401(k) · DOL Form 5500 · 2023

The Upper Manhattan Mental Health Center, Inc. 401(k) Plan

Data updated 2026-08-25

$3M
Total assets Small plan by assets
255
Participants Below avg headcount
37th
Percentile by assets National rank
$12,918
Avg per participant Low balance/head
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Official DOL plan name: 403(b) Thrift Plan for Employees of the Upper Manhattan Mental Health Center, Inc. · Sponsored by The Upper Manhattan Mental Health Center, Inc. · New York · Healthcare & Social Assistance

$3M in assets, 255 participants

The Upper Manhattan Mental Health Center, Inc.'s 403(b) Thrift Plan for Employees of the Upper Manhattan Mental Health Center, Inc. reported $3M in total assets and 255 participants in its 2023 DOL Form 5500 filing, ranking in the 37th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #6,820 in Healthcare & Social Assistance (17,684 peers)

Coverage in New York

403(b) Thrift Plan for Employees of the Upper Manhattan Mental Health Center, Inc. covers 255 participants in New York, about 32% of the average New York filer (state average ~798 per filing). Assets: $3M.

#6,820
in Healthcare & Social Assistance (17,684 peers)
+14.9%
assets growth YoY

403(b) Thrift Plan for Employees of the Upper Manhattan Mental Health Center, Inc.'s mid-pack asset rank among Healthcare & Social Assistance and all filers

403(b) Thrift Plan for Employees of the Upper Manhattan Mental Health Center, Inc. vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$3,294,112 37th percentile higher than 37% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

403(b) Thrift Plan for Employees of the Upper Manhattan Mental Health Center, Inc. among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. 403(b) Thrift Plan for Employees of the Upper Manhattan Mental Health Center, Inc. sits mid-pack in the medium band (255 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • 403(b) Thrift Plan for Employees of the Upper Manhattan Mental Health Center, Inc. reported net income rose from -$371K in the plan year 2022 filing to $428K in the plan year 2023 filing.
  • 403(b) Thrift Plan for Employees of the Upper Manhattan Mental Health Center, Inc. reported participants rose from 123 in the plan year 2022 filing to 255 in the plan year 2023 filing.
  • 403(b) Thrift Plan for Employees of the Upper Manhattan Mental Health Center, Inc. end-of-year assets rose from $3M in the plan year 2022 filing to $3M in the plan year 2023 filing.

See the national 2022→2023 release diff →

EBSA filing schedule strip

Filing strip 133389470 · The Upper Manhattan Mental Health Center, Inc. PY 2023 · 401(k)

403(b) Thrift Plan for Employees of the Upper Manhattan Mental Health Center, Inc. · $3M · 255 · 37th

  • EBSA $3M
  • PART 255
  • TYPE 37th
  • NET 401(k)
  • BOOK near Southeastern Overhead Door, Inc. 401(k) Plan
  • VS-ST ind #6820

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Healthcare & Social Assistance retirement plans → · Plans in New York →

403(b) Thrift Plan for Employees of the Upper Manhattan Mental Health Center, Inc. in the asset neighbourhood

403(b) Thrift Plan for Employees of the Upper Manhattan Mental Health Center, Inc.403(b) Thrift Plan for Emplo…$3MSoutheastern Overhead Door, Inc. 401(k) PlanSoutheastern Overhead Door, …$3MGold Country Casino 401(k) PlanGold Country Casino 401(k) P…$3MMcleod Addictive Disease Center, Inc. 401(k) PlanMcleod Addictive Disease Cen…$3MInsurance Organizations' Savings Trust 401(k) PlanInsurance Organizations' Sav…$3M
End-of-year total assets ($M) among 403(b) Thrift Plan for Employees of the Upper Manhattan Mental Health Center, Inc. and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

New York filing particulars

Total Assets (Beginning of Year)$3M
Net Assets (End of Year)$3M
Net Income$428K
Employer EIN133389470
Plan Effective Date1995-10-23
Filing StatusFILING RECEIVED

Sponsor Plan History (The Upper Manhattan Mental Health Center, Inc.)

Sponsor-wide plan assets over time

All The Upper Manhattan Mental Health Center, Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$6M 16.2332629564034% vs 2022
2024 filing year
$4.5M$5M$5.5M$6M 202220232024 $5.03M $5.85M ▲ +16.3%
Year Plans Participants Total Assets
2022 2 179 $5M
2023 2 309 $6M
2024 2 301 $6M

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

403(b) Thrift Plan for Employees of the Upper Manhattan Mental Health Center, Inc. vs. nearby 401(k) plans in New York, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -20020406080 Total assets ($B) Participants 403(b) Thrift Plan for Employees of the Upper Manhattan Mental Health Center, Inc., Total assets ($B): 0.003294112 · Participants: 255403(b) Thrift Plan for Employees of the Upper Manhattan Mental Health Center, Inc.IBM 401 (K) Plus Plan, Total assets ($B): 57.428456306 · Participants: 54912IBM 401 (K) Plus PlanPfizer Savings Plan, Total assets ($B): 19.56134085 · Participants: 30033Pfizer Savings PlanMorgan Stanley 401(k) Plan, Total assets ($B): 19.235068266 · Participants: 55363Morgan Stanley 401(k) PlanThe Pepsico Savings Plan, Total assets ($B): 13.651296 · Participants: 133597The Pepsico Savings PlanThe Goldman Sachs 401(k) Plan, Total assets ($B): 11.428659742 · Participants: 24866The Goldman Sachs 401(k) Plan
403(b) Thrift Plan for Employees of the Upper Manhattan Mental Health Center, Inc. vs. nearby 401(k) plans in New York, assets vs. participants

403(b) Thrift Plan for Employees of the Upper Manhattan Mental Health Center, Inc.'s out-of-state 401(k) peers by assets and headcount

Outside New York, the nearest 401(k) by assets is Southeastern Overhead Door, Inc. 401(k) Plan in LA ($3M); by covered participants it is Johnson & Towers Inc. Thrift Savings Plan in NJ (255 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (255 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did 403(b) Thrift Plan for Employees of the Upper Manhattan Mental Health Center, Inc. assets move in 2023?
403(b) Thrift Plan for Employees of the Upper Manhattan Mental Health Center, Inc. grew at a solid clip - up 14.9% during 2023, from $3M to $3M. Reported net income was $428K.
How have The Upper Manhattan Mental Health Center, Inc. plan assets changed over time?
Across 3 plan years on file (2022-2024), The Upper Manhattan Mental Health Center, Inc.'s sponsor-wide assets grew 16.2%, from $5M to $6M.
Which 401(k) plans are similar in size to 403(b) Thrift Plan for Employees of the Upper Manhattan Mental Health Center, Inc.?
Among 401(k) plans in other states, the closest by assets is Southeastern Overhead Door, Inc. 401(k) Plan in LA ($3M, 19 participants).
Which 401(k) plans cover a similar participant headcount to 403(b) Thrift Plan for Employees of the Upper Manhattan Mental Health Center, Inc.?
Among 401(k) plans in other states, the closest by covered participants is Johnson & Towers Inc. Thrift Savings Plan in NJ (255 participants, N/A in assets).