401(k) · DOL Form 5500 · 2023

Canaccord Genuity LLC 401(k) Plan

Data updated 2026-08-25

$96M
Total assets Below avg plan size
414
Participants Below avg headcount
91st
Percentile by assets National rank
$231,886
Avg per participant Above avg balance/head
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Official DOL plan name: Canaccord Genuity LLC 401(k) Plan · Sponsored by Canaccord Genuity LLC · New York · Finance & Insurance

$96M in assets, 414 participants

Canaccord Genuity LLC's Canaccord Genuity LLC 401(k) Plan reported $96M in total assets and 414 participants in its 2023 DOL Form 5500 filing, ranking in the 91st percentile by assets among filed plans. Figures are as reported by the plan sponsor to the Department of Labor, not audited or endorsed by PlainRetire.

  • #7,635 in Finance & Insurance (8,869 peers)

Where Canaccord Genuity LLC 401(k) Plan sits by assets

Canaccord Genuity LLC 401(k) Plan sits in the top 10% of all filed plans by assets, $96M for 414 participants (~$231,886/participant), up 24.7% in 2023.

#7,635
in Finance & Insurance (8,869 peers)
+24.7%
assets growth YoY
1.0×
vs typical plan assets (national mean)

Canaccord Genuity LLC 401(k) Plan's outsized position by total assets

Canaccord Genuity LLC 401(k) Plan vs every filed plan by assets

End-of-year total assets · plan year 2023 · DOL Form 5500

$96,000,935 Top 9% higher than 91% of 127,068 filed plans

This plan $0 $2,050,000,000 every filed plan with reported assets, bucketed by value

Dashed line + filled bar = this entry, among filed plans.

Source U.S. Department of Labor Form 5500 filings (EBSA) · plan year 2023

Canaccord Genuity LLC 401(k) Plan among mid-size filed plans by headcount

Plan-year 2023 Form 5500 filings with a reported participant count, partitioned by headcount band, not by assets. Canaccord Genuity LLC 401(k) Plan sits mid-pack in the medium band (414 participants).

What changed between DOL Form 5500 filings

plan year 2022 → plan year 2023

  • Canaccord Genuity LLC 401(k) Plan reported net income rose from -$13M in the plan year 2022 filing to $19M in the plan year 2023 filing.
  • Canaccord Genuity LLC 401(k) Plan end-of-year assets rose from $77M in the plan year 2022 filing to $96M in the plan year 2023 filing.
  • Canaccord Genuity LLC 401(k) Plan reported participants rose from 339 in the plan year 2022 filing to 414 in the plan year 2023 filing.

See the national 2022→2023 release diff →

Form 5500 schedule snapshot

Filing strip 200779566 · Canaccord Genuity LLC PY 2023 · 401(k)

Canaccord Genuity LLC 401(k) Plan · $96M · 414 · 91st

  • IND $96M
  • IND 414
  • IND 91st
  • IND 401(k)
  • IND near The Capital Accumulation Plan of Global Aerospace, Inc.
  • IND ind #7635

Stamps derive from this plan's Form 5500 line items (assets, participants, type, EIN, cohort placement) - not a quality rating of the sponsor. Read with Finance & Insurance retirement plans → · Plans in New York →

Canaccord Genuity LLC 401(k) Plan in the asset neighbourhood

Texas Health Care, P.L.L.C. 401(k) Retirement PlanTexas Health Care, P.L.L.C. …$96MCanaccord Genuity LLC 401(k) PlanCanaccord Genuity LLC 401(k)…$96MThe Capital Accumulation Plan of Global Aerospace, Inc.The Capital Accumulation Pla…$96MSavings Plan & Trust Agreement of Lauritzen Corporation and Related CompaniesSavings Plan & Trust Agreeme…$96MGolden State Orthopedics & Spine Profit Sharing 401(k) PlanGolden State Orthopedics & S…$96M
End-of-year total assets ($M) among Canaccord Genuity LLC 401(k) Plan and nearest nationwide 401(k) peers. Source: DOL Form 5500 plan year 2023.

