Other · DOL Form 5500 · 2023

Principles, Inc. Retirement Plan

Data updated 2026-08-25

$7M
Total assets Small plan by assets
154
Participants Small participant base
51st
Percentile by assets National rank
$46,246
Avg per participant Low balance/head
PlainRetire home → About this data RSS: change history

Official DOL plan name: Impact Tax Deferred Annuity Plan · Sponsored by Principles, Inc. · California · Healthcare & Social Assistance

$7M in assets, 154 participants

Principles, Inc.'s Impact Tax Deferred Annuity Plan reported $7M in total assets and 154 participants in its 2023 DOL Form 5500 filing, ranking in the 51st percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #10,029 in Healthcare & Social Assistance (17,684 peers)

Coverage in California

Impact Tax Deferred Annuity Plan covers 154 participants in California, about 24% of the average California filer (state average ~630 per filing). Assets: $7M.

#10,029
in Healthcare & Social Assistance (17,684 peers)
+30.5%
assets growth YoY

Impact Tax Deferred Annuity Plan's mid-pack asset rank among Healthcare & Social Assistance and all filers

Impact Tax Deferred Annuity Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$7,121,920 Top 49% higher than 51% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Impact Tax Deferred Annuity Plan among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Impact Tax Deferred Annuity Plan sits mid-pack in the medium band (154 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Impact Tax Deferred Annuity Plan reported net income rose from $514K in the plan year 2022 filing to $2M in the plan year 2023 filing.
  • Impact Tax Deferred Annuity Plan end-of-year assets rose from $5M in the plan year 2022 filing to $7M in the plan year 2023 filing.
  • Impact Tax Deferred Annuity Plan reported participants fell from 156 in the plan year 2022 filing to 154 in the plan year 2023 filing.

See the national 2022→2023 release diff →

DOL schedule card

Filing strip 952769659 · Principles, Inc. PY 2023 · Other

Impact Tax Deferred Annuity Plan · $7M · 154 · 51st

  • NET $7M
  • NET 154
  • NET 51st
  • NET Other
  • NET near Urban Affairs Coalition 403(b) Retirement Plan
  • NET ind #10029

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Healthcare & Social Assistance retirement plans → · Plans in California →

Impact Tax Deferred Annuity Plan in the asset neighbourhood

Catholic Charities, Inc. Diocese of Madison Retirement PlanCatholic Charities, Inc. Dio…$7MWestern Montana Mental Health Center 403(b) Retirement PlanWestern Montana Mental Healt…$7MImpact Tax Deferred Annuity PlanImpact Tax Deferred Annuity …$7MUrban Affairs Coalition 403(b) Retirement PlanUrban Affairs Coalition 403(…$7MCouncil for a Strong America 403b PlanCouncil for a Strong America…$7M
End-of-year total assets ($M) among Impact Tax Deferred Annuity Plan and nearest nationwide Other peers. Source: DOL Form 5500 plan year 2023.

California filing particulars

Total Assets (Beginning of Year)$5M
Net Assets (End of Year)$7M
Net Income$2M
Employer EIN952769659
Plan Effective Date1992-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Principles, Inc.)

Sponsor-wide plan assets over time

All Principles, Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$9M 62.27130676507523% vs 2022
2024 filing year
$4M$6M$8M$10M 202220232024 $5.46M $8.85M ▲ +62.1%
Year Plans Participants Total Assets
2022 1 156 $5M
2023 1 154 $7M
2024 1 158 $9M

Nearby Other Plans in California

Peer Other plans, same state, same plan type, ranked by total assets.

Impact Tax Deferred Annuity Plan vs. nearby Other plans in California, assets vs. participants Scatter plot of 6 data points. -200000200004000060000 -5051015 Total assets ($B) Participants Impact Tax Deferred Annuity Plan, Total assets ($B): 0.00712192 · Participants: 154Impact Tax Deferred Annuity PlanStanford Contributory Retirement Plan, Total assets ($B): 11.039978863 · Participants: 21674Stanford Contributory Retirement PlanSutter Health 403(b) Savings Plan, Total assets ($B): 6.533806707 · Participants: 50273Sutter Health 403(b) Savings PlanStanford Health Care Retirement Savings Plan, Total assets ($B): 5.761504142 · Participants: 22681Stanford Health Care Retirement Savings PlanCaltech Base Retirement Plan, Total assets ($B): 4.792181822 · Participants: 10682Caltech Base Retirement PlanUniversity of Southern California Tax-Deferred Annuity Plan, Total assets ($B): 4.277911652 · Participants: 21764University of Southern California Tax-Deferred Annuity Plan
Impact Tax Deferred Annuity Plan vs. nearby Other plans in California, assets vs. participants
Compare Impact Tax Deferred Annuity Plan side-by-side with 3 peers →

Impact Tax Deferred Annuity Plan's out-of-state Other peers by assets and headcount

Outside California, the nearest Other by assets is Urban Affairs Coalition 403(b) Retirement Plan in PA ($7M); by covered participants it is Eversight 403(b) DC Plan in MI (154 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (154 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Impact Tax Deferred Annuity Plan assets move in 2023? ▼
Impact Tax Deferred Annuity Plan surged - up 30.5% during 2023, from $5M to $7M. Reported net income was $2M.
How have Principles, Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Principles, Inc.'s sponsor-wide assets grew 62.3%, from $5M to $9M.
Which Other plans are similar in size to Impact Tax Deferred Annuity Plan? ▼
Among Other plans in other states, the closest by assets is Urban Affairs Coalition 403(b) Retirement Plan in PA ($7M, 470 participants).
Which Other plans cover a similar participant headcount to Impact Tax Deferred Annuity Plan? ▼
Among Other plans in other states, the closest by covered participants is Eversight 403(b) DC Plan in MI (154 participants, $23M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 952769659.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.