401(k) · DOL Form 5500 · 2023

Smalley & Company 401(k) Plan

Data updated 2026-08-25

$11M
Total assets Small plan by assets
168
Participants Small participant base
61st
Percentile by assets National rank
$65,393
Avg per participant Low balance/head
PlainRetire home → About this data RSS: change history

Official DOL plan name: Smalley & Company 401(k) Savings Plan · Sponsored by Smalley & Company · Colorado · Wholesale Trade

$11M in assets, 168 participants

Smalley & Company's Smalley & Company 401(k) Savings Plan reported $11M in total assets and 168 participants in its 2023 DOL Form 5500 filing, ranking in the 61st percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #3,352 in Wholesale Trade (6,309 peers)

Coverage in Colorado

Smalley & Company 401(k) Savings Plan covers 168 participants in Colorado, about 45% of the average Colorado filer (state average ~376 per filing). Assets: $11M.

#3,352
in Wholesale Trade (6,309 peers)
+24.0%
assets growth YoY

Smalley & Company 401(k) Savings Plan's mid-pack asset rank among Wholesale Trade and all filers

Smalley & Company 401(k) Savings Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$10,986,060 Top 39% higher than 61% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Smalley & Company 401(k) Savings Plan among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Smalley & Company 401(k) Savings Plan sits mid-pack in the medium band (168 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Smalley & Company 401(k) Savings Plan reported net income rose from -$2M in the plan year 2022 filing to $2M in the plan year 2023 filing.
  • Smalley & Company 401(k) Savings Plan end-of-year assets rose from $9M in the plan year 2022 filing to $11M in the plan year 2023 filing.
  • Smalley & Company 401(k) Savings Plan reported participants rose from 155 in the plan year 2022 filing to 168 in the plan year 2023 filing.

See the national 2022→2023 release diff →

Published 5500 schedule card

Filing strip 840576872 · Smalley & Company PY 2023 · 401(k)

Smalley & Company 401(k) Savings Plan · $11M · 168 · 61st

  • TYPE $11M
  • TYPE 168
  • TYPE 61st
  • TYPE 401(k)
  • TYPE near Blauch Brothers, Inc. 401(k) Profit Sharing Plan
  • TYPE ind #3352

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Wholesale Trade retirement plans → · Plans in Colorado →

Smalley & Company 401(k) Savings Plan in the asset neighbourhood

Smalley & Company 401(k) Savings PlanSmalley & Company 401(k) Sav…$11MBlauch Brothers, Inc. 401(k) Profit Sharing PlanBlauch Brothers, Inc. 401(k)…$11MStride Learning Center 401(k) PlanStride Learning Center 401(k…$11MJuniper Communities Retirement PlanJuniper Communities Retireme…$11MDornerworks 401(k) Plan$11M
End-of-year total assets ($M) among Smalley & Company 401(k) Savings Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Colorado filing particulars

Total Assets (Beginning of Year)$9M
Net Assets (End of Year)$11M
Net Income$2M
Employer EIN840576872
Plan Effective Date1994-08-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Smalley & Company)

Sponsor-wide plan assets over time

All Smalley & Company plans reported in each filing year

Latest sponsor-wide plan assets
$17M 64.37480182997305% vs 2022
2024 filing year
$10M$20M$30M$40M$50M$60M 202220232024 $47.6M $17M ▼ -64.4%
Year Plans Participants Total Assets
2022 2 282 $48M
2023 2 303 $49M
2024 2 238 $17M

Nearby 401(k) Plans in Colorado

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Smalley & Company 401(k) Savings Plan vs. nearby 401(k) plans in Colorado, assets vs. participants Scatter plot of 6 data points. -20000020000400006000080000 -101234 Total assets ($B) Participants Smalley & Company 401(k) Savings Plan, Total assets ($B): 0.01098606 · Participants: 168Smalley & Company 401(k) Savings PlanDavita Retirement Savings Plan, Total assets ($B): 3.326219779 · Participants: 57711Davita Retirement Savings PlanBall Corporation 401(k) and Employee Stock Ownership Plan, Total assets ($B): 2.806549522 · Participants: 10349Ball Corporation 401(k) and Employee Stock Ownership PlanEmpower Retirement, LLC 401(k) Savings Plan, Total assets ($B): 1.852270164 · Participants: 10036Empower Retirement, LLC 401(k) Savings PlanWoodward Retirement Savings Plan, Total assets ($B): 1.765770435 · Participants: 5847Woodward Retirement Savings PlanArcadis U.S., Inc. Retirement Savings Plan, Total assets ($B): 1.686655183 · Participants: 5491Arcadis U.S., Inc. Retirement Savings Plan
Smalley & Company 401(k) Savings Plan vs. nearby 401(k) plans in Colorado, assets vs. participants
Compare Smalley & Company 401(k) Savings Plan side-by-side with 3 peers →

Smalley & Company 401(k) Savings Plan's out-of-state 401(k) peers by assets and headcount

Outside Colorado, the nearest 401(k) by assets is Blauch Brothers, Inc. 401(k) Profit Sharing Plan in VA ($11M); by covered participants it is Jenkins Linc-Merc, Inc. 401(k) Plan in FL (168 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($11M here).

Similar participant headcount

Nearest other-state filings by covered participants (168 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Smalley & Company 401(k) Savings Plan assets move in 2023? ▼
Smalley & Company 401(k) Savings Plan grew sharply - up 24.0% during 2023, from $9M to $11M. Reported net income was $2M.
How have Smalley & Company plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Smalley & Company's sponsor-wide assets declined 64.4%, from $48M to $17M.
Which 401(k) plans are similar in size to Smalley & Company 401(k) Savings Plan? ▼
Among 401(k) plans in other states, the closest by assets is Blauch Brothers, Inc. 401(k) Profit Sharing Plan in VA ($11M, 110 participants).
Which 401(k) plans cover a similar participant headcount to Smalley & Company 401(k) Savings Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Jenkins Linc-Merc, Inc. 401(k) Plan in FL (168 participants, $3M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 840576872.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.