401(k) · DOL Form 5500 · 2023

Rockefeller Group International, Inc. 401(k) Plan

Data updated 2026-08-25

$120M
Total assets Near avg plan size
165
Participants Small participant base
92nd
Percentile by assets National rank
$725,526
Avg per participant High balance/head
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Official DOL plan name: Rockefeller Group International, Inc. Incentive Savings Plan · Sponsored by Rockefeller Group International, Inc. · New York · Real Estate

$120M in assets, 165 participants

Rockefeller Group International, Inc.'s Rockefeller Group International, Inc. Incentive Savings Plan reported $120M in total assets and 165 participants in its 2023 DOL Form 5500 filing, ranking in the 92nd percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #4,628 in Real Estate (4,727 peers)

Coverage in New York

Rockefeller Group International, Inc. Incentive Savings Plan covers 165 participants in New York, about 21% of the average New York filer (state average ~798 per filing). Assets: $120M.

#4,628
in Real Estate (4,727 peers)
+20.6%
assets growth YoY
1.2×
vs typical plan assets (national mean)

Rockefeller Group International, Inc. Incentive Savings Plan's outsized position by total assets

Rockefeller Group International, Inc. Incentive Savings Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$119,711,735 Top 8% higher than 92% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Rockefeller Group International, Inc. Incentive Savings Plan among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Rockefeller Group International, Inc. Incentive Savings Plan sits mid-pack in the medium band (165 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Rockefeller Group International, Inc. Incentive Savings Plan reported net income rose from -$28M in the plan year 2022 filing to $20M in the plan year 2023 filing.
  • Rockefeller Group International, Inc. Incentive Savings Plan end-of-year assets rose from $99M in the plan year 2022 filing to $120M in the plan year 2023 filing.
  • Rockefeller Group International, Inc. Incentive Savings Plan reported participants fell from 169 in the plan year 2022 filing to 165 in the plan year 2023 filing.

See the national 2022→2023 release diff →

Plan-year Form 5500 strip

Filing strip 133975924 · Rockefeller Group International, Inc. PY 2023 · 401(k)

Rockefeller Group International, Inc. Incentive Savings Plan · $120M · 165 · 92nd

  • EIN $120M
  • RANK 165
  • PHOTO 92nd
  • IND 401(k)
  • EOY near Adviser Compliance Associates, LLC Dba Aca Group 401(k) Plan
  • 5500 ind #4628

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Real Estate retirement plans → · Plans in New York →

Rockefeller Group International, Inc. Incentive Savings Plan in the asset neighbourhood

Webcor Builders 401(k) Profit Sharing PlanWebcor Builders 401(k) Profi…$120MAdviser Compliance Associates, LLC Dba Aca Group 401(k) PlanAdviser Compliance Associate…$120MRockefeller Group International, Inc. Incentive Savings PlanRockefeller Group Internatio…$120MFlexera Software LLC 401(k) PlanFlexera Software LLC 401(k) …$120MAgco Corporation Hesston Employees' Savings PlanAgco Corporation Hesston Emp…$120M
End-of-year total assets ($M) among Rockefeller Group International, Inc. Incentive Savings Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

New York filing particulars

Total Assets (Beginning of Year)$99M
Net Assets (End of Year)$120M
Net Income$20M
Employer EIN133975924
Plan Effective Date1981-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Rockefeller Group International, Inc.)

Sponsor-wide plan assets over time

All Rockefeller Group International, Inc. plans reported in each filing year

Latest sponsor-wide plan assets
$267M 24.82110279999472% vs 2022
2024 filing year
$200M$220M$240M$260M$280M 202220232024 $214M $267M ▲ +24.8%
Year Plans Participants Total Assets
2022 2 287 $214M
2023 2 269 $241M
2024 2 286 $267M

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Rockefeller Group International, Inc. Incentive Savings Plan vs. nearby 401(k) plans in New York, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -20020406080 Total assets ($B) Participants Rockefeller Group International, Inc. Incentive Savings Plan, Total assets ($B): 0.119711735 · Participants: 165Rockefeller Group International, Inc. Incentive Savings PlanIBM 401 (K) Plus Plan, Total assets ($B): 57.428456306 · Participants: 54912IBM 401 (K) Plus PlanPfizer Savings Plan, Total assets ($B): 19.56134085 · Participants: 30033Pfizer Savings PlanMorgan Stanley 401(k) Plan, Total assets ($B): 19.235068266 · Participants: 55363Morgan Stanley 401(k) PlanThe Pepsico Savings Plan, Total assets ($B): 13.651296 · Participants: 133597The Pepsico Savings PlanThe Goldman Sachs 401(k) Plan, Total assets ($B): 11.428659742 · Participants: 24866The Goldman Sachs 401(k) Plan
Rockefeller Group International, Inc. Incentive Savings Plan vs. nearby 401(k) plans in New York, assets vs. participants
Compare Rockefeller Group International, Inc. Incentive Savings Plan side-by-side with 3 peers →

Rockefeller Group International, Inc. Incentive Savings Plan's out-of-state 401(k) peers by assets and headcount

Outside New York, the nearest 401(k) by assets is Adviser Compliance Associates, LLC Dba Aca Group 401(k) Plan in MD ($120M); by covered participants it is Fruitsmart 401(k) Plan in WA (165 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (165 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Rockefeller Group International, Inc. Incentive Savings Plan assets move in 2023? ▼
Rockefeller Group International, Inc. Incentive Savings Plan grew sharply - up 20.6% during 2023, from $99M to $120M. Reported net income was $20M.
How have Rockefeller Group International, Inc. plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Rockefeller Group International, Inc.'s sponsor-wide assets grew 24.8%, from $214M to $267M.
Where does Rockefeller Group International, Inc. Incentive Savings Plan rank by assets among Form 5500 filers? ▼
Rockefeller Group International, Inc. Incentive Savings Plan ranks in the 92nd percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (in the top 10% of all filed plans by assets).
Which 401(k) plans are similar in size to Rockefeller Group International, Inc. Incentive Savings Plan? ▼
Among 401(k) plans in other states, the closest by assets is Adviser Compliance Associates, LLC Dba Aca Group 401(k) Plan in MD ($120M, 808 participants).
Which 401(k) plans cover a similar participant headcount to Rockefeller Group International, Inc. Incentive Savings Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Fruitsmart 401(k) Plan in WA (165 participants, $3M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 133975924.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.