401(k) · DOL Form 5500 · 2023

Principle USA, Inc. 401(k) Plan

Data updated 2026-08-25

$5M
Total assets Small plan by assets
88
Participants Small participant base
44th
Percentile by assets National rank
$57,325
Avg per participant Low balance/head
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Official DOL plan name: Principle USA 401(k) Plan · Sponsored by Principle USA, Inc. · Tennessee · Professional & Technical Services

$5M in assets, 88 participants

Principle USA, Inc.'s Principle USA 401(k) Plan reported $5M in total assets and 88 participants in its 2023 DOL Form 5500 filing, ranking in the 44th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #8,617 in Professional & Technical Services (20,321 peers)

Principle USA, Inc. multi-year trail

Principle USA, Inc.'s plans moved +23.3% in assets from 2022 to 2024; this filing shows Principle USA 401(k) Plan at $5M / 88 participants.

#8,617
in Professional & Technical Services (20,321 peers)
+15.9%
assets growth YoY

Principle USA 401(k) Plan's mid-pack asset rank among Professional & Technical Services and all filers

Principle USA 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$5,044,611 44th percentile higher than 44% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Principle USA 401(k) Plan among smaller filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Principle USA 401(k) Plan is a small filing (88 participants) on this national headcount ladder.

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Principle USA 401(k) Plan reported net income rose from -$1M in the plan year 2022 filing to $691K in the plan year 2023 filing.
  • Principle USA 401(k) Plan reported participants fell from 149 in the plan year 2022 filing to 88 in the plan year 2023 filing.
  • Principle USA 401(k) Plan end-of-year assets rose from $4M in the plan year 2022 filing to $5M in the plan year 2023 filing.

See the national 2022→2023 release diff →

Form 5500 schedule snapshot

Filing strip 261849187 · Principle USA, Inc. PY 2023 · 401(k)

Principle USA 401(k) Plan · $5M · 88 · 44th

  • PHOTO $5M
  • PHOTO 88
  • PHOTO 44th
  • PHOTO 401(k)
  • PHOTO near Lauria Tokunaga Gates & Linn, LLP 401(k) Profit Sharing Plan
  • PHOTO ind #8617

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Professional & Technical Services retirement plans → · Plans in Tennessee →

Principle USA 401(k) Plan in the asset neighbourhood

Spartanburg Steel Products, Inc. 401(k) Savings and Investment Plan for Bargained for EmployeesSpartanburg Steel Products, …$5MLocation Services, LLC Dba Pathfinder Services 401(k) PlanLocation Services, LLC Dba P…$5MPrinciple USA 401(k) Plan$5MLauria Tokunaga Gates & Linn, LLP 401(k) Profit Sharing PlanLauria Tokunaga Gates & Linn…$5MPreferred Industries, Inc. Employees' 401(k) PlanPreferred Industries, Inc. E…$5M
End-of-year total assets ($M) among Principle USA 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Principle USA, Inc. multi-year asset trail

Sponsor-wide plan assets over time

All Principle USA, Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$5M 23.305993545942098% vs 2022
2024 filing year
$4M$4.5M$5M$5.5M 202220232024 $4.35M $5.37M ▲ +23.4%
Year Plans Participants Total Assets
2022 1 149 $4M
2023 1 88 $5M
2024 1 83 $5M

Principle USA, Inc. filing trail (2023)

Total Assets (Beginning of Year)$4M
Net Assets (End of Year)$5M
Net Income$691K
Employer EIN261849187
Plan Effective Date2009-04-01
Filing StatusFILING RECEIVED

Nearby 401(k) Plans in Tennessee

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Principle USA 401(k) Plan vs. nearby 401(k) plans in Tennessee, assets vs. participants Scatter plot of 6 data points. -1000000100000200000300000400000 -100102030 Total assets ($B) Participants Principle USA 401(k) Plan, Total assets ($B): 0.005044611 · Participants: 88Principle USA 401(k) PlanFedex Corporation Retirement Savings Plan, Total assets ($B): 23.88081991 · Participants: 127010Fedex Corporation Retirement Savings PlanHca 401(k) Plan, Total assets ($B): 21.53517366 · Participants: 291649Hca 401(k) PlanFederal Express Corporation Pilots Retirement Savings Plan, Total assets ($B): 4.743557391 · Participants: 5728Federal Express Corporation Pilots Retirement Savings PlanInternational Paper Company Salaried Savings Plan, Total assets ($B): 4.621886139 · Participants: 12153International Paper Company Salaried Savings PlanChs/Community Health Systems, Inc. Retirement Savings Plan, Total assets ($B): 4.517708174 · Participants: 62487Chs/Community Health Systems, Inc. Retirement Savings Plan
Principle USA 401(k) Plan vs. nearby 401(k) plans in Tennessee, assets vs. participants
Compare Principle USA 401(k) Plan side-by-side with 3 peers →

Principle USA 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside Tennessee, the nearest 401(k) by assets is Lauria Tokunaga Gates & Linn, LLP 401(k) Profit Sharing Plan in CA ($5M); by covered participants it is Martines Palmeiro Construction 401(k) Plan in CO (88 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (88 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Principle USA 401(k) Plan assets move in 2023? ▼
Principle USA 401(k) Plan grew sharply - up 15.9% during 2023, from $4M to $5M. Reported net income was $691K.
How have Principle USA, Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Principle USA, Inc.'s sponsor-wide assets grew 23.3%, from $4M to $5M.
Which 401(k) plans are similar in size to Principle USA 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is Lauria Tokunaga Gates & Linn, LLP 401(k) Profit Sharing Plan in CA ($5M, 13 participants).
Which 401(k) plans cover a similar participant headcount to Principle USA 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Martines Palmeiro Construction 401(k) Plan in CO (88 participants, N/A in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 261849187.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.