401(k) · DOL Form 5500 · 2023

Klingenstein, Fields & Co., L.P. 401(k) Plan

Data updated 2026-08-25

$52M
Total assets Below avg plan size
39
Participants Small participant base
86th
Percentile by assets National rank
$1.3M
Avg per participant High balance/head
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Official DOL plan name: Klingenstein, Fields & Co., L.P. Savings and Investment Plan · Sponsored by Klingenstein, Fields & Co., L.P. · New York · Finance & Insurance

$52M in assets, 39 participants

Klingenstein, Fields & Co., L.P.'s Klingenstein, Fields & Co., L.P. Savings and Investment Plan reported $52M in total assets and 39 participants in its 2023 DOL Form 5500 filing, ranking in the 86th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #6,947 in Finance & Insurance (8,869 peers)

Where Klingenstein, Fields & Co., L.P. Savings and Investment Plan sits by assets

Klingenstein, Fields & Co., L.P. Savings and Investment Plan sits in the top quartile of all filed plans by assets, $52M for 39 participants (~$1.3M/participant), up 24.6% in 2023.

#6,947
in Finance & Insurance (8,869 peers)
+24.6%
assets growth YoY
0.5×
vs typical plan assets (national mean)

Klingenstein, Fields & Co., L.P. Savings and Investment Plan's outsized position by total assets

Klingenstein, Fields & Co., L.P. Savings and Investment Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$51,821,444 Top 14% higher than 86% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Klingenstein, Fields & Co., L.P. Savings and Investment Plan among smaller filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Klingenstein, Fields & Co., L.P. Savings and Investment Plan is a small filing (39 participants) on this national headcount ladder.

EBSA filing schedule strip

Filing strip 133479093 · Klingenstein, Fields & Co., L.P. PY 2023 · 401(k)

Klingenstein, Fields & Co., L.P. Savings and Investment Plan · $52M · 39 · 86th

  • PART $52M
  • PART 39
  • PART 86th
  • PART 401(k)
  • PART near Wilson Language Training Corporation 401(k) Retirement Plan
  • PART ind #6947

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in New York →

Klingenstein, Fields & Co., L.P. Savings and Investment Plan in the asset neighbourhood

Klingenstein, Fields & Co., L.P. Savings and Investment PlanKlingenstein, Fields & Co., …$52MWilson Language Training Corporation 401(k) Retirement PlanWilson Language Training Cor…$52MAlku 401(k) Plan$52MChattanooga Orthopaedic Group, P.C. 401(k) Profit Sharing PlanChattanooga Orthopaedic Grou…$52MNewsbank Retirement Savings PlanNewsbank Retirement Savings …$52M
End-of-year total assets ($M) among Klingenstein, Fields & Co., L.P. Savings and Investment Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Scale-class filing particulars (2023)

Total Assets (Beginning of Year)$42M
Net Assets (End of Year)$52M
Net Income$10M
Employer EIN133479093
Plan Effective Date1989-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Klingenstein, Fields & Co., L.P.)

Sponsor-wide plan assets over time

All Klingenstein, Fields & Co., L.P. plans reported in each filing year

Latest sponsor-wide plan assets
$61M 17.644691645412276% vs 2023
2024 filing year
$50M$55M$60M$65M 20232024 $51.8M $61M ▲ +17.7%
Year Plans Participants Total Assets
2023 1 39 $52M
2024 1 41 $61M

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Klingenstein, Fields & Co., L.P. Savings and Investment Plan vs. nearby 401(k) plans in New York, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -20020406080 Total assets ($B) Participants Klingenstein, Fields & Co., L.P. Savings and Investment Plan, Total assets ($B): 0.051821444 · Participants: 39Klingenstein, Fields & Co., L.P. Savings and Investment PlanIBM 401 (K) Plus Plan, Total assets ($B): 57.428456306 · Participants: 54912IBM 401 (K) Plus PlanPfizer Savings Plan, Total assets ($B): 19.56134085 · Participants: 30033Pfizer Savings PlanMorgan Stanley 401(k) Plan, Total assets ($B): 19.235068266 · Participants: 55363Morgan Stanley 401(k) PlanThe Pepsico Savings Plan, Total assets ($B): 13.651296 · Participants: 133597The Pepsico Savings PlanThe Goldman Sachs 401(k) Plan, Total assets ($B): 11.428659742 · Participants: 24866The Goldman Sachs 401(k) Plan
Klingenstein, Fields & Co., L.P. Savings and Investment Plan vs. nearby 401(k) plans in New York, assets vs. participants
Compare Klingenstein, Fields & Co., L.P. Savings and Investment Plan side-by-side with 3 peers →

Klingenstein, Fields & Co., L.P. Savings and Investment Plan's out-of-state 401(k) peers by assets and headcount

Outside New York, the nearest 401(k) by assets is Wilson Language Training Corporation 401(k) Retirement Plan in MA ($52M); by covered participants it is I. Schumann & Co. LLC 401(k) Profit Sharing Plan & Trust in OH (39 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (39 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Klingenstein, Fields & Co., L.P. Savings and Investment Plan assets move in 2023? ▼
Klingenstein, Fields & Co., L.P. Savings and Investment Plan grew sharply - up 24.6% during 2023, from $42M to $52M. Reported net income was $10M.
How have Klingenstein, Fields & Co., L.P. plan assets changed over time? ▼
Across 2 plan years on file (2023-2024), Klingenstein, Fields & Co., L.P.'s sponsor-wide assets grew 17.6%, from $52M to $61M.
Where does Klingenstein, Fields & Co., L.P. Savings and Investment Plan rank by assets among Form 5500 filers? ▼
Klingenstein, Fields & Co., L.P. Savings and Investment Plan ranks in the 86th percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (in the top quartile of all filed plans by assets).
Which 401(k) plans are similar in size to Klingenstein, Fields & Co., L.P. Savings and Investment Plan? ▼
Among 401(k) plans in other states, the closest by assets is Wilson Language Training Corporation 401(k) Retirement Plan in MA ($52M, 265 participants).
Which 401(k) plans cover a similar participant headcount to Klingenstein, Fields & Co., L.P. Savings and Investment Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is I. Schumann & Co. LLC 401(k) Profit Sharing Plan & Trust in OH (39 participants, $4M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 133479093.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.