401(k) · DOL Form 5500 · 2023

Brean Capital, LLC 401(k) Plan

Data updated 2026-08-25

$23M
Total assets Small plan by assets
160
Participants Small participant base
75th
Percentile by assets National rank
$140,653
Avg per participant Near avg balance/head
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Official DOL plan name: Brean Capital, LLC 401(k) Plan · Sponsored by Brean Capital, LLC · New York · Finance & Insurance

$23M in assets, 160 participants

Brean Capital, LLC's Brean Capital, LLC 401(k) Plan reported $23M in total assets and 160 participants in its 2023 DOL Form 5500 filing, ranking in the 75th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #5,503 in Finance & Insurance (8,869 peers)

Coverage in New York

Brean Capital, LLC 401(k) Plan covers 160 participants in New York, about 20% of the average New York filer (state average ~798 per filing). Assets: $23M.

#5,503
in Finance & Insurance (8,869 peers)
+22.0%
assets growth YoY
0.2×
vs typical plan assets (national mean)

Brean Capital, LLC 401(k) Plan's outsized position by total assets

Brean Capital, LLC 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$22,504,423 Top 25% higher than 75% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Brean Capital, LLC 401(k) Plan among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Brean Capital, LLC 401(k) Plan sits mid-pack in the medium band (160 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Brean Capital, LLC 401(k) Plan reported net income rose from -$2M in the plan year 2022 filing to $4M in the plan year 2023 filing.
  • Brean Capital, LLC 401(k) Plan end-of-year assets rose from $18M in the plan year 2022 filing to $23M in the plan year 2023 filing.
  • Brean Capital, LLC 401(k) Plan reported participants fell from 165 in the plan year 2022 filing to 160 in the plan year 2023 filing.

See the national 2022→2023 release diff →

EBSA filing schedule strip

Filing strip 134113323 · Brean Capital, LLC PY 2023 · 401(k)

Brean Capital, LLC 401(k) Plan · $23M · 160 · 75th

  • BOY $23M
  • SCH 160
  • EBSA 75th
  • PART 401(k)
  • TYPE near Constructors, Inc. 401(k) Plan
  • NET ind #5503

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in New York →

Brean Capital, LLC 401(k) Plan in the asset neighbourhood

Constructors, Inc. 401(k) PlanConstructors, Inc. 401(k) Pl…$23MRadware Inc 401(k) Plan$23MThe Finger Companies 401(k) PlanThe Finger Companies 401(k) …$23MBrean Capital, LLC 401(k) PlanBrean Capital, LLC 401(k) Pl…$23MDzsp 21 LLC Retirement Savings PlanDzsp 21 LLC Retirement Savin…$23M
End-of-year total assets ($M) among Brean Capital, LLC 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

New York filing particulars

Total Assets (Beginning of Year)$18M
Net Assets (End of Year)$23M
Net Income$4M
Employer EIN134113323
Plan Effective Date2000-12-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Brean Capital, LLC)

Sponsor-wide plan assets over time

All Brean Capital, LLC plans reported in each filing year

Latest sponsor-wide plan assets
$28M 51.30692888951054% vs 2022
2024 filing year
$15M$20M$25M$30M 202220232024 $18.5M $27.9M ▲ +51.3%
Year Plans Participants Total Assets
2022 1 165 $18M
2023 1 160 $23M
2024 1 180 $28M

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Brean Capital, LLC 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -20020406080 Total assets ($B) Participants Brean Capital, LLC 401(k) Plan, Total assets ($B): 0.022504423 · Participants: 160Brean Capital, LLC 401(k) PlanIBM 401 (K) Plus Plan, Total assets ($B): 57.428456306 · Participants: 54912IBM 401 (K) Plus PlanPfizer Savings Plan, Total assets ($B): 19.56134085 · Participants: 30033Pfizer Savings PlanMorgan Stanley 401(k) Plan, Total assets ($B): 19.235068266 · Participants: 55363Morgan Stanley 401(k) PlanThe Pepsico Savings Plan, Total assets ($B): 13.651296 · Participants: 133597The Pepsico Savings PlanThe Goldman Sachs 401(k) Plan, Total assets ($B): 11.428659742 · Participants: 24866The Goldman Sachs 401(k) Plan
Brean Capital, LLC 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants
Compare Brean Capital, LLC 401(k) Plan side-by-side with 3 peers →

Brean Capital, LLC 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside New York, the nearest 401(k) by assets is Constructors, Inc. 401(k) Plan in NE ($23M); by covered participants it is 8-Koi, Inc. 401(k) Plan in FL (160 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($23M here).

Similar participant headcount

Nearest other-state filings by covered participants (160 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Brean Capital, LLC 401(k) Plan assets move in 2023? ▼
Brean Capital, LLC 401(k) Plan grew sharply - up 22.0% during 2023, from $18M to $23M. Reported net income was $4M.
How have Brean Capital, LLC plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Brean Capital, LLC's sponsor-wide assets grew 51.3%, from $18M to $28M.
Where does Brean Capital, LLC 401(k) Plan rank by assets among Form 5500 filers? ▼
Brean Capital, LLC 401(k) Plan ranks in the 75th percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (in the top quartile of all filed plans by assets).
Which 401(k) plans are similar in size to Brean Capital, LLC 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is Constructors, Inc. 401(k) Plan in NE ($23M, 259 participants).
Which 401(k) plans cover a similar participant headcount to Brean Capital, LLC 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is 8-Koi, Inc. 401(k) Plan in FL (160 participants, $2M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 134113323.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.