401(k)
2023 plan-year 401(k) DOL Form 5500

NEW YORK INDEPENDENT SYSTEM INC. 401(K) RETIREMENT PLAN

ERISA Form 5500 plan record drawn from DOL EBSA — verify with linked source filings below.

NY INDEPENDENT SYSTEM OPERATOR, INC.

This 401(k) plan holds $285M in total assets and serves 571 participants as of 2023. It is sponsored by NY INDEPENDENT SYSTEM OPERATOR, INC. in New York. The plan reported positive net income of $49M for the year.

Total Assets (2023)
$285M
Participants
571
State
Industry
Professional & Technical Services

What the Filing Says About NEW YORK INDEPENDENT SYSTEM INC. 401(K) RETIREMENT PLAN

NEW YORK INDEPENDENT SYSTEM INC. 401(K) RETIREMENT PLAN is a 401(k) retirement plan sponsored by NY INDEPENDENT SYSTEM OPERATOR, INC., headquartered in New York. As of the 2023 Form 5500 filing, the plan reports $285M in total end-of-year assets and covers 571 participants across the Professional & Technical Services industry. The sponsor's EIN on file with the U.S. Department of Labor is 141815612, and the plan has been effective since 1999-12-01. Its filing status is currently FILING RECEIVED.

Year over year, total assets moved from $235M at the beginning of 2023 to $285M at year-end — a gain of 20.9%. Net assets (after liabilities) closed the year at $285M, with reported net income of $49M driven by investment returns, contributions received, and benefit payments during the period. These figures reflect what the plan administrator certified on Schedule H or Schedule I of the Form 5500 annual return and can be compared against 2 prior plan-year filings from the same sponsor shown below.

Asset totals and participant counts reflect a single plan year snapshot and can change materially with market conditions, plan mergers, or workforce changes. Fields such as "net income" include both realized investment performance and contribution/distribution flows — a single-year figure does not by itself indicate plan health or participant outcomes. This page summarizes public DOL disclosures for research and educational purposes only and is not retirement, tax, legal, or financial advice. Before making decisions about your own retirement benefits or evaluating an employer's plan, verify the underlying filing directly via the DOL EFAST2 system and consult a qualified professional.

Financial Summary (2023)

Total Assets (Beginning of Year)$235M
Total Assets (End of Year)$285M
Net Assets (End of Year)$285M
Net Income$49M
Plan Type401(k)
Employer EIN141815612
Plan Effective Date1999-12-01
Filing StatusFILING RECEIVED

Sponsor Plan History (NY INDEPENDENT SYSTEM OPERATOR, INC.)

Year Plans Participants Total Assets
2022 2 761 $259M
2023 2 768 $307M
2024 2 787 $345M

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Frequently Asked Questions

How much money is in the NEW YORK INDEPENDENT SYSTEM INC. 401(K) RETIREMENT PLAN?
As of the 2023 Form 5500 filing, NEW YORK INDEPENDENT SYSTEM INC. 401(K) RETIREMENT PLAN holds $285M in total assets with 571 participants. It is sponsored by NY INDEPENDENT SYSTEM OPERATOR, INC..
What type of plan is NEW YORK INDEPENDENT SYSTEM INC. 401(K) RETIREMENT PLAN?
NEW YORK INDEPENDENT SYSTEM INC. 401(K) RETIREMENT PLAN is a 401(k) plan. It has been effective since 1999-12-01. The plan is filed with the U.S. Department of Labor under EIN 141815612.
Who sponsors the NEW YORK INDEPENDENT SYSTEM INC. 401(K) RETIREMENT PLAN?
NEW YORK INDEPENDENT SYSTEM INC. 401(K) RETIREMENT PLAN is sponsored by NY INDEPENDENT SYSTEM OPERATOR, INC., located in New York. The sponsor's EIN is 141815612 and the plan operates in the Professional & Technical Services industry.
How did NEW YORK INDEPENDENT SYSTEM INC. 401(K) RETIREMENT PLAN perform in 2023?
NEW YORK INDEPENDENT SYSTEM INC. 401(K) RETIREMENT PLAN grew by 20.9% during 2023, moving from $235M to $285M in total assets. Net income was $49M.
Where can I find official filings for NEW YORK INDEPENDENT SYSTEM INC. 401(K) RETIREMENT PLAN?
Official Form 5500 filings for NEW YORK INDEPENDENT SYSTEM INC. 401(K) RETIREMENT PLAN are available through the U.S. Department of Labor's EFAST2 system. Search by EIN 141815612 or plan name at efast.dol.gov.
How does NEW YORK INDEPENDENT SYSTEM INC. 401(K) RETIREMENT PLAN compare to other plans?
You can compare NEW YORK INDEPENDENT SYSTEM INC. 401(K) RETIREMENT PLAN against other 401(k) plans on the plan type page, or view plans in New York on the state page. PlainRetire tracks the 5,000 largest retirement plans in the U.S. by total assets.

Explore PlainRetire

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) — original filing retrieval by EIN 141815612.

Reference: IRS Publication 560 — Retirement Plans for Small Business, contribution-limit rules.

Reference: IRS Publication 590-B — Distributions from IRAs, RMD rules under SECURE Act 2.0.

Data sourced from official public datasets. See our methodology for details.