401(k) · DOL Form 5500 · 2023

Mariner Investment Group, LLC 401(k) Plan

Data updated 2026-08-25

$29M
Total assets Below avg plan size
111
Participants Small participant base
79th
Percentile by assets National rank
$259,045
Avg per participant Above avg balance/head
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Official DOL plan name: Mariner Investment Group, LLC 401(k) Profit Sharing Plan · Sponsored by Mariner Investment Group, LLC · New York · Finance & Insurance

$29M in assets, 111 participants

Mariner Investment Group, LLC's Mariner Investment Group, LLC 401(k) Profit Sharing Plan reported $29M in total assets and 111 participants in its 2023 DOL Form 5500 filing, ranking in the 79th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #5,965 in Finance & Insurance (8,869 peers)

Coverage in New York

Mariner Investment Group, LLC 401(k) Profit Sharing Plan covers 111 participants in New York, about 14% of the average New York filer (state average ~798 per filing). Assets: $29M.

#5,965
in Finance & Insurance (8,869 peers)
+20.0%
assets growth YoY
0.3×
vs typical plan assets (national mean)

Mariner Investment Group, LLC 401(k) Profit Sharing Plan's outsized position by total assets

Mariner Investment Group, LLC 401(k) Profit Sharing Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$28,754,003 Top 21% higher than 79% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Mariner Investment Group, LLC 401(k) Profit Sharing Plan among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Mariner Investment Group, LLC 401(k) Profit Sharing Plan sits mid-pack in the medium band (111 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Mariner Investment Group, LLC 401(k) Profit Sharing Plan reported net income rose from -$3M in the plan year 2022 filing to $5M in the plan year 2023 filing.
  • Mariner Investment Group, LLC 401(k) Profit Sharing Plan end-of-year assets rose from $24M in the plan year 2022 filing to $29M in the plan year 2023 filing.
  • Mariner Investment Group, LLC 401(k) Profit Sharing Plan reported participants rose from 109 in the plan year 2022 filing to 111 in the plan year 2023 filing.

See the national 2022→2023 release diff →

DOL schedule card

Filing strip 510661527 · Mariner Investment Group, LLC PY 2023 · 401(k)

Mariner Investment Group, LLC 401(k) Profit Sharing Plan · $29M · 111 · 79th

  • PART $29M
  • PART 111
  • PART 79th
  • PART 401(k)
  • PART near The NA Hoku, Inc. 401(k) Savings Plan
  • PART ind #5965

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in New York →

Mariner Investment Group, LLC 401(k) Profit Sharing Plan in the asset neighbourhood

The NA Hoku, Inc. 401(k) Savings PlanThe NA Hoku, Inc. 401(k) Sav…$29MElgin Fastener Group, LLC Master Savings and Profit Sharing PlanElgin Fastener Group, LLC Ma…$29MMariner Investment Group, LLC 401(k) Profit Sharing PlanMariner Investment Group, LL…$29MWoodmont Real Estate Services, L.P. 401(k) Profit Sharing PlanWoodmont Real Estate Service…$29MNwl, Inc. 401(k) Retirement PlanNwl, Inc. 401(k) Retirement …$29M
End-of-year total assets ($M) among Mariner Investment Group, LLC 401(k) Profit Sharing Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

New York filing particulars

Total Assets (Beginning of Year)$24M
Net Assets (End of Year)$29M
Net Income$5M
Employer EIN510661527
Plan Effective Date2001-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Mariner Investment Group, LLC)

Sponsor-wide plan assets over time

All Mariner Investment Group, LLC plans reported in each filing year

Latest sponsor-wide plan assets
$34M 41.78588440006356% vs 2022
2024 filing year
$20M$25M$30M$35M 202220232024 $24M $34M ▲ +41.8%
Year Plans Participants Total Assets
2022 1 109 $24M
2023 1 111 $29M
2024 1 124 $34M

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Mariner Investment Group, LLC 401(k) Profit Sharing Plan vs. nearby 401(k) plans in New York, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -20020406080 Total assets ($B) Participants Mariner Investment Group, LLC 401(k) Profit Sharing Plan, Total assets ($B): 0.028754003 · Participants: 111Mariner Investment Group, LLC 401(k) Profit Sharing PlanIBM 401 (K) Plus Plan, Total assets ($B): 57.428456306 · Participants: 54912IBM 401 (K) Plus PlanPfizer Savings Plan, Total assets ($B): 19.56134085 · Participants: 30033Pfizer Savings PlanMorgan Stanley 401(k) Plan, Total assets ($B): 19.235068266 · Participants: 55363Morgan Stanley 401(k) PlanThe Pepsico Savings Plan, Total assets ($B): 13.651296 · Participants: 133597The Pepsico Savings PlanThe Goldman Sachs 401(k) Plan, Total assets ($B): 11.428659742 · Participants: 24866The Goldman Sachs 401(k) Plan
Mariner Investment Group, LLC 401(k) Profit Sharing Plan vs. nearby 401(k) plans in New York, assets vs. participants
Compare Mariner Investment Group, LLC 401(k) Profit Sharing Plan side-by-side with 3 peers →

Mariner Investment Group, LLC 401(k) Profit Sharing Plan's out-of-state 401(k) peers by assets and headcount

Outside New York, the nearest 401(k) by assets is The NA Hoku, Inc. 401(k) Savings Plan in HI ($29M); by covered participants it is Reliable Appliance Installation Inc. 401(k) Plan in OH (111 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (111 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Mariner Investment Group, LLC 401(k) Profit Sharing Plan assets move in 2023? ▼
Mariner Investment Group, LLC 401(k) Profit Sharing Plan grew sharply - up 20.0% during 2023, from $24M to $29M. Reported net income was $5M.
How have Mariner Investment Group, LLC plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Mariner Investment Group, LLC's sponsor-wide assets grew 41.8%, from $24M to $34M.
Where does Mariner Investment Group, LLC 401(k) Profit Sharing Plan rank by assets among Form 5500 filers? ▼
Mariner Investment Group, LLC 401(k) Profit Sharing Plan ranks in the 79th percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (in the top quartile of all filed plans by assets).
Which 401(k) plans are similar in size to Mariner Investment Group, LLC 401(k) Profit Sharing Plan? ▼
Among 401(k) plans in other states, the closest by assets is The NA Hoku, Inc. 401(k) Savings Plan in HI ($29M, 358 participants).
Which 401(k) plans cover a similar participant headcount to Mariner Investment Group, LLC 401(k) Profit Sharing Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Reliable Appliance Installation Inc. 401(k) Plan in OH (111 participants, $3M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 510661527.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.