401(k) · DOL Form 5500 · 2023

Usi Insurance Services LLC 401(k) Plan

Data updated 2026-08-25

$1.3B
Total assets Very large vs avg
9,397
Participants Very large workforce
99th
Percentile by assets National rank
$141,280
Avg per participant Near avg balance/head
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Official DOL plan name: Usi 401(k) Plan · Sponsored by Usi Insurance Services LLC · New York · Finance & Insurance

$1.3B in assets, 9,397 participants

Usi Insurance Services LLC's Usi 401(k) Plan reported $1.3B in total assets and 9,397 participants in its 2023 DOL Form 5500 filing, ranking in the 99th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #8,696 in Finance & Insurance (8,869 peers)

Coverage in New York

Usi 401(k) Plan covers 9,397 participants in New York, 12x the typical New York plan (state average ~798 per filing). Assets: $1.3B.

#8,696
in Finance & Insurance (8,869 peers)
+27.7%
assets growth YoY
13×
vs typical plan assets (national mean)

Usi 401(k) Plan's outsized position by total assets

Usi 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$1,327,610,141 Top 1% higher than 99% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Usi 401(k) Plan's large-plan peer group by participant headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Usi 401(k) Plan lands in the large band (9,397 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Usi 401(k) Plan reported net income rose from -$194M in the plan year 2022 filing to $288M in the plan year 2023 filing.
  • Usi 401(k) Plan end-of-year assets rose from $1.0B in the plan year 2022 filing to $1.3B in the plan year 2023 filing.
  • Usi 401(k) Plan reported participants rose from 8,186 in the plan year 2022 filing to 9,397 in the plan year 2023 filing.

See the national 2022→2023 release diff →

Plan-year Form 5500 strip

Filing strip 133771734 · Usi Insurance Services LLC PY 2023 · 401(k)

Usi 401(k) Plan · $1.3B · 9,397 · 99th

  • IND $1.3B
  • EOY 9,397
  • 5500 99th
  • ASSETS 401(k)
  • PCT near State Employees' Credit Union Retirement Savings Plan
  • EIN ind #8696

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in New York →

Usi 401(k) Plan in the asset neighbourhood

Usi 401(k) Plan$1.3BState Employees' Credit Union Retirement Savings PlanState Employees' Credit Unio…$1.3BCliftonlarsonallen LLP 401(k) Retirement PlanCliftonlarsonallen LLP 401(k…$1.3BNavistar, Inc. Retirement Accumulation PlanNavistar, Inc. Retirement Ac…$1.3BUPS/Ipa 401(k) Savings Plan$1.3B
End-of-year total assets ($B) among Usi 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

New York filing particulars

Total Assets (Beginning of Year)$1.0B
Net Assets (End of Year)$1.3B
Net Income$288M
Employer EIN133771734
Plan Effective Date1995-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Usi Insurance Services LLC)

Sponsor-wide plan assets over time

All Usi Insurance Services LLC plans reported in each filing year

Latest sponsor-wide plan assets
$1.5B 47.638368359632686% vs 2022
2024 filing year
$0.8B$1B$1.2B$1.4B$1.6B 202220232024 $1.04B $1.53B ▲ +47.1%
Year Plans Participants Total Assets
2022 1 8,186 $1.0B
2023 1 9,397 $1.3B
2024 1 10,251 $1.5B

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Usi 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants Scatter plot of 6 data points. 050000100000150000 -20020406080 Total assets ($B) Participants Usi 401(k) Plan, Total assets ($B): 1.327610141 · Participants: 9397Usi 401(k) PlanIBM 401 (K) Plus Plan, Total assets ($B): 57.428456306 · Participants: 54912IBM 401 (K) Plus PlanPfizer Savings Plan, Total assets ($B): 19.56134085 · Participants: 30033Pfizer Savings PlanMorgan Stanley 401(k) Plan, Total assets ($B): 19.235068266 · Participants: 55363Morgan Stanley 401(k) PlanThe Pepsico Savings Plan, Total assets ($B): 13.651296 · Participants: 133597The Pepsico Savings PlanThe Goldman Sachs 401(k) Plan, Total assets ($B): 11.428659742 · Participants: 24866The Goldman Sachs 401(k) Plan
Usi 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants
Compare Usi 401(k) Plan side-by-side with 3 peers →

Scale composition for Usi 401(k) Plan

Usi 401(k) Plan reports $1.3B in end-of-year assets across 9,397 participants (0.011% of the $12.3T held by all Form 5500 filers in the national rollup , and 0.010% of 93,925,755 covered participants) - about $141,280 per participant (1.0x the national average assets-per-participant) . Net income for plan year 2023 was $288M.

This plan identity (EIN 133771734, plan #001) has 3 Form 5500 filings on file from 2022 to 2024 , with end-of-year assets moving from $1.0B to $1.5B (+47.6%) while covered participants moved from 8,186 to 10,251 . Single-year sparse filers cannot show that trail.

Plan year Participants EOY assets Filing
2022 8,186 $1.0B Open filing
2023 9,397 $1.3B This page
2024 · index core 10,251 $1.5B Open filing

The same sponsor also keeps 1 other index-core plan on PlainRetire:

Usi 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside New York, the nearest 401(k) by assets is State Employees' Credit Union Retirement Savings Plan in NC ($1.3B); by covered participants it is Parsons Corporation Retirement Savings Plan in VA (9,394 participants). Same-state nearby plans are listed separately above.

Closest by plan assets

Nearest other-state filings by tot_assets_eoy ($1.3B here).

Similar participant headcount

Nearest other-state filings by covered participants (9,397 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Usi 401(k) Plan assets move in 2023? ▼
Usi 401(k) Plan grew sharply - up 27.7% during 2023, from $1.0B to $1.3B. Reported net income was $288M.
How have Usi Insurance Services LLC plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Usi Insurance Services LLC's sponsor-wide assets grew 47.6%, from $1.0B to $1.5B.
Where does Usi 401(k) Plan rank by assets among Form 5500 filers? ▼
Usi 401(k) Plan ranks in the 99th percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (among the largest 1% of all filed plans).
Which 401(k) plans are similar in size to Usi 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is State Employees' Credit Union Retirement Savings Plan in NC ($1.3B, 7,706 participants).
Which 401(k) plans cover a similar participant headcount to Usi 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Parsons Corporation Retirement Savings Plan in VA (9,394 participants, $2.0B in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 133771734.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.