ESOP · DOL Form 5500 · 2023

Via Trading Corporation ESOP

Data updated 2026-08-25

$19M
Total assets Small plan by assets
46
Participants Small participant base
71st
Percentile by assets National rank
$402,977
Avg per participant High balance/head
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Official DOL plan name: Via Trading Corporation Employee Stock Ownership Plan · Sponsored by Via Trading Corporation · California · Wholesale Trade

$19M in assets, 46 participants

Via Trading Corporation's Via Trading Corporation Employee Stock Ownership Plan reported $19M in total assets and 46 participants in its 2023 DOL Form 5500 filing, ranking in the 71st percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #4,266 in Wholesale Trade (6,309 peers)

2023 asset change

Via Trading Corporation Employee Stock Ownership Plan grew at a solid clip 12.1% in 2023 ($17M → $19M) for 46 participants.

#4,266
in Wholesale Trade (6,309 peers)
+12.1%
assets growth YoY

Via Trading Corporation Employee Stock Ownership Plan's outsized position by total assets

Via Trading Corporation Employee Stock Ownership Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$18,536,920 Top 29% higher than 71% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Via Trading Corporation Employee Stock Ownership Plan among smaller filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Via Trading Corporation Employee Stock Ownership Plan is a small filing (46 participants) on this national headcount ladder.

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Via Trading Corporation Employee Stock Ownership Plan reported net income rose from -$2M in the plan year 2022 filing to $5M in the plan year 2023 filing.
  • Via Trading Corporation Employee Stock Ownership Plan end-of-year assets rose from $17M in the plan year 2022 filing to $19M in the plan year 2023 filing.
  • Via Trading Corporation Employee Stock Ownership Plan reported participants rose from 42 in the plan year 2022 filing to 46 in the plan year 2023 filing.

See the national 2022→2023 release diff →

DOL schedule card

Filing strip 421546941 · Via Trading Corporation PY 2023 · ESOP

Via Trading Corporation Employee Stock Ownership Plan · $19M · 46 · 71st

  • EOY $19M
  • 5500 46
  • ASSETS 71st
  • PCT ESOP
  • EIN near Hr&a Advisors, Inc. Employee Stock Ownership Plan
  • RANK ind #4266

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with What is an ESOP? → · Plans in California →

Via Trading Corporation Employee Stock Ownership Plan in the asset neighbourhood

Weststar Bank Holding Company, Inc. Employee Stock Ownership PlanWeststar Bank Holding Compan…$19MSps New England, Inc. Employee Stock Ownership PlanSps New England, Inc. Employ…$19MVia Trading Corporation Employee Stock Ownership PlanVia Trading Corporation Empl…$19MHr&a Advisors, Inc. Employee Stock Ownership PlanHr&a Advisors, Inc. Employee…$19MFirst Security Bank Employee Stock Ownership PlanFirst Security Bank Employee…$19M
End-of-year total assets ($M) among Via Trading Corporation Employee Stock Ownership Plan and nearest nationwide ESOP peers. Source: DOL Form 5500 plan year 2023.

Via Trading Corporation years around the 2023 move

Sponsor-wide plan assets over time

All Via Trading Corporation plans reported in each filing year

Latest sponsor-wide plan assets
$17M 5.484702043747829% vs 2022
2024 filing year
$16M$17M$18M$19M 202220232024 $16.5M $17.5M ▲ +5.5%
Year Plans Participants Total Assets
2022 1 42 $17M
2023 1 46 $19M
2024 1 52 $17M

2023 asset-move particulars

Total Assets (Beginning of Year)$17M
Net Assets (End of Year)-$4M
Net Income$5M
Employer EIN421546941
Plan Effective Date2021-01-01
Filing StatusFILING RECEIVED

Nearby ESOP Plans in California

Peer ESOP plans, same state, same plan type, ranked by total assets.

Via Trading Corporation Employee Stock Ownership Plan vs. nearby ESOP plans in California, assets vs. participants Scatter plot of 6 data points. -20000200040006000800010000 -101234 Total assets ($B) Participants Via Trading Corporation Employee Stock Ownership Plan, Total assets ($B): 0.01853692 · Participants: 46Via Trading Corporation Employee Stock Ownership PlanParsons Employee Stock Ownership Plan, Total assets ($B): 3.757068542 · Participants: 7871Parsons Employee Stock Ownership PlanAcco Employee Stock Ownership Plan, Total assets ($B): 1.444524335 · Participants: 1397Acco Employee Stock Ownership PlanRosendin Electric, Inc. Employee Stock Ownership Plan, Total assets ($B): 1.125537204 · Participants: 1700Rosendin Electric, Inc. Employee Stock Ownership PlanAgron, Inc. Employee Stock Ownership Plan, Total assets ($B): 0.533004512 · Participants: 72Agron, Inc. Employee Stock Ownership PlanRecology Employee Stock Ownership Plan, Total assets ($B): 0.497089527 · Participants: 3656Recology Employee Stock Ownership Plan
Via Trading Corporation Employee Stock Ownership Plan vs. nearby ESOP plans in California, assets vs. participants
Compare Via Trading Corporation Employee Stock Ownership Plan side-by-side with 3 peers →

Via Trading Corporation Employee Stock Ownership Plan's out-of-state ESOP peers by assets and headcount

Outside California, the nearest ESOP by assets is Hr&a Advisors, Inc. Employee Stock Ownership Plan in NY ($19M); by covered participants it is Ten-E Packaging Services, Inc. Employee Stock Ownership Plan and Trust in MN (46 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (46 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Via Trading Corporation Employee Stock Ownership Plan assets move in 2023? ▼
Via Trading Corporation Employee Stock Ownership Plan grew at a solid clip - up 12.1% during 2023, from $17M to $19M. Reported net income was $5M.
How have Via Trading Corporation plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Via Trading Corporation's sponsor-wide assets grew 5.5%, from $17M to $17M.
Which ESOP plans are similar in size to Via Trading Corporation Employee Stock Ownership Plan? ▼
Among ESOP plans in other states, the closest by assets is Hr&a Advisors, Inc. Employee Stock Ownership Plan in NY ($19M, 158 participants).
Which ESOP plans cover a similar participant headcount to Via Trading Corporation Employee Stock Ownership Plan? ▼
Among ESOP plans in other states, the closest by covered participants is Ten-E Packaging Services, Inc. Employee Stock Ownership Plan and Trust in MN (46 participants, $10M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 421546941.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.