401(k) · DOL Form 5500 · 2023

Ota Management LLC 401(k) Plan

Data updated 2026-08-25

$32M
Total assets Below avg plan size
76
Participants Small participant base
80th
Percentile by assets National rank
$424,870
Avg per participant High balance/head
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Official DOL plan name: Ota 401(k)/Profit Sharing Plan · Sponsored by Ota Management LLC · New York · Finance & Insurance

$32M in assets, 76 participants

Ota Management LLC's Ota 401(k)/Profit Sharing Plan reported $32M in total assets and 76 participants in its 2023 DOL Form 5500 filing, ranking in the 80th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #6,189 in Finance & Insurance (8,869 peers)

Where Ota 401(k)/Profit Sharing Plan sits by assets

Ota 401(k)/Profit Sharing Plan sits in the top quartile of all filed plans by assets, $32M for 76 participants (~$424,870/participant), down 36.2% in 2023.

#6,189
in Finance & Insurance (8,869 peers)
-36.2%
assets change YoY
0.3×
vs typical plan assets (national mean)

Ota 401(k)/Profit Sharing Plan's outsized position by total assets

Ota 401(k)/Profit Sharing Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$32,290,120 Top 20% higher than 80% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Ota 401(k)/Profit Sharing Plan among smaller filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Ota 401(k)/Profit Sharing Plan is a small filing (76 participants) on this national headcount ladder.

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Ota 401(k)/Profit Sharing Plan reported net income rose from -$10M in the plan year 2022 filing to $2M in the plan year 2023 filing.
  • Ota 401(k)/Profit Sharing Plan end-of-year assets fell from $51M in the plan year 2022 filing to $32M in the plan year 2023 filing.
  • Ota 401(k)/Profit Sharing Plan reported participants fell from 111 in the plan year 2022 filing to 76 in the plan year 2023 filing.

See the national 2022→2023 release diff →

EBSA filing schedule strip

Filing strip 223882586 · Ota Management LLC PY 2023 · 401(k)

Ota 401(k)/Profit Sharing Plan · $32M · 76 · 80th

  • PART $32M
  • TYPE 76
  • NET 80th
  • BOOK 401(k)
  • VS-ST near Thoughtspot Inc 401(k) Profit Sharing Plan & Trust
  • BOY ind #6189

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in New York →

Ota 401(k)/Profit Sharing Plan in the asset neighbourhood

Ota 401(k)/Profit Sharing PlanOta 401(k)/Profit Sharing Pl…$32MThoughtspot Inc 401(k) Profit Sharing Plan & TrustThoughtspot Inc 401(k) Profi…$32MRed River Bank 401(k) Profit Sharing PlanRed River Bank 401(k) Profit…$32MJacobs Group 401(k) Plan$32MIndeck Energy Services, Inc. and Affiliated Employers 401(k) PlanIndeck Energy Services, Inc.…$32M
End-of-year total assets ($M) among Ota 401(k)/Profit Sharing Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Scale-class filing particulars (2023)

Total Assets (Beginning of Year)$51M
Net Assets (End of Year)$32M
Net Income$2M
Employer EIN223882586
Plan Effective Date1990-04-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Ota Management LLC)

Sponsor-wide plan assets over time

All Ota Management LLC plans reported in each filing year

Latest sponsor-wide plan assets
$32M 36.18351063934912% vs 2022
2023 filing year
$30M$40M$50M$60M 20222023 $50.6M $32.3M ▼ -36.2%
Year Plans Participants Total Assets
2022 1 111 $51M
2023 1 76 $32M

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Ota 401(k)/Profit Sharing Plan vs. nearby 401(k) plans in New York, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -20020406080 Total assets ($B) Participants Ota 401(k)/Profit Sharing Plan, Total assets ($B): 0.03229012 · Participants: 76Ota 401(k)/Profit Sharing PlanIBM 401 (K) Plus Plan, Total assets ($B): 57.428456306 · Participants: 54912IBM 401 (K) Plus PlanPfizer Savings Plan, Total assets ($B): 19.56134085 · Participants: 30033Pfizer Savings PlanMorgan Stanley 401(k) Plan, Total assets ($B): 19.235068266 · Participants: 55363Morgan Stanley 401(k) PlanThe Pepsico Savings Plan, Total assets ($B): 13.651296 · Participants: 133597The Pepsico Savings PlanThe Goldman Sachs 401(k) Plan, Total assets ($B): 11.428659742 · Participants: 24866The Goldman Sachs 401(k) Plan
Ota 401(k)/Profit Sharing Plan vs. nearby 401(k) plans in New York, assets vs. participants
Compare Ota 401(k)/Profit Sharing Plan side-by-side with 3 peers →

Ota 401(k)/Profit Sharing Plan's out-of-state 401(k) peers by assets and headcount

Outside New York, the nearest 401(k) by assets is Thoughtspot Inc 401(k) Profit Sharing Plan & Trust in CA ($32M); by covered participants it is Ovia Health 401(k) Plan in NC (76 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (76 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Ota 401(k)/Profit Sharing Plan assets move in 2023? ▼
Ota 401(k)/Profit Sharing Plan contracted severely - down 36.2% during 2023, from $51M to $32M. Reported net income was $2M.
How have Ota Management LLC plan assets changed over time? ▼
Across 2 plan years on file (2022-2023), Ota Management LLC's sponsor-wide assets declined 36.2%, from $51M to $32M.
Where does Ota 401(k)/Profit Sharing Plan rank by assets among Form 5500 filers? ▼
Ota 401(k)/Profit Sharing Plan ranks in the 80th percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (in the top quartile of all filed plans by assets).
Which 401(k) plans are similar in size to Ota 401(k)/Profit Sharing Plan? ▼
Among 401(k) plans in other states, the closest by assets is Thoughtspot Inc 401(k) Profit Sharing Plan & Trust in CA ($32M, 389 participants).
Which 401(k) plans cover a similar participant headcount to Ota 401(k)/Profit Sharing Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Ovia Health 401(k) Plan in NC (76 participants, $4M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 223882586.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.