14MRl Canning Inc. 401(k) Plan$14MUscb, Inc. 401(k) Profit Sharing PlanUscb, Inc. 401(k) Profit Sha…$14MWild Rose Entertainment, Lllp 401(k) PlanWild Rose Entertainment, Lll…$14M
End-of-year total assets ($M) among Shufro, Rose & Co., 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Shufro, Rose & Co., L.L.C. multi-year asset trail

Sponsor-wide plan assets over time

All Shufro, Rose & Co., L.L.C. plans reported in each filing year

Latest sponsor-wide plan assets
$16M 29.39939448870364% vs 2022
2024 filing year
$12M$14M$16M$18M 202220232024 $12.5M $16.2M ▲ +29.4%
Year Plans Participants Total Assets
2022 1 23 $12M
2023 1 26 $14M
2024 1 25 $16M

Shufro, Rose & Co., L.L.C. filing trail (2023)

Total Assets (Beginning of Year)$12M
Net Assets (End of Year)$14M
Net Income$2M
Employer EIN135390713
Plan Effective Date1977-12-19
Filing StatusFILING RECEIVED

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Shufro, Rose & Co., 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -20020406080 Total assets ($B) Participants Shufro, Rose & Co., 401(k) Plan, Total assets ($B): 0.014303155 · Participants: 26Shufro, Rose & Co., 401(k) PlanIBM 401 (K) Plus Plan, Total assets ($B): 57.428456306 · Participants: 54912IBM 401 (K) Plus PlanPfizer Savings Plan, Total assets ($B): 19.56134085 · Participants: 30033Pfizer Savings PlanMorgan Stanley 401(k) Plan, Total assets ($B): 19.235068266 · Participants: 55363Morgan Stanley 401(k) PlanThe Pepsico Savings Plan, Total assets ($B): 13.651296 · Participants: 133597The Pepsico Savings PlanThe Goldman Sachs 401(k) Plan, Total assets ($B): 11.428659742 · Participants: 24866The Goldman Sachs 401(k) Plan
Shufro, Rose & Co., 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants
Compare Shufro, Rose & Co., 401(k) Plan side-by-side with 3 peers →

Shufro, Rose & Co., 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside New York, the nearest 401(k) by assets is Primient Hourly Savings and Investment Plan in IL ($14M); by covered participants it is Idaho Physical Medicine & Rehabilitation, PA 401(k) Profit Sharing Plan in ID (26 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($14M here).

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Shufro, Rose & Co., 401(k) Plan assets move in 2023? ▼
Shufro, Rose & Co., 401(k) Plan grew at a solid clip - up 14.5% during 2023, from $12M to $14M. Reported net income was $2M.
How have Shufro, Rose & Co., L.L.C. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Shufro, Rose & Co., L.L.C.'s sponsor-wide assets grew 29.4%, from $12M to $16M.
Which 401(k) plans are similar in size to Shufro, Rose & Co., 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is Primient Hourly Savings and Investment Plan in IL ($14M, 105 participants).
Which 401(k) plans cover a similar participant headcount to Shufro, Rose & Co., 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Idaho Physical Medicine & Rehabilitation, PA 401(k) Profit Sharing Plan in ID (26 participants, $13M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 135390713.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.