401(k) · DOL Form 5500 · 2023

Schroder US Holdings Inc. 401(k) Plan

Data updated 2026-08-11

$195M
Total assets
357
Participants
95th
Percentile by assets
$545,309
Avg per participant
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Official DOL plan name: Schroder US Holdings Inc. and Subsidiaries Retirement Plan · Sponsored by Schroder US Holdings Inc. · New York · Finance & Insurance

$195M in assets, 357 participants

Schroder US Holdings Inc.'s Schroder US Holdings Inc. and Subsidiaries Retirement Plan reported $195M in total assets and 357 participants in its 2023 DOL Form 5500 filing, ranking in the 95th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • 95th percentile by assets (of 127,072 plans)
  • #8,108 in Finance & Insurance (8,869 peers)

Coverage in New York

Schroder US Holdings Inc. and Subsidiaries Retirement Plan covers 357 participants in New York, about 45% of the average New York filer (state average ~798 per filing). Assets: $195M.

$195M
total plan assets (2023 EOY)
357
covered participants
95th
percentile by assets (of 127,072 plans)
$545,309
avg assets per participant

Where Schroder US Holdings Inc. and Subsidiaries Retirement Plan sits by total assets

Schroder US Holdings Inc. and Subsidiaries Retirement Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$194,675,453 Top 5% higher than 95% of 127,068 filed plans

This plan $0 $2,010,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Schroder US Holdings Inc. and Subsidiaries Retirement Plan reported net income rose from -$34M in the plan year 2022 filing to $30M in the plan year 2023 filing.
  • Schroder US Holdings Inc. and Subsidiaries Retirement Plan end-of-year assets rose from $165M in the plan year 2022 filing to $195M in the plan year 2023 filing.
  • Schroder US Holdings Inc. and Subsidiaries Retirement Plan reported participants rose from 347 in the plan year 2022 filing to 357 in the plan year 2023 filing.

See the national 2022→2023 release diff →

State
New York
Industry
Finance & Insurance

Participants vs New York filers

In New York, the average filing covers about 798 participants across 9,061 plans. Schroder US Holdings Inc. and Subsidiaries Retirement Plan reports 357 participants - about 45% of that state average ($195M EOY assets).

New York filing particulars

Total Assets (Beginning of Year)$165M
Net Assets (End of Year)$195M
Net Income$30M
Employer EIN132621402
Plan Effective Date1989-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Schroder US Holdings Inc.)

$140M$160M$180M$200M$220M$240M 202220232024 $165M $221M ▲ +34.0%
Total plan assets by year, all Schroder US Holdings Inc. plans on file
Year Plans Participants Total Assets
2022 1 347 $165M
2023 1 357 $195M
2024 1 352 $221M

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Schroder US Holdings Inc. and Subsidiaries Retirement Plan vs. nearby 401(k) plans in New York, assets vs. participants

Schroder US Holdings Inc. and Subsidiaries Retirement Plan vs. nearby 401(k) plans in New York, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -20020406080 Total assets ($B) Participants Schroder US Holdings…IBM 401 (K) Plus PlanPfizer Savings PlanMorgan Stanley 401(k…The Pepsico Savings …The Goldman Sachs 40…
Schroder US Holdings Inc. and Subsidiaries Retirement Plan vs. nearby 401(k) plans in New York, assets vs. participants
Compare Schroder US Holdings Inc. and Subsidiari… side-by-side with 3 peers →

Similar-Sized 401(k) Plans Nationally

401(k) plans in other states closest to Schroder US Holdings Inc. and Subsidiaries Retirement Plan by total assets, not by location.

Frequently Asked Questions

How did Schroder US Holdings Inc. and Subsidiaries Retirement Plan assets move in 2023? ▼
Schroder US Holdings Inc. and Subsidiaries Retirement Plan grew sharply - up 18.2% during 2023, from $165M to $195M. Reported net income was $30M.
How have Schroder US Holdings Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Schroder US Holdings Inc.'s sponsor-wide assets grew 34.0%, from $165M to $221M.
Where does Schroder US Holdings Inc. and Subsidiaries Retirement Plan rank by assets among Form 5500 filers? ▼
Schroder US Holdings Inc. and Subsidiaries Retirement Plan ranks in the 95th percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (in the top 5% of all filed plans by assets).
Which 401(k) plans are similar in size to Schroder US Holdings Inc. and Subsidiaries Retirement Plan? ▼
Among 401(k) plans in other states, the closest by assets is Coloplast Corp. 401(k) Plan in MN ($195M, 1,186 participants).

Next read for Schroder US Holdings Inc. and Subsidiari…

Filing takeaways

Ways to act on Schroder US Holdings Inc. and Subsidiaries Retirement Plan's numbers.

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 132621402.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.