401(k) · DOL Form 5500 · 2023

Simmons Rockwell 401(k) Plan

Data updated 2026-08-25

$16M
Total assets Small plan by assets: 254
Participants Below avg headcount: 68th
Percentile by assets National rank: $62,971
Avg per participant Low balance/head

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Official DOL plan name: Simmons Rockwell Retirement Plan · Sponsored by Simmons Rockwell · New York · Retail Trade

$16M in assets, 254 participants

Simmons Rockwell's Simmons Rockwell Retirement Plan reported $16M in total assets and 254 participants in its 2023 DOL Form 5500 filing, ranking in the 68th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

#6,662 in Retail Trade (8,414 peers)

Coverage in New York

Simmons Rockwell Retirement Plan covers 254 participants in New York, about 32% of the average New York filer (state average ~798 per filing). Assets: $16M.

#6,662
in Retail Trade (8,414 peers): +23.0%
assets growth YoY

Simmons Rockwell Retirement Plan's outsized position by total assets

Simmons Rockwell Retirement Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$15,994,750 Top 32% higher than 68% of 127,068 filed plans

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Simmons Rockwell Retirement Plan among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Simmons Rockwell Retirement Plan sits mid-pack in the medium band (254 participants).

Micro (1-10) 35,718 filings (27%) Small (11-100) 27,089 filings (21%) Medium (101-1,000) 55,445 filings (43%) Large (1,001-10,000) 10,273 filings (8%) Mega (10,000+) 1,374 filings (1%)

Simmons Rockwell Retirement Plan reported net income rose from -$2M in the plan year 2022 filing to $3M in the plan year 2023 filing.
Simmons Rockwell Retirement Plan end-of-year assets rose from $13M in the plan year 2022 filing to $16M in the plan year 2023 filing.
Simmons Rockwell Retirement Plan reported participants fell from 265 in the plan year 2022 filing to 254 in the plan year 2023 filing.

See the national 2022→2023 release diff →

Form 5500 schedule snapshot

Filing strip 231664884 · Simmons Rockwell PY 2023 · 401(k)

Simmons Rockwell Retirement Plan · $16M · 254 · 68th

BOOK $16M
BOOK 254
BOOK 68th
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BOOK near Dynamic Air Inc. 401(k) Plan
BOOK ind #6662

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Retail Trade retirement plans → · Plans in New York →

End-of-year total assets ($M) among Simmons Rockwell Retirement Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

New York filing particulars

Total Assets (Beginning of Year)	$13M
Net Assets (End of Year)	$16M
Net Income	$3M
Employer EIN	231664884
Plan Effective Date	1989-01-01
Filing Status	FILING RECEIVED

Sponsor Plan History (Simmons Rockwell)

Latest sponsor-wide plan assets: $16M 23.062545809355896% vs 2022; 2024 filing year

Year	Plans	Participants	Total Assets
2022	1	265	$13M
2023	1	254	$16M
2024	1	260	$16M

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Simmons Rockwell Retirement Plan vs. nearby 401(k) plans in New York, assets vs. participants

IBM 401 (K) Plus Plan $57.4B · 54,912
Pfizer Savings Plan $19.6B · 30,033
Morgan Stanley 401(k) Plan $19.2B · 55,363
The Pepsico Savings Plan $13.7B · 133,597
The Goldman Sachs 401(k) Plan $11.4B · 24,866

Compare Simmons Rockwell Retirement Plan side-by-side with 3 peers →

Simmons Rockwell Retirement Plan's out-of-state 401(k) peers by assets and headcount

Outside New York, the nearest 401(k) by assets is Dynamic Air Inc. 401(k) Plan in MN ($16M); by covered participants it is The Restated Thrift/Profit Sharing Plan for Cooperatives in IA (254 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($16M here).

Dynamic Air Inc. 401(k) Plan (MN) $16M · 84
Sunstar Insurance Group 401(k) Plan (TN) $16M · 517
Skyview Cooling Company 401(k) Profit Sharing Plan (AZ) $16M · 632
Oakland Management Tax-Deferred Savings Plan (MI) $16M · 872

Similar participant headcount

Nearest other-state filings by covered participants (254 participants); asset peers above are excluded.

The Restated Thrift/Profit Sharing Plan for Cooperatives (IA) 254 · 0 off
Robinson Fans Holdings 401(k) & Profit Sharing Plan (PA) 254 · 0 off
Clk Management Co., Inc. 401(k) Profit Sharing Plan (MN) 254 · 0 off
Msr- Fsr 401(k) Plan (AZ) 254 · 0 off

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Simmons Rockwell Retirement Plan assets move in 2023? ▼

Simmons Rockwell Retirement Plan grew sharply - up 23.0% during 2023, from $13M to $16M. Reported net income was $3M.

How have Simmons Rockwell plan assets changed over time? ▼

Across 3 plan years on file (2022-2024), Simmons Rockwell's sponsor-wide assets grew 23.1%, from $13M to $16M.

Which 401(k) plans are similar in size to Simmons Rockwell Retirement Plan? ▼

Among 401(k) plans in other states, the closest by assets is Dynamic Air Inc. 401(k) Plan in MN ($16M, 84 participants).

Which 401(k) plans cover a similar participant headcount to Simmons Rockwell Retirement Plan? ▼

Among 401(k) plans in other states, the closest by covered participants is The Restated Thrift/Profit Sharing Plan for Cooperatives in IA (254 participants, N/A in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 231664884.