Scale-class filing particulars (2023)

Total Assets (Beginning of Year)$77M
Net Assets (End of Year)$96M
Net Income$19M
Employer EIN200779566
Plan Effective Date1981-01-01
Filing StatusFILING RECEIVED

Sponsor Plan History (Canaccord Genuity LLC)

Sponsor-wide plan assets over time

All Canaccord Genuity LLC plans reported in each filing year

Latest sponsor-wide plan assets
$111M 43.55167437905511% vs 2022
2024 filing year
$60M$80M$100M$120M 202220232024 $77M $111M ▲ +43.6%
Year Plans Participants Total Assets
2022 1 339 $77M
2023 1 414 $96M
2024 1 384 $111M

Nearby 401(k) Plans in New York

Peer 401(k) plans, same state, same plan type, ranked by total assets.

Canaccord Genuity LLC 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants Scatter plot of 6 data points. -50000050000100000150000 -20020406080 Total assets ($B) Participants Canaccord Genuity LLC 401(k) Plan, Total assets ($B): 0.096000935 · Participants: 414Canaccord Genuity LLC 401(k) PlanIBM 401 (K) Plus Plan, Total assets ($B): 57.428456306 · Participants: 54912IBM 401 (K) Plus PlanPfizer Savings Plan, Total assets ($B): 19.56134085 · Participants: 30033Pfizer Savings PlanMorgan Stanley 401(k) Plan, Total assets ($B): 19.235068266 · Participants: 55363Morgan Stanley 401(k) PlanThe Pepsico Savings Plan, Total assets ($B): 13.651296 · Participants: 133597The Pepsico Savings PlanThe Goldman Sachs 401(k) Plan, Total assets ($B): 11.428659742 · Participants: 24866The Goldman Sachs 401(k) Plan
Canaccord Genuity LLC 401(k) Plan vs. nearby 401(k) plans in New York, assets vs. participants
Compare Canaccord Genuity LLC 401(k) Plan side-by-side with 3 peers →

Canaccord Genuity LLC 401(k) Plan's out-of-state 401(k) peers by assets and headcount

Outside New York, the nearest 401(k) by assets is The Capital Accumulation Plan of Global Aerospace, Inc. in NJ ($96M); by covered participants it is Bayer Built Woodworks, Inc. Retirement Plan in MN (414 participants). Same-state nearby plans are listed separately above.

Similar participant headcount

Nearest other-state filings by covered participants (414 participants); asset peers above are excluded.

DOL Form 5500 plan year 2023. Asset totals can differ widely at the same headcount; neither axis is a quality rating.

Frequently Asked Questions

How did Canaccord Genuity LLC 401(k) Plan assets move in 2023? ▼
Canaccord Genuity LLC 401(k) Plan grew sharply - up 24.7% during 2023, from $77M to $96M. Reported net income was $19M.
How have Canaccord Genuity LLC plan assets changed over time? ▼
Across 3 plan years on file (2022-2024), Canaccord Genuity LLC's sponsor-wide assets grew 43.6%, from $77M to $111M.
Where does Canaccord Genuity LLC 401(k) Plan rank by assets among Form 5500 filers? ▼
Canaccord Genuity LLC 401(k) Plan ranks in the 91st percentile by end-of-year assets among 127,072 plans that reported assets for plan year 2023 (in the top 10% of all filed plans by assets).
Which 401(k) plans are similar in size to Canaccord Genuity LLC 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by assets is The Capital Accumulation Plan of Global Aerospace, Inc. in NJ ($96M, 179 participants).
Which 401(k) plans cover a similar participant headcount to Canaccord Genuity LLC 401(k) Plan? ▼
Among 401(k) plans in other states, the closest by covered participants is Bayer Built Woodworks, Inc. Retirement Plan in MN (414 participants, $39M in assets).

Source: U.S. Department of Labor, Employee Benefits Security Administration (EBSA), Form 5500 public disclosure dataset. Plan year 2023.

Source: DOL EFAST2 filing system (efast.dol.gov) - original filing retrieval by EIN 200779566.

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from U.S. Department of Labor Form 5500 filings (EBSA). See our methodology for details.