ESOP · DOL Form 5500 · 2023
Marshall & Sterling Enterprises, Inc. ESOP
Data updated 2026-08-25
- $202M
- Total assets Near avg plan size
- 494
- Participants Below avg headcount
- 95th
- Percentile by assets National rank
- $408,395
- Avg per participant High balance/head
Official DOL plan name: Marshall & Sterling Enterprises, Inc. Employee Stock Ownership Plan · Sponsored by Marshall & Sterling Enterprises, Inc. · New York · Management of Enterprises
$202M in assets, 494 participants
Marshall & Sterling Enterprises, Inc.'s Marshall & Sterling Enterprises, Inc. Employee Stock Ownership Plan reported $202M in total assets and 494 participants in its 2023 DOL Form 5500 filing, ranking in the 95th percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.
- #945 in Management of Enterprises (1,137 peers)
Where Marshall & Sterling Enterprises, Inc. Employee Stock Ownership Plan sits by assets
Marshall & Sterling Enterprises, Inc. Employee Stock Ownership Plan sits in the top 5% of all filed plans by assets, $202M for 494 participants (~$408,395/participant), up 14.4% in 2023.
- #945
- in Management of Enterprises (1,137 peers)
- +14.4%
- assets growth YoY
- 2.0×
- vs typical plan assets (national mean)
Marshall & Sterling Enterprises, Inc. Employee Stock Ownership Plan's outsized position by total assets
Marshall & Sterling Enterprises, Inc. Employee Stock Ownership Plan vs every filed plan by assets
End-of-year total assets · plan year 2023 · DOL Form 5500
$201,746,967 Top 5% higher than 95% of 127,068 filed plans
Dashed line + filled bar = this entry, among filed plans.
Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023
Marshall & Sterling Enterprises, Inc. Employee Stock Ownership Plan among mid-size filed plans by headcount
Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Marshall & Sterling Enterprises, Inc. Employee Stock Ownership Plan sits mid-pack in the medium band (494 participants).
What changed between DOL Form 5500 filings
plan year 2022 → plan year 2023
- Marshall & Sterling Enterprises, Inc. Employee Stock Ownership Plan reported net income rose from $12M in the plan year 2022 filing to $26M in the plan year 2023 filing.
- Marshall & Sterling Enterprises, Inc. Employee Stock Ownership Plan end-of-year assets rose from $176M in the plan year 2022 filing to $202M in the plan year 2023 filing.
- Marshall & Sterling Enterprises, Inc. Employee Stock Ownership Plan reported participants rose from 482 in the plan year 2022 filing to 494 in the plan year 2023 filing.
EBSA filing schedule strip
Filing strip 141769290 · Marshall & Sterling Enterprises, Inc. PY 2023 · ESOP
Marshall & Sterling Enterprises, Inc. Employee Stock Ownership Plan · $202M · 494 · 95th
- BOOK $202M
- BOOK 494
- BOOK 95th
- BOOK ESOP
- BOOK near James a. Scott & Son, Incorporated Employee Stock Ownership Plan
- BOOK ind #945
Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with What is an ESOP? → · Plans in New York →
Marshall & Sterling Enterprises, Inc. Employee Stock Ownership Plan in the asset neighbourhood
Scale-class filing particulars (2023)
| Total Assets (Beginning of Year) | $176M |
|---|---|
| Net Assets (End of Year) | $177M |
| Net Income | $26M |
| Employer EIN | 141769290 |
| Plan Effective Date | 1977-01-01 |
| Filing Status | FILING RECEIVED |
Sponsor Plan History (Marshall & Sterling Enterprises, Inc.)
Sponsor-wide plan assets over time
All Marshall & Sterling Enterprises, Inc. plans reported in each filing year
- Latest sponsor-wide plan assets
- $303M 33.39556377902239% vs 2022
- 2024 filing year
| Year | Plans | Participants | Total Assets |
|---|---|---|---|
| 2022 | 2 | 1,011 | $227M |
| 2023 | 2 | 1,021 | $263M |
| 2024 | 2 | 1,057 | $303M |
Nearby ESOP Plans in New York
Peer ESOP plans, same state, same plan type, ranked by total assets.
- Stewart's Shops Corp Employee Stock Ownership Plan $877M · 3,439
- North Coast Holdings Employee Stock Ownership Plan $406M · 4,467
- Griffon Corporation Employee Stock Ownership Plan $299M · 3,674
- Greenman-Pedersen, Inc. Employee Stock Ownership Plan $248M · 1,704
- H.C. Wainwright & Co. Employee Stock Ownership Plan $242M · 93
Marshall & Sterling Enterprises, Inc. Employee Stock Ownership Plan's out-of-state ESOP peers by assets and headcount
Outside New York, the nearest ESOP by assets is James a. Scott & Son, Incorporated Employee Stock Ownership Plan in VA ($204M); by covered participants it is Stearns Financial Services, Inc. Employee Stock Ownership Plan in MN (494 participants). Same-state nearby plans are listed separately above.
Closest by plan assets
Nearest other-state filings by tot_assets_eoy ($202M here).
Similar participant headcount
Nearest other-state filings by covered participants (494 participants); asset peers above are excluded.
- Stearns Financial Services, Inc. Employee Stock Ownership Plan (MN) 494 · 0 off
- Wunderlich-Malec Engineering, Inc. Employee Stock Ownership Plan (MN) 494 · 0 off
- Pavement Recycling Systems, Inc. Employee Stock Ownership Plan (CA) 495 · 1 off
- Donley Companies, Inc. Employee Stock Ownership Plan (OH) 492 · 2 off
DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.