401(k) · DOL Form 5500 · 2023

Caxton Associates, LP 401(k) Plan

Data updated 2026-08-25

$51M
Total assets Below avg plan size
39
Participants Small participant base
86th
Percentile by assets National rank
$1.3M
Avg per participant High balance/head
PlainRetire home → About this data RSS: change history

Official DOL plan name: Caxton Associates LP Savings & Profit Sharing Plan · Sponsored by Caxton Associates, LP · New York · Professional & Technical Services

$51M in assets, 39 participants

Caxton Associates, LP's Caxton Associates LP Savings & Profit Sharing Plan reported $51M in total assets and 39 participants in its 2023 DOL Form 5500 filing, ranking in the 86th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #17,650 in Professional & Technical Services (20,321 peers)

Where Caxton Associates LP Savings & Profit Sharing Plan sits by assets

Caxton Associates LP Savings & Profit Sharing Plan sits in the top quartile of all filed plans by assets, $51M for 39 participants (~$1.3M/participant), up 18.2% in 2023.

#17,650
in Professional & Technical Services (20,321 peers)
+18.2%
assets growth YoY
0.5×
vs typical plan assets (national mean)

Caxton Associates LP Savings & Profit Sharing Plan's outsized position by total assets

Caxton Associates LP Savings & Profit Sharing Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$51,251,939 Top 14% higher than 86% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Caxton Associates LP Savings & Profit Sharing Plan among smaller filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Caxton Associates LP Savings & Profit Sharing Plan is a small filing (39 participants) on this national headcount ladder.

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Caxton Associates LP Savings & Profit Sharing Plan reported net income rose from -$15M in the plan year 2022 filing to $8M in the plan year 2023 filing.
  • Caxton Associates LP Savings & Profit Sharing Plan reported participants fell from 48 in the plan year 2022 filing to 39 in the plan year 2023 filing.
  • Caxton Associates LP Savings & Profit Sharing Plan end-of-year assets rose from $43M in the plan year 2022 filing to $51M in the plan year 2023 filing.

See the national 2022→2023 release diff →

DOL schedule card

Filing strip 223430173 · Caxton Associates, LP PY 2023 · 401(k)

Caxton Associates LP Savings & Profit Sharing Plan · $51M · 39 · 86th

  • VS-ST $51M
  • BOY 39
  • SCH 86th
  • EBSA 401(k)
  • PART near Healthcomp 401(k) Plan
  • TYPE ind #17650

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Professional & Technical Services retirement plans → · Plans in New York →

Caxton Associates LP Savings & Profit Sharing Plan in the asset neighbourhood

Caxton Associates LP Savings & Profit Sharing PlanCaxton Associates LP Savings…$51MHealthcomp 401(k) Plan$51MSpecialty Dental Brands 401(k) PlanSpecialty Dental Brands 401(…$51MUnited Coal Company LLC 401(k) Savings PlanUnited Coal Company LLC 401(…$51MNine Energy Service 401(k) PlanNine Energy Service 401(k) P…$51M
End-of-year total assets ($M) among Caxton Associates LP Savings & Profit Sharing Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Scale-class filing particulars (2023)

Total Assets (Beginning of Year)$43M
Net Assets (End of Year)$51M
Net Income$8M
Employer EIN223430173
Plan Effective Date1983-04-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Caxton Associates, LP)

Sponsor-wide plan assets over time

All Caxton Associates, LP plans reported in each filing year

Latest sponsor-wide plan assets
$58M 33.20173619769753% vs 2022
2024 filing year
$40M$45M$50M$55M$60M 202220232024 $43.4M $57.8M ▲ +33.2%
Year Plans Participants Total Assets
2022 1 48 $43M
2023 1 39 $51M
2024 1 22 $58M

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Caxton Associates LP Savings & Profit Sharing Plan vs. nearby 401(k) plans in New York, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -20020406080 Total assets ($B) Participants Caxton Associates LP Savings & Profit Sharing Plan, Total assets ($B): 0.051251939 · Participants: 39Caxton Associates LP Savings & Profit Sharing PlanIBM 401 (K) Plus Plan, Total assets ($B): 57.428456306 · Participants: 54912IBM 401 (K) Plus PlanPfizer Savings Plan, Total assets ($B): 19.56134085 · Participants: 30033Pfizer Savings PlanMorgan Stanley 401(k) Plan, Total assets ($B): 19.235068266 · Participants: 55363Morgan Stanley 401(k) PlanThe Pepsico Savings Plan, Total assets ($B): 13.651296 · Participants: 133597The Pepsico Savings PlanThe Goldman Sachs 401(k) Plan, Total assets ($B): 11.428659742 · Participants: 24866The Goldman Sachs 401(k) Plan
Caxton Associates LP Savings & Profit Sharing Plan vs. nearby 401(k) plans in New York, assets vs. participants
Compare Caxton Associates LP Savings & Profit Sharing Plan side-by-side with 3 peers →

Caxton Associates LP Savings & Profit Sharing Plan's out-of-state 401(k) peers by assets and headcount

Outside New York, the nearest 401(k) by assets is Healthcomp 401(k) Plan in CA ($51M); by covered participants it is I. Schumann & Co. LLC 401(k) Profit Sharing Plan & Trust in OH (39 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($51M here).

Similar participant headcount

Nearest other-state filings by covered participants (39 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Caxton Associates LP Savings & Profit Sharing Plan assets move in 2023? ▼
Caxton Associates LP Savings & Profit Sharing Plan grew sharply - up 18.2% during 2023, from $43M to $51M. Reported net income was $8M.
How have Caxton Associates, LP plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Caxton Associates, LP's sponsor-wide assets grew 33.2%, from $43M to $58M.
Where does Caxton Associates LP Savings & Profit Sharing Plan rank by assets among Form 5500 filers? ▼
Caxton Associates LP Savings & Profit Sharing Plan ranks in the 86th percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (in the top quartile of all filed plans by assets).
Which 401(k) plans are similar in size to Caxton Associates LP Savings & Profit Sharing Plan? ▼
Among 401(k) plans in other states, the closest by assets is Healthcomp 401(k) Plan in CA ($51M, 1,320 participants).
Which 401(k) plans cover a similar participant headcount to Caxton Associates LP Savings & Profit Sharing Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is I. Schumann & Co. LLC 401(k) Profit Sharing Plan & Trust in OH (39 participants, $4M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 223430173.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.