401(k) · DOL Form 5500 · 2023

Alliance Holdings, Inc. 401(k) Plan

Data updated 2026-08-25

$17M
Total assets Small plan by assets
42
Participants Small participant base
69th
Percentile by assets National rank
$398,386
Avg per participant High balance/head
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Official DOL plan name: Alliance Holdings, Inc. 401(k) Plan · Sponsored by Alliance Holdings, Inc. · Pennsylvania · Management of Enterprises

$17M in assets, 42 participants

Alliance Holdings, Inc.'s Alliance Holdings, Inc. 401(k) Plan reported $17M in total assets and 42 participants in its 2023 DOL Form 5500 filing, ranking in the 69th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #561 in Management of Enterprises (1,137 peers)

Management of Enterprises sector rank

Within Management of Enterprises, Alliance Holdings, Inc. 401(k) Plan ranks #561 of 1,137 2023 filers by assets (2125% of the sector average)-$17M for 42 participants.

#561
in Management of Enterprises (1,137 peers)
-4.4%
assets change YoY

The plan reported a net loss of $775K for the year, a single-year figure driven by markets and benefit payments, not a measure of plan health.

Alliance Holdings, Inc. 401(k) Plan's outsized position by total assets

Alliance Holdings, Inc. 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$16,732,193 Top 31% higher than 69% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Alliance Holdings, Inc. 401(k) Plan among smaller filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Alliance Holdings, Inc. 401(k) Plan is a small filing (42 participants) on this national headcount ladder.

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Alliance Holdings, Inc. 401(k) Plan reported net income rose from -$14M in the plan year 2022 filing to -$775K in the plan year 2023 filing.
  • Alliance Holdings, Inc. 401(k) Plan reported participants fell from 44 in the plan year 2022 filing to 42 in the plan year 2023 filing.
  • Alliance Holdings, Inc. 401(k) Plan end-of-year assets fell from $18M in the plan year 2022 filing to $17M in the plan year 2023 filing.

See the national 2022→2023 release diff →

Published 5500 schedule card

Filing strip 232795681 · Alliance Holdings, Inc. PY 2023 · 401(k)

Alliance Holdings, Inc. 401(k) Plan · $17M · 42 · 69th

  • EIN $17M
  • RANK 42
  • PHOTO 69th
  • IND 401(k)
  • EOY near Apple Growth Partners 401(k) Plan
  • 5500 ind #561

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Management of Enterprises retirement plans → · Plans in Pennsylvania →

Alliance Holdings, Inc. 401(k) Plan in the asset neighbourhood

Alliance Holdings, Inc. 401(k) PlanAlliance Holdings, Inc. 401(…$17MApple Growth Partners 401(k) PlanApple Growth Partners 401(k)…$17MBrowns Medical Imaging LLC Retirement Savings PlanBrowns Medical Imaging LLC R…$17MGoldmark Property Management 401(k) PlanGoldmark Property Management…$17MDynamo Software Inc 401(k) Profit Sharing Plan and TrustDynamo Software Inc 401(k) P…$17M
End-of-year total assets ($M) among Alliance Holdings, Inc. 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Management of Enterprises filing particulars

Total Assets (Beginning of Year)$18M
Net Assets (End of Year)$17M
Net Income-$775K
Employer EIN232795681
Plan Effective Date2004-08-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Alliance Holdings, Inc.)

Sponsor-wide plan assets over time

All Alliance Holdings, Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$81M 13.076577935783467% vs 2022
2024 filing year
$75M$80M$85M$90M$95M 202220232024 $92.7M $80.6M ▼ -13.1%
Year Plans Participants Total Assets
2022 2 94 $93M
2023 2 97 $86M
2024 2 117 $81M

Nearby 401(k) Plans in Pennsylvania

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Alliance Holdings, Inc. 401(k) Plan vs. nearby 401(k) plans in Pennsylvania, assets vs. participants Scatter plot of 6 data points. -50000050000100000 -505101520 Total assets ($B) Participants Alliance Holdings, Inc. 401(k) Plan, Total assets ($B): 0.016732193 · Participants: 42Alliance Holdings, Inc. 401(k) PlanComcast Corporation Retirement - Investment Plan, Total assets ($B): 17.368669862 · Participants: 93136Comcast Corporation Retirement - Investment PlanCigna 401(k) Plan, Total assets ($B): 13.003870935 · Participants: 66760Cigna 401(k) PlanThe Vanguard Retirement and Savings Plan, Total assets ($B): 9.765617477 · Participants: 18200The Vanguard Retirement and Savings PlanThe PNC Financial Services Group, Inc. Incentive Savings Plan, Total assets ($B): 9.339762 · Participants: 61697The PNC Financial Services Group, Inc. Incentive Savings PlanThe Bank of New York Mellon Corporation 401(k) Savings Plan, Total assets ($B): 8.955655142 · Participants: 25184The Bank of New York Mellon Corporation 401(k) Savings Plan
Alliance Holdings, Inc. 401(k) Plan vs. nearby 401(k) plans in Pennsylvania, assets vs. participants
Compare Alliance Holdings, Inc. 401(k) Plan side-by-side with 3 peers →

Alliance Holdings, Inc. 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside Pennsylvania, the nearest 401(k) by assets is Apple Growth Partners 401(k) Plan in OH ($17M); by covered participants it is Rodriguez Hidalgo Retirement Plan in PR (42 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (42 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Alliance Holdings, Inc. 401(k) Plan assets move in 2023? ▼
Alliance Holdings, Inc. 401(k) Plan edged down modestly - down 4.4% during 2023, from $18M to $17M. Reported net income was -$775K.
How have Alliance Holdings, Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Alliance Holdings, Inc.'s sponsor-wide assets declined 13.1%, from $93M to $81M.
Which 401(k) plans are similar in size to Alliance Holdings, Inc. 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is Apple Growth Partners 401(k) Plan in OH ($17M, 107 participants).
Which 401(k) plans cover a similar participant headcount to Alliance Holdings, Inc. 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Rodriguez Hidalgo Retirement Plan in PR (42 participants, $2M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 232795681.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.