401(k) · DOL Form 5500 · 2023

Capsule Corp 401(k) Plan

Data updated 2026-08-25

$16M
Total assets Small plan by assets: 1,689
Participants Near avg headcount: 68th
Percentile by assets National rank: $9,334
Avg per participant Low balance/head

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Official DOL plan name: Capsule 401(k) Plan · Sponsored by Capsule Corp · New York · Retail Trade

$16M in assets, 1,689 participants

Capsule Corp's Capsule 401(k) Plan reported $16M in total assets and 1,689 participants in its 2023 DOL Form 5500 filing, ranking in the 68th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

#6,639 in Retail Trade (8,414 peers)

Coverage in New York

Capsule 401(k) Plan covers 1,689 participants in New York, 2.1x the typical New York plan (state average ~798 per filing). Assets: $16M.

#6,639
in Retail Trade (8,414 peers): +15.6%
assets growth YoY

Capsule 401(k) Plan's outsized position by total assets

Capsule 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$15,765,838 Top 32% higher than 68% of 127,068 filed plans

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Capsule 401(k) Plan's large-plan peer group by participant headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Capsule 401(k) Plan lands in the large band (1,689 participants).

Micro (1-10) 35,718 filings (27%) Small (11-100) 27,089 filings (21%) Medium (101-1,000) 55,445 filings (43%) Large (1,001-10,000) 10,273 filings (8%) Mega (10,000+) 1,374 filings (1%)

Capsule 401(k) Plan reported net income fell from $3M in the plan year 2022 filing to $2M in the plan year 2023 filing.
Capsule 401(k) Plan end-of-year assets rose from $14M in the plan year 2022 filing to $16M in the plan year 2023 filing.
Capsule 401(k) Plan reported participants rose from 1,650 in the plan year 2022 filing to 1,689 in the plan year 2023 filing.

See the national 2022→2023 release diff →

Plan-year Form 5500 strip

Filing strip 473047195 · Capsule Corp PY 2023 · 401(k)

Capsule 401(k) Plan · $16M · 1,689 · 68th

PART $16M
TYPE 1,689
NET 68th
BOOK 401(k)
VS-ST near Korber Pharma, Inc. Savings Plan
BOY ind #6639

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Retail Trade retirement plans → · Plans in New York →

End-of-year total assets ($M) among Capsule 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

New York filing particulars

Total Assets (Beginning of Year)	$14M
Net Assets (End of Year)	$15M
Net Income	$2M
Employer EIN	473047195
Plan Effective Date	2019-01-01
Filing Status	FILING RECEIVED

Sponsor Plan History (Capsule Corp)

Latest sponsor-wide plan assets: $18M 34.96739752491642% vs 2022; 2024 filing year

Year	Plans	Participants	Total Assets
2022	1	1,650	$14M
2023	1	1,689	$16M
2024	1	1,388	$18M

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Capsule 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants

IBM 401 (K) Plus Plan $57.4B · 54,912
Pfizer Savings Plan $19.6B · 30,033
Morgan Stanley 401(k) Plan $19.2B · 55,363
The Pepsico Savings Plan $13.7B · 133,597
The Goldman Sachs 401(k) Plan $11.4B · 24,866

Compare Capsule 401(k) Plan side-by-side with 3 peers →

Capsule 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside New York, the nearest 401(k) by assets is Korber Pharma, Inc. Savings Plan in ND ($16M); by covered participants it is Andersen Tax LLC Tax Reduction Investment Plan in CA (1,689 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($16M here).

Korber Pharma, Inc. Savings Plan (ND) $16M · 175
Herman R Ewell Inc Profit Sharing & Savings Plan (PA) $16M · 252
Gengras Motor Cars, Inc. 401(k) Plan (CT) $16M · 347
Clarksons Shipping Services USA LLC 401(k) Plan (TX) $16M · 73

Similar participant headcount

Nearest other-state filings by covered participants (1,689 participants); asset peers above are excluded.

Andersen Tax LLC Tax Reduction Investment Plan (CA) 1,689 · 0 off
Landcare 401(k) Retirement Plan (MD) 1,689 · 0 off
Cyracom International, Inc. 401(k) & Profit Sharing Plan (AZ) 1,688 · 1 off
Alarm.Com 401(k) Plan (VA) 1,690 · 1 off

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Capsule 401(k) Plan assets move in 2023? ▼

Capsule 401(k) Plan grew sharply - up 15.6% during 2023, from $14M to $16M. Reported net income was $2M.

How have Capsule Corp plan assets changed over time? ▼

Across 3 plan years on file (2022-2024), Capsule Corp's sponsor-wide assets grew 35.0%, from $14M to $18M.

Which 401(k) plans are similar in size to Capsule 401(k) Plan? ▼

Among 401(k) plans in other states, the closest by assets is Korber Pharma, Inc. Savings Plan in ND ($16M, 175 participants).

Which 401(k) plans cover a similar participant headcount to Capsule 401(k) Plan? ▼

Among 401(k) plans in other states, the closest by covered participants is Andersen Tax LLC Tax Reduction Investment Plan in CA (1,689 participants, $283M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 473047195.