401(k) · DOL Form 5500 · 2023

Usi Insurance Services LLC 401(k) Plan

Data updated 2026-08-11

$1.3B
Total assets
9,397
Participants
99th
Percentile by assets
$141,280
Avg per participant
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Official DOL plan name: Usi 401(k) Plan · Sponsored by Usi Insurance Services LLC · New York · Finance & Insurance

$1.3B in assets, 9,397 participants

Usi Insurance Services LLC's Usi 401(k) Plan reported $1.3B in total assets and 9,397 participants in its 2023 DOL Form 5500 filing, ranking in the 99th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • 99th percentile by assets (of 127,072 plans)
  • #8,696 in Finance & Insurance (8,869 peers)

Coverage in New York

Usi 401(k) Plan covers 9,397 participants in New York, 12x the typical New York plan (state average ~798 per filing). Assets: $1.3B.

$1.3B
total plan assets (2023 EOY)
9,397
covered participants
99th
percentile by assets (of 127,072 plans)
$141,280
avg assets per participant

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Usi 401(k) Plan reported net income rose from -$194M in the plan year 2022 filing to $288M in the plan year 2023 filing.
  • Usi 401(k) Plan end-of-year assets rose from $1.0B in the plan year 2022 filing to $1.3B in the plan year 2023 filing.
  • Usi 401(k) Plan reported participants rose from 8,186 in the plan year 2022 filing to 9,397 in the plan year 2023 filing.

See the national 2023→2024 release diff →

State
New York
Industry
Finance & Insurance

Participants vs New York filers

In New York, the average filing covers about 798 participants across 9,061 plans. Usi 401(k) Plan reports 9,397 participants - 12x that state average ($1.3B EOY assets).

New York filing particulars

Total Assets (Beginning of Year)$1.0B
Net Assets (End of Year)$1.3B
Net Income$288M
Employer EIN133771734
Plan Effective Date1995-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Usi Insurance Services LLC)

$0.8B$1B$1.2B$1.4B$1.6B 202220232024 $1.04B $1.53B ▲ +47.1%
Total plan assets by year, all Usi Insurance Services LLC plans on file
Year Plans Participants Total Assets
2022 1 8,186 $1.0B
2023 1 9,397 $1.3B
2024 1 10,251 $1.5B

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Usi 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants

Usi 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants Scatter plot of 6 data points. 050000100000150000 -20020406080 Total assets ($B) Participants Usi 401(k) PlanIBM 401 (K) Plus PlanPfizer Savings PlanMorgan Stanley 401(k…The Pepsico Savings …The Goldman Sachs 40…
Usi 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants
Compare Usi 401(k) Plan side-by-side with 3 peers →

Scale composition for Usi 401(k) Plan

Usi 401(k) Plan reports $1.3B in end-of-year assets across 9,397 participants (0.011% of the $12.3T held by all Form 5500 filers in the national rollup , and 0.010% of 93,925,755 covered participants) - about $141,280 per participant (1.0x the national average assets-per-participant) . Net income for plan year 2023 was $288M.

This plan identity (EIN 133771734, plan #001) has 3 Form 5500 filings on file from 2022 to 2024 , with end-of-year assets moving from $1.0B to $1.5B (+47.6%) while covered participants moved from 8,186 to 10,251 . Single-year sparse filers cannot show that trail.

Plan year Participants EOY assets Filing
2022 8,186 $1.0B Open filing
2023 9,397 $1.3B This page
2024 · index core 10,251 $1.5B Open filing

The same sponsor also keeps 1 other index-core plan on PlainRetire:

Similar-Sized 401(k) Plans Nationally

401(k) plans in other states closest to Usi 401(k) Plan by total assets, not by location.

Frequently Asked Questions

How did Usi 401(k) Plan assets move in 2023? ▼
Usi 401(k) Plan grew sharply - up 27.7% during 2023, from $1.0B to $1.3B. Reported net income was $288M.
How have Usi Insurance Services LLC plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Usi Insurance Services LLC's sponsor-wide assets grew 47.6%, from $1.0B to $1.5B.
Where does Usi 401(k) Plan rank by assets among Form 5500 filers? ▼
Usi 401(k) Plan ranks in the 99th percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (among the largest 1% of all filed plans).
Which 401(k) plans are similar in size to Usi 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is State Employees' Credit Union Retirement Savings Plan in NC ($1.3B, 7,706 participants).

Next read for Usi 401(k) Plan

Filing takeaways

Ways to act on Usi 401(k) Plan's numbers.

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 133771734.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.