401(k) · DOL Form 5500 · 2023

Cowen Inc. 401(k) Plan

Data updated 2026-08-11

$322M
Total assets
1,312
Participants
96th
Percentile by assets
$245,335
Avg per participant
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Official DOL plan name: Cowen 401(k) Plan · Sponsored by Cowen Inc. · New York · Finance & Insurance

$322M in assets, 1,312 participants

Cowen Inc.'s Cowen 401(k) Plan reported $322M in total assets and 1,312 participants in its 2023 DOL Form 5500 filing, ranking in the 96th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • 96th percentile by assets (of 127,072 plans)
  • #8,335 in Finance & Insurance (8,869 peers)

Where Cowen 401(k) Plan sits by assets

Cowen 401(k) Plan sits in the top 5% of all filed plans by assets, $322M for 1,312 participants (~$245,335/participant), up 2.9% in 2023.

$322M
total plan assets (2023 EOY)
1,312
covered participants
96th
percentile by assets (of 127,072 plans)
$245,335
avg assets per participant

Where Cowen 401(k) Plan sits by total assets

Cowen 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$321,879,725 Top 4% higher than 96% of 127,068 filed plans

This plan $0 $2,010,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Cowen 401(k) Plan reported net income rose from -$58M in the plan year 2022 filing to $16M in the plan year 2023 filing.
  • Cowen 401(k) Plan reported participants rose from 1,268 in the plan year 2022 filing to 1,312 in the plan year 2023 filing.
  • Cowen 401(k) Plan end-of-year assets rose from $313M in the plan year 2022 filing to $322M in the plan year 2023 filing.

See the national 2022→2023 release diff →

State

Cowen 401(k) Plan vs the 2023 asset distribution

By assets, Cowen 401(k) Plan outranks 96% of the 127,072 plans that filed a Form 5500 for the 2023 plan year, and holds roughly 3.2x the national average plan size of $100M (721 average participants).

Scale-class filing particulars (2023)

Total Assets (Beginning of Year)$313M
Net Assets (End of Year)$322M
Net Income$16M
Employer EIN270423711
Plan Effective Date2004-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Cowen Inc.)

$310M$315M$320M$325M 20222023 $313M $322M ▲ +2.9%
Total plan assets by year, all Cowen Inc. plans on file
Year Plans Participants Total Assets
2022 1 1,268 $313M
2023 2 2,426 $322M

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Cowen 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants

Cowen 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -20020406080 Total assets ($B) Participants Cowen 401(k) PlanIBM 401 (K) Plus PlanPfizer Savings PlanMorgan Stanley 401(k…The Pepsico Savings …The Goldman Sachs 40…
Cowen 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants

Similar-Sized 401(k) Plans Nationally

401(k) plans in other states closest to Cowen 401(k) Plan by total assets, not by location.

Frequently Asked Questions

How did Cowen 401(k) Plan assets move in 2023?
Cowen 401(k) Plan edged up modestly - up 2.9% during 2023, from $313M to $322M. Reported net income was $16M.
How have Cowen Inc. plan assets changed over time?
Across 2 plan years on file (2022-2023), Cowen Inc.'s sponsor-wide assets grew 2.9%, from $313M to $322M.
Where does Cowen 401(k) Plan rank by assets among Form 5500 filers?
Cowen 401(k) Plan ranks in the 96th percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (in the top 5% of all filed plans by assets).
Which 401(k) plans are similar in size to Cowen 401(k) Plan?
Among 401(k) plans in other states, the closest by assets is Ryan, LLC Employees 401(k) Profit Sharing Plan & Trust in TX ($322M, 2,522 participants).

Scale reading

Ways to act on Cowen 401(k) Plan's numbers.