401(k) · DOL Form 5500 · 2023

High Falls Operating Company, LLC 401(k) Plan

Data updated 2026-08-25

$15M
Total assets Small plan by assets
367
Participants Below avg headcount
67th
Percentile by assets National rank
$39,850
Avg per participant Low balance/head
PlainRetire home → About this data RSS: change history

Official DOL plan name: High Falls Operating Co. LLC Hourly Employees 401(k) Plan · Sponsored by High Falls Operating Company, LLC · New York · Manufacturing

$15M in assets, 367 participants

High Falls Operating Company, LLC's High Falls Operating Co. LLC Hourly Employees 401(k) Plan reported $15M in total assets and 367 participants in its 2023 DOL Form 5500 filing, ranking in the 67th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #10,304 in Manufacturing (18,722 peers)

Coverage in New York

High Falls Operating Co. LLC Hourly Employees 401(k) Plan covers 367 participants in New York, about 46% of the average New York filer (state average ~798 per filing). Assets: $15M.

#10,304
in Manufacturing (18,722 peers)
+9.4%
assets growth YoY

High Falls Operating Co. LLC Hourly Employees 401(k) Plan's outsized position by total assets

High Falls Operating Co. LLC Hourly Employees 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$14,624,803 Top 33% higher than 67% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

High Falls Operating Co. LLC Hourly Employees 401(k) Plan among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. High Falls Operating Co. LLC Hourly Employees 401(k) Plan sits mid-pack in the medium band (367 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • High Falls Operating Co. LLC Hourly Employees 401(k) Plan reported net income rose from -$2M in the plan year 2022 filing to $1M in the plan year 2023 filing.
  • High Falls Operating Co. LLC Hourly Employees 401(k) Plan end-of-year assets rose from $13M in the plan year 2022 filing to $15M in the plan year 2023 filing.
  • High Falls Operating Co. LLC Hourly Employees 401(k) Plan reported participants fell from 397 in the plan year 2022 filing to 367 in the plan year 2023 filing.

See the national 2022→2023 release diff →

Published 5500 schedule card

Filing strip 800301564 · High Falls Operating Company, LLC PY 2023 · 401(k)

High Falls Operating Co. LLC Hourly Employees 401(k) Plan · $15M · 367 · 67th

  • SCH $15M
  • SCH 367
  • SCH 67th
  • SCH 401(k)
  • SCH near Venanpri Group 401(k) Plan
  • SCH ind #10304

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Manufacturing retirement plans → · Plans in New York →

High Falls Operating Co. LLC Hourly Employees 401(k) Plan in the asset neighbourhood

The Restated Thrift/Profit Sharing Plan for CooperativesThe Restated Thrift/Profit S…$15MHigh Falls Operating Co. LLC Hourly Employees 401(k) PlanHigh Falls Operating Co. LLC…$15MVenanpri Group 401(k) Plan$15MVenanpri Group 401(k) Plan$15MPathology Services of Springfield, P.C. 401(k) Profit Sharing PlanPathology Services of Spring…$15M
End-of-year total assets ($M) among High Falls Operating Co. LLC Hourly Employees 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

New York filing particulars

Total Assets (Beginning of Year)$13M
Net Assets (End of Year)$15M
Net Income$1M
Employer EIN800301564
Plan Effective Date1995-05-01
Filing StatusFILING RECEIVED

Sponsor Plan History (High Falls Operating Company, LLC)

Sponsor-wide plan assets over time

All High Falls Operating Company, LLC plans reported in each filing year

Latest sponsor-wide plan assets
$16M 20.81080903157484% vs 2022
2024 filing year
$13M$14M$15M$16M$17M 202220232024 $13.4M $16.2M ▲ +20.8%
Year Plans Participants Total Assets
2022 1 397 $13M
2023 1 367 $15M
2024 1 337 $16M

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

High Falls Operating Co. LLC Hourly Employees 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -20020406080 Total assets ($B) Participants High Falls Operating Co. LLC Hourly Employees 401(k) Plan, Total assets ($B): 0.014624803 · Participants: 367High Falls Operating Co. LLC Hourly Employees 401(k) PlanIBM 401 (K) Plus Plan, Total assets ($B): 57.428456306 · Participants: 54912IBM 401 (K) Plus PlanPfizer Savings Plan, Total assets ($B): 19.56134085 · Participants: 30033Pfizer Savings PlanMorgan Stanley 401(k) Plan, Total assets ($B): 19.235068266 · Participants: 55363Morgan Stanley 401(k) PlanThe Pepsico Savings Plan, Total assets ($B): 13.651296 · Participants: 133597The Pepsico Savings PlanThe Goldman Sachs 401(k) Plan, Total assets ($B): 11.428659742 · Participants: 24866The Goldman Sachs 401(k) Plan
High Falls Operating Co. LLC Hourly Employees 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants
Compare High Falls Operating Co. LLC Hourly Employees 401(k) Plan side-by-side with 3 peers →

High Falls Operating Co. LLC Hourly Employees 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside New York, the nearest 401(k) by assets is Venanpri Group 401(k) Plan in IL ($15M); by covered participants it is Lacerta Group, LLC 401(k) Plan in MA (367 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (367 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did High Falls Operating Co. LLC Hourly Employees 401(k) Plan assets move in 2023? ▼
High Falls Operating Co. LLC Hourly Employees 401(k) Plan grew at a solid clip - up 9.4% during 2023, from $13M to $15M. Reported net income was $1M.
How have High Falls Operating Company, LLC plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), High Falls Operating Company, LLC's sponsor-wide assets grew 20.8%, from $13M to $16M.
Which 401(k) plans are similar in size to High Falls Operating Co. LLC Hourly Employees 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is Venanpri Group 401(k) Plan in IL ($15M, 363 participants).
Which 401(k) plans cover a similar participant headcount to High Falls Operating Co. LLC Hourly Employees 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Lacerta Group, LLC 401(k) Plan in MA (367 participants, $5M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 800301564.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.